Waddell & Reed

Total Portfolio Holdings

Ivy Balanced Fund

Updated as of 3/31/2016
Name Type Shares or Principal Amount Market Value Percent of Net Assets
Carnival Corp. Common Stocks 1,124,800 $59,355,696.00 2.12 %
Broadcom Corp., Class A Common Stocks 383,409 $59,236,691.00 2.12 %
JPMorgan Chase & Co. Common Stocks 927,750 $54,941,355.00 1.96 %
PNC Financial Services Group, Inc. (The) Common Stocks 571,950 $48,369,812.00 1.73 %
Comcast Corp., Class A Common Stocks 675,350 $41,250,378.00 1.48 %
Teva Pharmaceutical Industries Ltd. ADR Common Stocks 771,700 $41,293,667.00 1.47 %
Shire Pharmaceuticals Group plc ADR Common Stocks 239,539 $41,176,754.00 1.47 %
Union Pacific Corp. Common Stocks 489,700 $38,955,635.00 1.40 %
PPG Industries, Inc. Common Stocks 344,550 $38,413,880.00 1.37 %
Johnson & Johnson Common Stocks 353,500 $38,248,700.00 1.37 %
Cognizant Technology Solutions Corp., Class A Common Stocks 610,700 $38,290,890.00 1.37 %
Mead Johnson Nutrition Co. Common Stocks 430,548 $36,583,664.00 1.31 %
Allergan plc Common Stocks 130,250 $34,910,908.00 1.25 %
Crown Castle International Corp. Common Stocks 390,500 $33,778,250.00 1.21 %
Anthem, Inc. Common Stocks 243,150 $33,795,419.00 1.21 %
Wisconsin Electric Power Co. 0.65 %, 4/6/2016 N/A 32,435,000 $32,432,740.00 1.16 %
Autodesk, Inc. Common Stocks 525,050 $30,615,666.00 1.09 %
Intercontinenta lExchange, Inc. Common Stocks 129,200 $30,380,088.00 1.09 %
Williams-Sonoma, Inc. Common Stocks 548,507 $30,025,273.00 1.07 %
Medtronic, Inc. Common Stocks 393,200 $29,490,000.00 1.06 %
Teva Pharmaceutical Industries Ltd., Convertible, 7.000% Preferred Stocks 33,513 $29,623,481.00 1.06 %
Allergan plc, Convertible Series A, 5.500% Preferred Stocks 31,000 $28,493,340.00 1.02 %
J.M. Smucker Company (The) Common Stocks 217,000 $28,175,280.00 1.01 %
Home Depot, Inc. (The) Common Stocks 212,150 $28,307,175.00 1.01 %
Schlumberger Ltd. Common Stocks 381,000 $28,098,750.00 1.01 %
General Electric Co. Common Stocks 881,850 $28,034,012.00 1.00 %
Kraft Foods Group, Inc. Common Stocks 349,953 $27,492,308.00 0.98 %
Frontier Communications Corp. Preferred Stocks 260,820 $27,229,608.00 0.97 %
Noble Energy, Inc. Common Stocks 854,058 $26,825,962.00 0.96 %
Applied Materials, Inc. Common Stocks 1,271,200 $26,924,016.00 0.96 %
Microchip Technology, Inc. Common Stocks 556,450 $26,820,890.00 0.96 %
Anheuser-Busch InBev S.A. ADR Common Stocks 213,550 $26,621,143.00 0.95 %
Constellation Brands, Inc. Common Stocks 174,750 $26,402,978.00 0.94 %
Twenty-First Century Fox, Inc. Common Stocks 907,200 $25,583,040.00 0.92 %
Harris Corp. Common Stocks 329,250 $25,635,405.00 0.92 %
Morgan Stanley Common Stocks 1,021,979 $25,559,695.00 0.91 %
Newfield Exploration Co. Common Stocks 735,650 $24,460,363.00 0.87 %
FleetCor Technologies, Inc. Common Stocks 161,700 $24,052,875.00 0.86 %
Las Vegas Sands, Inc. Common Stocks 451,104 $23,313,055.00 0.83 %
Micron Technology, Inc., Convertible 3.00 %, 11/15/2043 Corporate Debt Securities 33,500,000 $22,821,875.00 0.82 %
Stericycle, Inc., 5.250% Preferred Stocks 232,000 $21,564,400.00 0.77 %
Texas Instruments, Inc. Common Stocks 366,000 $21,015,720.00 0.75 %
Laboratory Corp. of America Holdings Common Stocks 179,100 $20,977,983.00 0.75 %
Huntington Ingalls Industries, Inc. 5.00 %, 11/15/2025 Corporate Debt Securities 19,085,000 $19,991,538.00 0.72 %
Malayan Banking Berhad (GTD by Wells Fargo Bank N.A.) 0.40 %, 4/14/2016 Short-Term Securities 20,000,000 $19,996,897.00 0.71 %
DTE Energy Co. (GTD by Detroit Edison Co.) 0.69 %, 4/4/2016 Short-Term Securities 20,000,000 $19,999,018.00 0.71 %
Brand Energy & Infrastructure Services 8.50 %, 12/1/2021 Corporate Debt Securities 19,500,000 $18,330,000.00 0.65 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.37 %, 4/1/2016 Short-Term Securities 18,000,000 $18,000,000.00 0.64 %
Northern Trust Corp. Common Stocks 255,150 $16,628,126.00 0.60 %
WP Mustang Holdings LLC 8.50 %, 5/29/2022 Senior Loans 16,201,250 $15,931,175.00 0.57 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.37 %, 4/14/2016 Short-Term Securities 15,000,000 $14,997,853.00 0.54 %
Becton Dickinson & Co. 0.49 %, 4/20/2016 Short-Term Securities 15,000,000 $14,995,942.00 0.54 %
BorgWarner, Inc. 0.49 %, 4/21/2016 Short-Term Securities 15,000,000 $14,995,713.00 0.54 %
McCormick & Co. Inc. 0.45 %, 4/18/2016 Short-Term Securities 15,000,000 $14,996,625.00 0.54 %
Rockwell Automation, Inc. 0.57 %, 4/6/2016 Short-Term Securities 15,000,000 $14,998,955.00 0.54 %
Surgery Center Holdings, Inc. 8.88 %, 4/15/2021 Corporate Debt Securities 15,000,000 $15,000,000.00 0.54 %
McCormick & Co., Inc. 0.47 %, 4/27/2016 Short-Term Securities 15,000,000 $14,994,746.00 0.53 %
Apple, Inc. Common Stocks 133,034 $14,499,376.00 0.52 %
A. Schulman, Inc., Convertible Preferred Stocks 18,700 $13,962,542.00 0.50 %
Hillman Group, Inc. (The) 6.38 %, 7/15/2022 Corporate Debt Securities 16,330,000 $13,635,550.00 0.49 %
UnitedHealth Group, Inc. Common Stocks 107,050 $13,798,745.00 0.49 %
Symantec Corporation Common Stocks 755,050 $13,877,819.00 0.49 %
McDonald's Corp. Common Stocks 106,385 $13,370,467.00 0.48 %
Biogen, Inc. Common Stocks 51,450 $13,393,464.00 0.48 %
AT&T, Inc. 2.30 %, 3/11/2019 Corporate Debt Securities 13,000,000 $13,275,522.00 0.48 %
Clorox Co. (The) 0.48 %, 4/19/2016 Short-Term Securities 13,050,000 $13,046,673.00 0.47 %
Hess Corp., 8.000%, Convertible Preferred Stocks 189,900 $12,803,058.00 0.46 %
TransDigm Group, Inc. 7.50 %, 7/15/2021 Corporate Debt Securities 12,000,000 $12,570,000.00 0.45 %
ING Bank N.V. 2.75 %, 3/22/2021 Corporate Debt Securities 12,000,000 $12,184,848.00 0.44 %
National Australia Bank Ltd. 2.40 %, 12/9/2019 Corporate Debt Securities 12,000,000 $12,178,728.00 0.44 %
Whiting Petroleum Corp., Convertible 1.25 %, 4/1/2020 Corporate Debt Securities 20,000,000 $11,637,500.00 0.42 %
Societe Generale S.A. 5.92 %, 4/29/2049 Corporate Debt Securities 11,000,000 $10,890,000.00 0.39 %
International Paper Co. Common Stocks 265,850 $10,910,484.00 0.39 %
Wisconsin Gas LLC 0.40 %, 4/8/2016 N/A 11,000,000 $10,998,966.00 0.39 %
Novartis Finance Corp. (GTD by Novartis AG) 0.36 %, 4/25/2016 Short-Term Securities 11,000,000 $10,997,219.00 0.39 %
TransDigm, Inc. 6.00 %, 7/15/2022 Corporate Debt Securities 10,900,000 $10,859,125.00 0.39 %
Forest Laboratories, Inc. 5.00 %, 12/15/2021 Corporate Debt Securities 9,500,000 $10,611,054.00 0.38 %
Boeing Co. (The) Common Stocks 84,150 $10,682,001.00 0.38 %
Ares Capital Corp. 3.88 %, 1/15/2020 Corporate Debt Securities 10,000,000 $10,250,340.00 0.37 %
Standard Chartered plc 2.25 %, 4/17/2020 Corporate Debt Securities 10,700,000 $10,455,184.00 0.37 %
Ecolab, Inc. 0.47 %, 4/14/2016 Short-Term Securities 10,000,000 $9,998,184.00 0.36 %
General Mills, Inc. 0.47 %, 4/1/2016 Short-Term Securities 10,000,000 $9,999,879.00 0.36 %
McCormick & Co., Inc. 0.47 %, 4/28/2016 Short-Term Securities 10,000,000 $9,996,360.00 0.36 %
Danaher Corp. 0.39 %, 4/1/2016 Short-Term Securities 10,000,000 $9,999,907.00 0.36 %
U.S. Treasury Notes 1.38 %, 11/30/2018 United States Government Obligations 10,000,000 $10,147,270.00 0.36 %
Essilor International S.A. 0.38 %, 4/18/2016 Short-Term Securities 10,000,000 $9,998,100.00 0.36 %
Campbell Soup Co. 0.81 %, 4/8/2016 Short-Term Securities 10,000,000 $9,999,164.00 0.36 %
Corporacion Andina de Fomento 0.37 %, 5/4/2016 Financial Company Commercial Paper 10,000,000 $9,996,477.00 0.36 %
Rockwell Automation, Inc. 0.36 %, 4/11/2016 N/A 10,000,000 $9,998,686.00 0.36 %
Baxter International, Inc. 0.70 %, 4/7/2016 Short-Term Securities 10,000,000 $9,999,125.00 0.36 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.40 %, 4/1/2016 Short-Term Securities 10,000,000 $9,999,907.00 0.36 %
Sherwin-Williams Co. (The) 0.36 %, 4/12/2016 Short-Term Securities 10,000,000 $9,998,790.00 0.36 %
Baxter International, Inc. 0.71 %, 4/1/2016 Short-Term Securities 10,000,000 $9,999,879.00 0.36 %
Mondelez International, Inc. 0.64 %, 4/5/2016 Short-Term Securities 10,000,000 $9,999,382.00 0.36 %
Virginia Electric and Power Co. 0.46 %, 4/25/2016 Short-Term Securities 10,000,000 $9,996,778.00 0.36 %
Wisconsin Gas LLC 0.44 %, 4/14/2016 Short-Term Securities 10,000,000 $9,998,301.00 0.36 %
Muni Elec Auth GA, Gen Resolution Proj Bond Anticipation 0.41 %, 4/14/2016 Short-Term Securities 10,000,000 $9,998,800.00 0.36 %
Novartis Securities Investment Ltd. (GTD by Novartis AG) 0.33 %, 4/18/2016 Short-Term Securities 10,000,000 $9,998,375.00 0.36 %
Citigroup, Inc., 6.300% Preferred Stocks 366,000 $9,523,320.00 0.34 %
Rabobank Capital Funding Trust III (GTD by Rabobank Nederland) 5.25 %, 12/31/2049 Corporate Debt Securities 9,162,000 $9,104,738.00 0.33 %
Perrigo Co. Ltd. 2.30 %, 11/8/2018 Corporate Debt Securities 8,850,000 $8,842,849.00 0.32 %
DBS Group Holdings Ltd. 2.25 %, 7/16/2019 Corporate Debt Securities 8,750,000 $8,833,055.00 0.32 %
Kroger Co. (The) 0.70 %, 4/4/2016 Short-Term Securities 9,000,000 $8,999,558.00 0.32 %
Bank of America Corp. 8.00 %, 12/29/2049 Corporate Debt Securities 8,800,000 $8,613,000.00 0.31 %
U.S. Treasury Notes 0.63 %, 5/31/2017 United States Government Obligations 8,500,000 $8,495,019.00 0.30 %
Apple, Inc. 0.37 %, 5/3/2016 Short-Term Securities 8,400,000 $8,397,136.00 0.30 %
Canadian Solar, Inc., Convertible 4.25 %, 2/15/2019 Corporate Debt Securities 10,000,000 $8,381,250.00 0.30 %
Citigroup, Inc. 5.80 %, 11/29/2049 Corporate Debt Securities 8,600,000 $8,225,900.00 0.29 %
PennantPark Investment Corp. 4.50 %, 10/1/2019 Corporate Debt Securities 8,100,000 $8,022,297.00 0.29 %
Baxter International Inc. 0.46 %, 4/11/2016 Short-Term Securities 8,000,000 $7,998,876.00 0.28 %
Novartis Finance Corp. 0.41 %, 4/4/2016 Short-Term Securities 8,000,000 $7,999,723.00 0.28 %
Becton Dickinson & Co. 0.50 %, 5/3/2016 Short-Term Securities 8,000,000 $7,996,319.00 0.28 %
Bemis Co., Inc. 0.47 %, 4/13/2016 Short-Term Securities 8,000,000 $7,998,657.00 0.28 %
HSBC Holdings plc 3.40 %, 3/8/2021 Corporate Debt Securities 7,500,000 $7,654,770.00 0.27 %
WellPoint, Inc. 1.88 %, 1/15/2018 Corporate Debt Securities 7,200,000 $7,223,587.00 0.26 %
ING Bank N.V. 2.45 %, 3/16/2020 Corporate Debt Securities 7,200,000 $7,253,986.00 0.26 %
Campbell Soup Co. 0.45 %, 4/21/2016 Short-Term Securities 7,000,000 $6,998,163.00 0.25 %
Medtronic Global Holdings SCA 0.57 %, 4/5/2016 Short-Term Securities 7,000,000 $6,999,597.00 0.25 %
Citigroup, Inc. 5.95 %, 12/31/2049 Corporate Debt Securities 7,250,000 $6,978,125.00 0.25 %
Ares Capital Corp. 4.88 %, 11/30/2018 Corporate Debt Securities 6,500,000 $6,678,848.00 0.24 %
Fifth Street Finance Corp. 4.88 %, 3/1/2019 Corporate Debt Securities 6,700,000 $6,565,732.00 0.24 %
BGC Partners, Inc. 5.38 %, 12/9/2019 Corporate Debt Securities 6,500,000 $6,830,356.00 0.24 %
Micron Technology, Inc. 5.50 %, 2/1/2025 Corporate Debt Securities 8,081,000 $6,550,661.00 0.23 %
UBS Preferred Funding Trust V 6.24 %, 5/29/2049 Corporate Debt Securities 6,536,000 $6,536,000.00 0.23 %
General Motors Co. 6.60 %, 4/1/2036 Corporate Debt Securities 5,809,000 $6,393,467.00 0.23 %
Hornbeck Offshore Services, Inc., Convertible 1.50 %, 9/1/2019 Corporate Debt Securities 10,951,000 $6,495,312.00 0.23 %
Amgen, Inc. 2.20 %, 5/22/2019 Corporate Debt Securities 6,000,000 $6,139,086.00 0.22 %
Volkswagen Group of America, Inc. 2.13 %, 5/23/2019 Corporate Debt Securities 6,250,000 $6,181,744.00 0.22 %
Anheuser-Busch InBev SA/NV 2.65 %, 2/1/2021 Corporate Debt Securities 6,000,000 $6,168,228.00 0.22 %
Buckeye Partners L.P. 2.65 %, 11/15/2018 Corporate Debt Securities 6,300,000 $6,256,070.00 0.22 %
Bank of New York Mellon Corp. (The) 2.10 %, 1/15/2019 Corporate Debt Securities 6,000,000 $6,080,268.00 0.22 %
ABN AMRO Bank N.V. 2.50 %, 10/30/2018 Corporate Debt Securities 6,200,000 $6,284,779.00 0.22 %
Aon plc (GTD by Aon Corp.) 2.80 %, 3/15/2021 Corporate Debt Securities 6,000,000 $6,066,708.00 0.22 %
Royal Bank of Canada 2.35 %, 10/30/2020 Other Government Securities 6,000,000 $6,077,898.00 0.22 %
Stanley Black & Decker, Inc. 2.45 %, 11/17/2018 Corporate Debt Securities 6,000,000 $6,093,642.00 0.22 %
Schlumberger Holding Corp. 2.35 %, 12/21/2018 Corporate Debt Securities 6,000,000 $6,040,338.00 0.22 %
Amgen, Inc. 2.13 %, 5/1/2020 Corporate Debt Securities 6,000,000 $6,075,822.00 0.22 %
Rockwell Automation, Inc. 0.55 %, 4/7/2016 Short-Term Securities 5,979,000 $5,978,512.00 0.21 %
S&P 500 Index 0.00 %, 6/3/2016 Purchased Options 2,082 $5,996,160.00 0.21 %
Ecolab, Inc. 0.70 %, 4/7/2016 Short-Term Securities 6,000,000 $5,999,475.00 0.21 %
Morgan Stanley 2.65 %, 1/27/2020 Corporate Debt Securities 5,900,000 $5,989,367.00 0.21 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.46 %, 4/4/2016 Short-Term Securities 6,000,000 $5,999,772.00 0.21 %
Royal Bank of Scotland Group plc (The) 7.64 %, 3/29/2049 Corporate Debt Securities 5,800,000 $5,640,500.00 0.20 %
Total System Services, Inc. 2.38 %, 6/1/2018 Corporate Debt Securities 5,538,000 $5,531,554.00 0.20 %
ING Bank N.V. 2.50 %, 10/1/2019 Corporate Debt Securities 5,400,000 $5,484,094.00 0.20 %
Newell Rubbermaid, Inc. 4.20 %, 4/1/2026 Corporate Debt Securities 5,400,000 $5,647,860.00 0.20 %
Oracle Corp. 2.25 %, 10/8/2019 Corporate Debt Securities 5,300,000 $5,469,621.00 0.20 %
American Express Co. 4.90 %, 12/29/2049 Corporate Debt Securities 5,800,000 $5,205,500.00 0.19 %
Mizuho Bank Ltd. 2.65 %, 9/25/2019 Corporate Debt Securities 5,200,000 $5,282,586.00 0.19 %
General Mills, Inc. 0.65 %, 4/4/2016 Short-Term Securities 5,000,000 $4,999,754.00 0.18 %
Ecolab Inc. 0.72 %, 4/4/2016 Short-Term Securities 5,000,000 $4,999,754.00 0.18 %
Comcast Corp. (GTD by Comcast Cable Communications and NB 3.15 %, 3/1/2026 Corporate Debt Securities 4,712,200 $4,905,636.00 0.18 %
Westpac Banking Corp. 2.25 %, 7/30/2018 Corporate Debt Securities 5,000,000 $5,080,435.00 0.18 %
Bank of Nova Scotia (The) 2.05 %, 10/30/2018 Corporate Debt Securities 5,000,000 $5,048,905.00 0.18 %
John Deere Canada ULC (GTD by Deere & Co.) 0.32 %, 4/12/2016 Short-Term Securities 5,000,000 $4,999,465.00 0.18 %
Campbell Soup Co. 0.46 %, 4/26/2016 Short-Term Securities 5,000,000 $4,998,335.00 0.18 %
Dynacast International LLC 9.50 %, 1/30/2023 Senior Loans 5,426,004 $4,991,923.00 0.18 %
DTE Energy Co. (GTD by Detroit Edison Co.) 0.58 %, 4/1/2016 Short-Term Securities 5,000,000 $4,999,940.00 0.18 %
W.W. Grainger, Inc. 0.34 %, 4/4/2016 Short-Term Securities 5,000,000 $4,999,827.00 0.18 %
Bemis Co., Inc. 0.65 %, 4/4/2016 Short-Term Securities 5,000,000 $4,999,754.00 0.18 %
SunTrust Banks, Inc. 5.63 %, 12/29/2049 Corporate Debt Securities 4,800,000 $4,752,000.00 0.17 %
GNC Holdings, Inc., Convertible 1.50 %, 8/15/2020 Preferred Stocks 6,000,000 $4,905,000.00 0.17 %
Intercontinental Exchange, Inc. 2.75 %, 12/1/2020 Corporate Debt Securities 4,500,000 $4,594,761.00 0.17 %
Commonwealth Bank of Australia 2.25 %, 3/13/2019 Corporate Debt Securities 4,750,000 $4,813,056.00 0.17 %
Army & Air Force Exchange Service 0.35 %, 4/1/2016 Short-Term Securities 4,716,000 $4,715,960.00 0.17 %
Glencore Funding LLC 2.88 %, 4/16/2020 Corporate Debt Securities 5,500,000 $4,895,000.00 0.17 %
BNP Paribas S.A. 2.45 %, 3/17/2019 Corporate Debt Securities 4,500,000 $4,578,840.00 0.16 %
C.R. Bard, Inc. 1.38 %, 1/15/2018 Corporate Debt Securities 4,385,000 $4,391,775.00 0.16 %
Southwest Airlines Co. 2.65 %, 11/5/2020 Corporate Debt Securities 4,300,000 $4,386,168.00 0.16 %
Williams Partners L.P. 3.60 %, 3/15/2022 Corporate Debt Securities 5,500,000 $4,516,303.00 0.16 %
KeyBank N.A. 2.50 %, 12/15/2019 Corporate Debt Securities 4,000,000 $4,052,500.00 0.15 %
Dominion Resources, Inc. 2.50 %, 12/1/2019 Corporate Debt Securities 4,000,000 $4,046,648.00 0.15 %
Sempra Energy 2.40 %, 3/15/2020 Corporate Debt Securities 4,150,000 $4,166,330.00 0.15 %
CVS Health Corp. 2.80 %, 7/20/2020 Corporate Debt Securities 4,000,000 $4,153,040.00 0.15 %
BAT International Finance plc 2.75 %, 6/15/2020 Corporate Debt Securities 4,000,000 $4,115,092.00 0.15 %
Goldman Sachs Group, Inc. (The) 2.63 %, 1/31/2019 Corporate Debt Securities 4,000,000 $4,079,820.00 0.15 %
BP Capital Markets plc (GTD by BP plc) 2.24 %, 9/26/2018 Corporate Debt Securities 4,250,000 $4,304,664.00 0.15 %
PNC Bank N.A. 2.20 %, 1/28/2019 Corporate Debt Securities 4,000,000 $4,061,200.00 0.15 %
New York Life Global Funding 1.55 %, 11/2/2018 Corporate Debt Securities 4,200,000 $4,210,244.00 0.15 %
BAE Systems Holdings, Inc. 2.85 %, 12/15/2020 Corporate Debt Securities 4,150,000 $4,217,782.00 0.15 %
Capital One Bank USA N.A. 2.25 %, 2/13/2019 Corporate Debt Securities 4,000,000 $3,990,824.00 0.14 %
Credit Suisse Group Funding (Guernsey) Ltd. 2.75 %, 3/26/2020 Corporate Debt Securities 4,000,000 $3,948,824.00 0.14 %
Essilor International S.A. 0.43 %, 4/4/2016 N/A 4,000,000 $3,999,848.00 0.14 %
Electricite de France S.A. 2.15 %, 1/22/2019 Corporate Debt Securities 4,000,000 $4,047,116.00 0.14 %
Skandinaviska Enskilda Banken AB 2.38 %, 3/25/2019 Corporate Debt Securities 4,000,000 $4,037,740.00 0.14 %
Cardinal Health, Inc. 2.40 %, 11/15/2019 Corporate Debt Securities 3,900,000 $3,960,598.00 0.14 %
Sumitomo Mitsui Banking Corp. 2.45 %, 1/16/2020 Corporate Debt Securities 4,000,000 $4,048,712.00 0.14 %
Virginia Electric and Power Co. 0.67 %, 4/6/2016 Short-Term Securities 4,000,000 $3,999,721.00 0.14 %
Entergy Texas, Inc. 2.55 %, 6/1/2021 Corporate Debt Securities 3,900,000 $3,920,183.00 0.14 %
L Brands, Inc. 6.88 %, 11/1/2035 Corporate Debt Securities 3,250,000 $3,526,900.00 0.13 %
SunTrust Banks, Inc. 2.35 %, 11/1/2018 Corporate Debt Securities 3,700,000 $3,726,252.00 0.13 %
Solvay Finance (America) LLC (GTD by Solvay S.A.) 3.40 %, 12/3/2020 Corporate Debt Securities 3,250,000 $3,305,367.00 0.12 %
Kinder Morgan Energy Partners L.P. 2.65 %, 2/1/2019 Corporate Debt Securities 3,250,000 $3,210,467.00 0.12 %
ConAgra Foods, Inc. 1.90 %, 1/25/2018 Corporate Debt Securities 3,190,000 $3,203,883.00 0.12 %
Goldman Sachs Group, Inc. (The) 2.60 %, 4/23/2020 Corporate Debt Securities 3,400,000 $3,429,274.00 0.12 %
Plains All American Pipeline L.P. and PAA Finance Corp. 4.65 %, 10/15/2025 Corporate Debt Securities 3,500,000 $3,238,148.00 0.12 %
S&P 500 Index 0.00 %, 5/20/2016 Purchased Options 1,352 $3,021,720.00 0.11 %
Georgia Power Co. 2.40 %, 4/1/2021 Corporate Debt Securities 3,000,000 $3,037,113.00 0.11 %
Loews Corp. 3.75 %, 4/1/2026 Corporate Debt Securities 3,000,000 $3,066,549.00 0.11 %
Capital One N.A. 2.40 %, 9/5/2019 Corporate Debt Securities 3,250,000 $3,241,635.00 0.11 %
Berkshire Hathaway Finance Corp. 2.20 %, 3/15/2021 Corporate Debt Securities 3,000,000 $3,062,400.00 0.11 %
Occidental Petoleum Corp. 2.60 %, 4/15/2022 Corporate Debt Securities 3,000,000 $3,025,818.00 0.11 %
Zimmer Holdings, Inc. 2.70 %, 4/1/2020 Corporate Debt Securities 3,000,000 $3,043,173.00 0.11 %
JPMorgan Chase & Co. 7.90 %, 4/29/2049 Corporate Debt Securities 3,000,000 $3,000,000.00 0.11 %
Capital One Bank USA N.A. 2.15 %, 11/21/2018 Corporate Debt Securities 3,150,000 $3,148,079.00 0.11 %
First Republic Bank, Series G, 5.500% Preferred Stocks 120,000 $3,001,200.00 0.11 %
BP Capital Markets plc 2.32 %, 2/13/2020 Corporate Debt Securities 3,000,000 $3,025,806.00 0.11 %
Amazon.com, Inc. 2.60 %, 12/5/2019 Corporate Debt Securities 2,900,000 $3,017,989.00 0.11 %
Viacom, Inc. 2.75 %, 12/15/2019 Corporate Debt Securities 3,000,000 $3,056,331.00 0.11 %
Glencore Funding LLC 3.13 %, 4/29/2019 Corporate Debt Securities 3,000,000 $2,722,500.00 0.10 %
Devon Energy Corp. 2.25 %, 12/15/2018 Corporate Debt Securities 3,000,000 $2,800,311.00 0.10 %
Aetna, Inc. 2.20 %, 3/15/2019 Corporate Debt Securities 2,600,000 $2,648,513.00 0.10 %
SABMiller Holdings, Inc. 2.20 %, 8/1/2018 Corporate Debt Securities 2,700,000 $2,760,672.00 0.10 %
CA, Inc. 2.88 %, 8/15/2018 Corporate Debt Securities 2,850,000 $2,897,059.00 0.10 %
SLM Corp. 4.88 %, 6/17/2019 Corporate Debt Securities 3,000,000 $2,895,000.00 0.10 %
Lloyds Bank plc 2.35 %, 9/5/2019 Corporate Debt Securities 2,650,000 $2,677,274.00 0.10 %
American International Group, Inc. 2.30 %, 7/16/2019 Corporate Debt Securities 2,750,000 $2,774,610.00 0.10 %
Quest Diagnostics, Inc. 2.50 %, 3/30/2020 Corporate Debt Securities 2,750,000 $2,761,140.00 0.10 %
Fiserv, Inc. 2.70 %, 6/1/2020 Corporate Debt Securities 2,900,000 $2,950,651.00 0.10 %
MUFG Americas Holdings Corp. 2.25 %, 2/10/2020 Corporate Debt Securities 2,700,000 $2,687,256.00 0.10 %
Bank of Nova Scotia (The) 1.45 %, 4/25/2018 Corporate Debt Securities 2,500,000 $2,498,030.00 0.09 %
Morgan Stanley 2.13 %, 4/25/2018 Corporate Debt Securities 2,500,000 $2,519,788.00 0.09 %
Verizon Communications, Inc. 2.63 %, 2/21/2020 Corporate Debt Securities 2,468,000 $2,539,634.00 0.09 %
Societe Generale S.A. 4.25 %, 4/14/2025 Corporate Debt Securities 2,750,000 $2,648,382.00 0.09 %
Daimler Finance North America LLC 2.38 %, 8/1/2018 Corporate Debt Securities 2,600,000 $2,642,266.00 0.09 %
AIA Group Ltd. 2.25 %, 3/11/2019 Corporate Debt Securities 2,600,000 $2,611,183.00 0.09 %
Citigroup, Inc. 3.88 %, 2/19/2019 Corporate Debt Securities 2,600,000 $2,593,500.00 0.09 %
Bank of America Corp. 2.00 %, 1/11/2018 Corporate Debt Securities 2,500,000 $2,510,565.00 0.09 %
ONEOK Partners L.P. 3.20 %, 9/15/2018 Corporate Debt Securities 2,750,000 $2,662,314.00 0.09 %
Ryder System, Inc. 2.45 %, 11/15/2018 Corporate Debt Securities 2,150,000 $2,169,823.00 0.08 %
Campbell Soup Co. 2.50 %, 8/2/2022 Corporate Debt Securities 2,400,000 $2,353,817.00 0.08 %
Northern Illinois Gas Co. 0.47 %, 4/13/2016 N/A 2,200,000 $2,199,631.00 0.08 %
Mead Johnson Nutrition Co. 3.00 %, 11/15/2020 Corporate Debt Securities 2,100,000 $2,158,905.00 0.08 %
Monsanto Co. 2.13 %, 7/15/2019 Corporate Debt Securities 2,100,000 $2,132,359.00 0.08 %
PPL Energy Supply LLC 4.60 %, 12/15/2021 Corporate Debt Securities 2,800,000 $2,240,000.00 0.08 %
Citigroup, Inc. 5.95 %, 12/29/2049 Corporate Debt Securities 2,000,000 $1,914,000.00 0.07 %
S&P 500 Index 0.00 %, 5/20/2016 Purchased Options 1,484 $1,862,420.00 0.07 %
Teck Resources 3.00 %, 3/1/2019 Corporate Debt Securities 2,500,000 $2,000,000.00 0.07 %
Lloyds Bank plc (GTD by Lloyds Banking Group plc) 2.30 %, 11/27/2018 Corporate Debt Securities 2,000,000 $2,016,648.00 0.07 %
Northrop Grumman Corp. 1.75 %, 6/1/2018 Corporate Debt Securities 2,060,000 $2,066,446.00 0.07 %
Viacom, Inc. 2.20 %, 4/1/2019 Corporate Debt Securities 2,000,000 $2,005,484.00 0.07 %
Anglo American plc 4.13 %, 4/15/2021 Corporate Debt Securities 2,200,000 $1,826,000.00 0.07 %
UnitedHealth Group, Inc. 2.70 %, 7/15/2020 Corporate Debt Securities 1,700,000 $1,766,654.00 0.06 %
Newpark Resources, Inc., Convertible 4.00 %, 10/1/2017 Preferred Stocks 2,100,000 $1,817,813.00 0.06 %
Intercontinental Exchange Group, Inc. 2.50 %, 10/15/2018 Corporate Debt Securities 1,700,000 $1,730,892.00 0.06 %
Plains All American Pipeline L.P. and PAA Finance Corp. 2.60 %, 12/15/2019 Corporate Debt Securities 1,750,000 $1,657,546.00 0.06 %
Hyundai Capital America 2.88 %, 8/9/2018 Corporate Debt Securities 1,550,000 $1,577,768.00 0.06 %
Albemarle Corp. (GTD by Albemarle Holdings Corp. and Albemarle Holdings II Corp.) 3.00 %, 12/1/2019 Corporate Debt Securities 1,650,000 $1,660,430.00 0.06 %
Walgreens Boots Alliance, Inc. 2.70 %, 11/18/2019 Corporate Debt Securities 1,650,000 $1,684,724.00 0.06 %
Fidelity National Information Services, Inc. 2.85 %, 10/15/2018 Corporate Debt Securities 1,300,000 $1,321,403.00 0.05 %
Goldman Sachs Group, Inc. (The) 2.90 %, 7/19/2018 Corporate Debt Securities 1,350,000 $1,381,713.00 0.05 %
Total Capital 2.13 %, 8/10/2018 Corporate Debt Securities 1,500,000 $1,524,698.00 0.05 %
Moody's Corp. 2.75 %, 7/15/2019 Corporate Debt Securities 1,300,000 $1,333,823.00 0.05 %
Wm. Wrigley Jr. Co. 2.40 %, 10/21/2018 Corporate Debt Securities 1,500,000 $1,515,203.00 0.05 %
Laboratory Corp. of America Holdings 2.50 %, 11/1/2018 Corporate Debt Securities 1,450,000 $1,462,535.00 0.05 %
Toll Brothers Finance Corp. 4.38 %, 4/15/2023 Corporate Debt Securities 1,500,000 $1,466,250.00 0.05 %
American Tower Corp. 4.70 %, 3/15/2022 Corporate Debt Securities 1,400,000 $1,516,775.00 0.05 %
Praxair, Inc. 3.00 %, 9/1/2021 Corporate Debt Securities 1,000,000 $1,051,188.00 0.04 %
BlueScope Steel (Finance) Ltd. and BlueScope Steel Finance (USA) LLC 7.13 %, 5/1/2018 Corporate Debt Securities 1,281,000 $1,287,405.00 0.04 %
Estee Lauder Co., Inc. (The) 2.35 %, 8/15/2022 Corporate Debt Securities 1,200,000 $1,217,782.00 0.04 %
Crown Castle International Corp. 5.25 %, 1/15/2023 Corporate Debt Securities 1,046,000 $1,124,450.00 0.04 %
Charles Schwab Corp. (The) 2.20 %, 7/25/2018 Corporate Debt Securities 1,000,000 $1,014,233.00 0.04 %
Viacom, Inc. 2.50 %, 9/1/2018 Corporate Debt Securities 1,100,000 $1,107,971.00 0.04 %
Fidelity National Information Services, Inc. 2.00 %, 4/15/2018 Corporate Debt Securities 1,250,000 $1,243,271.00 0.04 %
Airgas, Inc. 1.65 %, 2/15/2018 Corporate Debt Securities 1,250,000 $1,248,953.00 0.04 %
Kansas City Southern de Mexico S.A. de C.V. 2.35 %, 5/15/2020 Corporate Debt Securities 873,000 $857,741.00 0.03 %
Beam, Inc. 1.75 %, 6/15/2018 Corporate Debt Securities 1,000,000 $1,000,940.00 0.03 %
RPM International, Inc. 3.45 %, 11/15/2022 Corporate Debt Securities 1,000,000 $976,318.00 0.03 %
Fidelity National Financial, Inc. 6.60 %, 5/15/2017 Corporate Debt Securities 900,000 $941,158.00 0.03 %
Pearson Funding Five plc 3.25 %, 5/8/2023 Corporate Debt Securities 900,000 $859,157.00 0.03 %
Delphi Corp. 5.00 %, 2/15/2023 Corporate Debt Securities 849,000 $893,573.00 0.03 %
Discovery Communications LLC 3.30 %, 5/15/2022 Corporate Debt Securities 900,000 $887,649.00 0.03 %
Ryder System, Inc. 2.35 %, 2/26/2019 Corporate Debt Securities 1,000,000 $999,181.00 0.03 %
Dollar General Corp. 1.88 %, 4/15/2018 Corporate Debt Securities 1,000,000 $1,005,991.00 0.03 %
Church & Dwight Co., Inc. 2.88 %, 10/1/2022 Corporate Debt Securities 500,000 $505,977.00 0.02 %
Dollar General Corp. 4.13 %, 7/15/2017 Corporate Debt Securities 450,000 $464,560.00 0.02 %
Mylan, Inc. 2.55 %, 3/28/2019 Corporate Debt Securities 700,000 $700,875.00 0.02 %
Toyota Motor Credit Corp. 0.44 %, 4/6/2016 Short-Term Securities 686,000 $686,000.00 0.02 %
Hyatt Hotels Corp. 3.38 %, 7/15/2023 Corporate Debt Securities 500,000 $489,956.00 0.02 %
Virgin Media Finance plc 4.88 %, 2/15/2022 Corporate Debt Securities 284,000 $252,050.00 0.01 %
S&P 500 Index 0.00 %, 4/22/2016 Purchased Options 1,481 $336,928.00 0.01 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 7.00 %, 2/1/2032 United States Government Agency Obligations 36,254 $42,444.00 0.01 %
Mallinckrodt International Finance S.A. 3.50 %, 4/15/2018 Corporate Debt Securities 500,000 $480,000.00 0.01 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 6.50 %, 2/1/2032 United States Government Agency Obligations 40,720 $48,817.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 6.00 %, 9/1/2017 United States Government Agency Obligations 16,946 $17,295.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 6.50 %, 10/1/2028 United States Government Agency Obligations 42,527 $48,547.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 5.50 %, 5/1/2033 United States Government Agency Obligations 7,957 $8,998.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 7.00 %, 7/1/2032 United States Government Agency Obligations 30,163 $34,309.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 6.50 %, 9/1/2032 United States Government Agency Obligations 31,876 $37,496.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 7.00 %, 3/1/2032 United States Government Agency Obligations 26,413 $31,742.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 7.00 %, 2/1/2032 United States Government Agency Obligations 22,377 $27,257.00 0.00 %
S&P 500 Index 0.00 %, 4/1/2016 Purchased Options 2,066 $10,330.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 7.00 %, 11/1/2031 United States Government Agency Obligations 53,354 $63,220.00 0.00 %
S&P 500 Index 0.00 %, 4/22/2016 Written Options -1,481 ($59,240.00) 0.00 %
S&P 500 Index 0.00 %, 4/1/2016 Written Options -1,116 ($2,790.00) 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 5.50 %, 6/1/2033 United States Government Agency Obligations 25,734 $29,135.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 5.00 %, 1/1/2018 United States Government Agency Obligations 11,871 $12,291.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 5.50 %, 5/1/2033 United States Government Agency Obligations 22,390 $25,297.00 0.00 %
Federal National Mortgage Association Fixed Rate Pass-Through Certificates 6.50 %, 2/1/2029 United States Government Agency Obligations 6,377 $7,271.00 0.00 %
S&P 500 Index 0.00 %, 5/20/2016 Written Options -1,484 ($248,570.00) -0.01 %
S&P 500 Index 0.00 %, 5/20/2016 Written Options -1,352 ($757,120.00) -0.03 %
S&P 500 Index 0.00 %, 6/3/2016 Written Options -2,082 ($843,210.00) -0.03 %
Download       Back to Fund Detail

Financial Advisor Opportunities
Corporate Careers