Waddell & Reed

Total Portfolio Holdings

Ivy Asset Strategy Fund

Updated as of 12/31/2015
Name Type Shares or Principal Amount Market Value Percent of Net Assets
Delta Topco Ltd. 10.00 %, 11/24/2060 Corporate Debt Securities 662,848,430 $662,848,430.00 4.32 %
Gold Bullion 494,343 $524,334,388.00 3.42 %
U.S. Treasury Notes 2.00 %, 8/15/2025 United States Government Obligations 459,335,400 $447,844,666.00 2.92 %
AIA Group Ltd. Common Stocks 58,370,900 $350,976,309.00 2.29 %
Microsoft Corp. Common Stocks 6,144,059 $340,872,393.00 2.23 %
Home Depot, Inc. (The) Common Stocks 2,527,700 $334,288,325.00 2.18 %
Citigroup, Inc. Common Stocks 6,279,500 $324,964,125.00 2.12 %
Actavis plc Common Stocks 1,036,049 $323,765,313.00 2.11 %
Coca-Cola Co. (The) Common Stocks 7,323,900 $314,634,744.00 2.05 %
Kraft Foods Group, Inc. Common Stocks 3,879,500 $282,272,420.00 1.84 %
Cognizant Technology Solutions Corp., Class A Common Stocks 4,617,465 $277,140,249.00 1.81 %
JPMorgan Chase & Co. Common Stocks 4,065,100 $268,418,553.00 1.75 %
Delta Topco Ltd. Common Stocks 718,554,630 $265,865,213.00 1.74 %
Philip Morris International, Inc. Common Stocks 2,940,600 $258,508,146.00 1.69 %
Adobe Systems, Inc. Common Stocks 2,661,900 $250,058,886.00 1.63 %
Google, Inc., Class A Common Stocks 319,800 $248,807,598.00 1.63 %
Amgen, Inc. Common Stocks 1,505,500 $244,387,815.00 1.59 %
Pfizer, Inc. Common Stocks 7,213,000 $232,835,640.00 1.52 %
Media Group Holdings LLC, Series T Common Stocks 80,253 $231,224,363.00 1.51 %
U.S. Treasury Bonds 2.88 %, 8/15/2045 United States Government Obligations 231,940,500 $224,828,277.00 1.47 %
Limited Brands, Inc. Common Stocks 2,335,530 $223,790,485.00 1.46 %
Intuit, Inc. Common Stocks 2,273,906 $219,431,929.00 1.43 %
Continental AG Common Stocks 876,700 $213,941,973.00 1.40 %
Phillips 66 Common Stocks 2,624,797 $214,708,395.00 1.40 %
Wells Fargo & Co. Common Stocks 3,862,200 $209,949,192.00 1.37 %
Visa, Inc., Class A Common Stocks 2,655,900 $205,965,045.00 1.34 %
Delphi Automotive plc Common Stocks 2,135,400 $183,067,842.00 1.19 %
McDonald's Corp. Common Stocks 1,521,800 $179,785,452.00 1.17 %
U.S. Treasury Notes 1.63 %, 7/31/2020 United States Government Obligations 176,566,900 $175,768,464.00 1.15 %
Alliance Data Systems Corp. Common Stocks 635,800 $175,843,206.00 1.15 %
Banca Intesa S.p.A. Common Stocks 50,007,100 $167,818,908.00 1.10 %
Biogen, Inc. Common Stocks 534,109 $163,624,292.00 1.07 %
Halliburton Co. Common Stocks 4,710,750 $160,353,930.00 1.05 %
Comcast Corp., Class A Common Stocks 2,838,300 $160,165,269.00 1.05 %
Alibaba Group Holding Ltd. ADR Common Stocks 1,965,950 $159,772,757.00 1.04 %
PepsiCo, Inc. Common Stocks 1,577,500 $157,623,800.00 1.03 %
Media Group Holdings LLC, Series I Common Stocks 381,200 $153,260,768.00 1.00 %
Bristol-Myers Squibb Co. Common Stocks 2,172,700 $149,460,033.00 0.97 %
Lockheed Martin Corp. Common Stocks 676,500 $146,901,975.00 0.96 %
Aston Martin Holdings Ltd. 10.25 %, 7/15/2018 Corporate Debt Securities 148,940,628 $147,235,177.00 0.96 %
Shire Pharmaceuticals Group plc ADR Common Stocks 699,200 $143,336,000.00 0.94 %
Alexion Pharmaceuticals, Inc. Common Stocks 745,200 $142,146,900.00 0.93 %
Chipotle Mexican Grill, Inc., Class A Common Stocks 286,900 $137,668,965.00 0.90 %
Ingersoll-Rand plc Common Stocks 2,504,500 $138,473,805.00 0.90 %
FANUC Ltd. Common Stocks 715,400 $125,468,048.00 0.82 %
WellPoint, Inc. Common Stocks 885,907 $123,530,872.00 0.81 %
Noble Energy, Inc. Common Stocks 3,582,400 $117,968,432.00 0.77 %
Costco Wholesale Corp. Common Stocks 705,100 $113,873,650.00 0.74 %
Medtronic, Inc. Common Stocks 1,351,200 $103,934,304.00 0.68 %
Axis Bank Ltd. Common Stocks 15,241,602 $103,467,223.00 0.67 %
EOG Resources, Inc. Common Stocks 1,417,245 $100,326,774.00 0.66 %
Larsen & Toubro Ltd. Common Stocks 5,006,800 $96,527,888.00 0.63 %
Plains GP Holdings L.P., Class A Common Stocks 9,780,200 $92,422,890.00 0.60 %
Mead Johnson Nutrition Co. Common Stocks 1,057,487 $83,488,599.00 0.55 %
Corporacion Andina de Fomento 0.34 %, 1/20/2016 Short-Term Securities 80,000,000 $79,985,022.00 0.52 %
Federal Home Loan Bank 0.29 %, 3/28/2016 Short-Term Securities 75,000,000 $74,947,500.00 0.49 %
Media Group Holdings LLC, Series H Common Stocks 640,301 $70,782,794.00 0.46 %
Schlumberger Ltd. Common Stocks 962,100 $67,106,475.00 0.44 %
BorgWarner, Inc. 0.61 %, 1/11/2016 Short-Term Securities 65,000,000 $64,987,984.00 0.42 %
Federal Home Loan Bank 0.29 %, 3/22/2016 Short-Term Securities 56,740,000 $56,703,119.00 0.37 %
State Bank of India Common Stocks 15,396,800 $52,237,117.00 0.34 %
Federal Home Loan Bank 0.34 %, 4/18/2016 Short-Term Securities 50,000,000 $49,948,950.00 0.33 %
Apple, Inc. 0.35 %, 2/1/2016 Short-Term Securities 50,000,000 $49,984,400.00 0.33 %
Federal Home Loan Bank 0.34 %, 4/11/2016 Short-Term Securities 50,000,000 $49,952,350.00 0.33 %
Federal Home Loan Bank 0.28 %, 3/15/2016 Short-Term Securities 50,000,000 $49,970,400.00 0.33 %
St. Jude Medical, Inc. 0.48 %, 1/29/2016 Short-Term Securities 50,000,000 $49,980,707.00 0.33 %
Anadarko Petroleum Corp. Common Stocks 966,979 $46,975,840.00 0.31 %
Northern Illinois Gas Co. 0.45 %, 1/12/2016 N/A 47,890,000 $47,883,120.00 0.31 %
NBCUniversal Enterprise, Inc. 0.34 %, 1/7/2016 Short-Term Securities 45,000,000 $44,996,500.00 0.29 %
Corporacion Andina de Fomento 0.23 %, 1/8/2016 N/A 44,400,000 $44,397,277.00 0.29 %
ITC Ltd. Common Stocks 8,583,700 $42,531,686.00 0.28 %
Teva Pharmaceutical Industries Ltd. ADR Common Stocks 625,500 $41,057,820.00 0.27 %
SABMiller plc Common Stocks 672,845 $40,365,939.00 0.26 %
Banco del Estado de Chile 0.39 %, 1/29/2016 Short-Term Securities 40,000,000 $40,000,032.00 0.26 %
Kabushiki Kaisha Mitsubishi Tokyo Financial Group Common Stocks 6,251,400 $39,377,137.00 0.26 %
Army & Air Force Exchange Service 0.21 %, 1/26/2016 N/A 40,000,000 $39,990,004.00 0.26 %
Federal Home Loan Bank 0.28 %, 3/17/2016 Short-Term Securities 37,000,000 $36,977,504.00 0.24 %
Becton Dickinson & Co. 0.36 %, 1/4/2016 Short-Term Securities 37,510,000 $37,508,412.00 0.24 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.01 %, 1/1/2016 Short-Term Securities 36,810,000 $36,810,000.00 0.24 %
Malayan Banking Berhad (GTD by Wells Fargo Bank N.A.) 0.21 %, 2/19/2016 N/A 35,000,000 $34,975,063.00 0.23 %
Air Products and Chemicals, Inc. 0.37 %, 1/20/2016 Short-Term Securities 35,000,000 $34,992,864.00 0.23 %
Scotiabanc, Inc. (GTD by Bank of Nova Scotia (The)) 0.36 %, 1/19/2016 Short-Term Securities 35,000,000 $34,993,295.00 0.23 %
Federal Home Loan Bank 0.29 %, 3/24/2016 N/A 35,000,000 $34,976,655.00 0.23 %
Federal Home Loan Bank 0.22 %, 2/3/2016 Short-Term Securities 34,100,000 $34,092,907.00 0.22 %
The Regents of the Univ of CA, Commercial Paper Notes, Se 0.19 %, 1/19/2016 Short-Term Securities 33,901,000 $33,897,610.00 0.22 %
Ecolab, Inc. 0.47 %, 1/20/2016 Short-Term Securities 33,000,000 $32,991,438.00 0.22 %
Kroger Co. (The) 0.70 %, 1/4/2016 Short-Term Securities 31,500,000 $31,498,667.00 0.21 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR 0.37 %, 1/20/2016 Short-Term Securities 30,000,000 $29,993,883.00 0.20 %
Becton Dickinson & Co. 0.47 %, 1/21/2016 Short-Term Securities 30,000,000 $29,991,775.00 0.20 %
Becton Dickinson & Co. 0.48 %, 2/1/2016 Short-Term Securities 30,000,000 $29,987,173.00 0.20 %
Exxon Mobil Corp. 0.34 %, 1/21/2016 Short-Term Securities 29,960,000 $29,954,058.00 0.20 %
Federal Home Loan Bank 0.12 %, 1/6/2016 Short-Term Securities 30,000,000 $29,999,760.00 0.20 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.37 %, 1/22/2016 Short-Term Securities 30,000,000 $29,993,198.00 0.20 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012A (GTD by U.S. Bank, N.A.) 0.01 %, 1/1/2016 Short-Term Securities 28,600,000 $28,600,000.00 0.19 %
Virginia Electric and Power Co. 0.55 %, 1/7/2016 Short-Term Securities 29,000,000 $28,997,914.00 0.19 %
Federal Home Loan Bank 0.29 %, 3/30/2016 Short-Term Securities 27,500,000 $27,480,283.00 0.18 %
United Technologies Corp. 0.70 %, 1/8/2016 Short-Term Securities 27,810,000 $27,807,491.00 0.18 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2010J (GTD by Chevron Corp.) 0.01 %, 1/1/2016 Short-Term Securities 26,838,000 $26,838,000.00 0.18 %
Baxter International, Inc. 0.43 %, 1/11/2016 Short-Term Securities 27,000,000 $26,996,494.00 0.18 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007B (GTD by Chevron Corp.) 0.01 %, 1/1/2016 Short-Term Securities 25,400,000 $25,400,000.00 0.17 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR 0.26 %, 1/5/2016 Short-Term Securities 26,000,000 $25,998,960.00 0.17 %
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.) 0.01 %, 1/7/2016 Variable Rate Demand Note 26,600,000 $26,600,000.00 0.17 %
Medtronic Global Holdings SCA 0.43 %, 1/19/2016 Short-Term Securities 26,000,000 $25,994,058.00 0.17 %
Federal Home Loan Bank 0.34 %, 4/19/2016 Short-Term Securities 25,000,000 $24,974,225.00 0.16 %
Essilor International S.A. 0.16 %, 1/25/2016 N/A 24,000,000 $23,993,767.00 0.16 %
Kroger Co. (The) 0.70 %, 1/5/2016 Short-Term Securities 25,000,000 $24,998,656.00 0.16 %
IL Fin Auth, Adj Rate Demand Rev Bonds (Chicago Symphony 0.01 %, 1/7/2016 Short-Term Securities 24,965,000 $24,965,000.00 0.16 %
McCormick & Co., Inc. 0.44 %, 1/20/2016 Short-Term Securities 25,000,000 $24,993,931.00 0.16 %
Baxter International, Inc. 0.53 %, 1/8/2016 Short-Term Securities 25,000,000 $24,997,745.00 0.16 %
MI Strategic Fund, Var Rate Demand Ltd. Oblig Rev Bonds (Air Prods and Chemicals, Inc. Proj), Ser 2007 (GTD by Air Prods and Chemicals, Inc.) 0.01 %, 1/1/2016 Short-Term Securities 25,077,000 $25,077,000.00 0.16 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.42 %, 3/1/2016 Short-Term Securities 25,000,000 $24,982,166.00 0.16 %
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GA Power Co. Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Co.) 0.22 %, 1/1/2016 Variable Rate Demand Note 24,475,000 $24,475,000.00 0.16 %
Clorox Co. (The) 0.42 %, 1/5/2016 Short-Term Securities 25,000,000 $24,998,656.00 0.16 %
Northern Illinois Gas Co. 0.44 %, 1/14/2016 Short-Term Securities 25,000,000 $24,995,683.00 0.16 %
Wisconsin Gas LLC 0.16 %, 1/5/2016 N/A 22,540,000 $22,538,879.00 0.15 %
McDonalds Corp. 0.33 %, 1/12/2016 Short-Term Securities 23,200,000 $23,197,487.00 0.15 %
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank, N.A.) 0.01 %, 1/7/2016 Short-Term Securities 21,375,000 $21,375,000.00 0.14 %
Virginia Electric and Power Co. 0.42 %, 1/15/2016 Short-Term Securities 20,849,000 $20,845,351.00 0.14 %
Bemis Co., Inc. 0.33 %, 1/8/2016 Short-Term Securities 20,000,000 $19,998,196.00 0.13 %
Air Products and Chemicals, Inc. 0.23 %, 1/6/2016 Short-Term Securities 20,000,000 $19,999,020.00 0.13 %
Campbell Soup Co. 0.37 %, 1/20/2016 Short-Term Securities 20,700,000 $20,695,802.00 0.13 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp 0.25 %, 1/12/2016 Short-Term Securities 20,000,000 $19,998,367.00 0.13 %
Exxon Mobil Corp. 0.38 %, 2/22/2016 Short-Term Securities 20,000,000 $19,988,929.00 0.13 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser E (GTD by Chevron Corp.) 0.01 %, 1/1/2016 Short-Term Securities 19,894,000 $19,894,000.00 0.13 %
Clorox Co. 0.46 %, 1/19/2016 Short-Term Securities 20,007,000 $20,002,111.00 0.13 %
Hewlett Packard Enterprise Co. (GTD by Hewlett Packard Co 0.34 %, 1/5/2016 Short-Term Securities 20,000,000 $19,999,417.00 0.13 %
Fremont (Alameda Cnty, CA), Fremont Public Fin Auth (GTD by U.S. Bank N.A.) 0.01 %, 1/7/2016 Short-Term Securities 19,510,000 $19,510,000.00 0.13 %
Kellogg Co. 0.43 %, 1/11/2016 Short-Term Securities 20,000,000 $19,997,403.00 0.13 %
Clorox Co. (The) 0.47 %, 1/21/2016 Short-Term Securities 17,700,000 $17,695,147.00 0.12 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.37 %, 1/20/2016 Short-Term Securities 18,000,000 $17,996,330.00 0.12 %
Virginia Electric and Power Co. 0.53 %, 1/8/2016 Short-Term Securities 18,000,000 $17,998,496.00 0.12 %
DTE Electric Co. 0.43 %, 1/19/2016 Short-Term Securities 19,000,000 $18,995,658.00 0.12 %
DTE Gas Co. 0.37 %, 1/5/2016 Short-Term Securities 18,000,000 $17,999,105.00 0.12 %
DTE Gas Co. 0.41 %, 1/13/2016 Short-Term Securities 18,000,000 $17,997,348.00 0.12 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Se 0.01 %, 1/7/2016 Short-Term Securities 16,500,000 $16,500,000.00 0.11 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.30 %, 1/7/2016 Short-Term Securities 16,500,001 $16,500,001.00 0.11 %
Clorox Co. (The) 0.43 %, 1/11/2016 Short-Term Securities 16,700,000 $16,697,831.00 0.11 %
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by U.S. Bank N.A.) 0.01 %, 1/1/2016 Short-Term Securities 17,400,000 $17,400,000.00 0.11 %
Scotiabanc, Inc. (GTD by Bank of Nova Scotia (The)) 0.22 %, 1/4/2016 Short-Term Securities 17,000,000 $16,999,469.00 0.11 %
S&P 500 Index 0.00 %, 2/19/2016 Purchased Options 7,735 $17,558,450.00 0.11 %
CA GO Bonds, Ser 2004B6 (GTD by U.S. Bank N.A.) 0.01 %, 1/7/2016 Short-Term Securities 17,000,000 $17,000,000.00 0.11 %
Medtronic Global Holdings SCA 0.41 %, 1/13/2016 Short-Term Securities 15,000,000 $14,997,790.00 0.10 %
Kellogg Co. 0.44 %, 1/13/2016 Short-Term Securities 15,000,000 $14,997,633.00 0.10 %
Muni Elec Auth GA, Gen Resolution Proj Bond Anticipation Notes, Ser A (Taxable), (GTD by Wells Fargo Bank N.A.) 0.22 %, 1/6/2016 N/A 16,000,000 $16,000,000.00 0.10 %
Federal Home Loan Bank 0.13 %, 1/28/2016 Short-Term Securities 15,000,000 $14,998,500.00 0.10 %
Federal Home Loan Bank 0.11 %, 1/15/2016 Short-Term Securities 15,000,000 $14,999,310.00 0.10 %
Federal Home Loan Bank 0.28 %, 3/14/2016 Short-Term Securities 15,000,000 $14,991,255.00 0.10 %
Wisconsin Electric Power Co. 0.65 %, 1/5/2016 Short-Term Securities 15,250,000 $15,249,242.00 0.10 %
Exxon Mobil Corp. 0.35 %, 2/2/2016 Short-Term Securities 15,000,000 $14,995,160.00 0.10 %
Abbott Laboratories 0.25 %, 1/26/2016 Short-Term Securities 15,000,000 $14,997,335.00 0.10 %
Harley-Davidson Financial Services (GTD by Harley-Davidso 0.35 %, 1/6/2016 Short-Term Securities 15,000,000 $14,999,015.00 0.10 %
The Regents of the Univ of CA, Gen Rev Bonds, SerAL (Var 0.01 %, 1/7/2016 Short-Term Securities 16,000,000 $16,000,000.00 0.10 %
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank, N.A.) 0.01 %, 1/7/2016 Short-Term Securities 14,751,000 $14,751,000.00 0.10 %
Clorox Co. (The) 0.36 %, 1/7/2016 Short-Term Securities 14,500,000 $14,498,872.00 0.09 %
Campbell Soup Co. 0.35 %, 1/5/2016 Short-Term Securities 13,400,000 $13,399,460.00 0.09 %
Wisconsin Gas LLC 0.65 %, 1/8/2016 N/A 14,000,000 $13,998,830.00 0.09 %
Amazon.com, Inc. 0.00 %, 2/19/2016 Purchased Options 5,000 $13,000,000.00 0.09 %
Federal Home Loan Bank 0.28 %, 3/3/2016 Short-Term Securities 14,000,000 $13,993,112.00 0.09 %
Kellogg Co. 0.35 %, 1/5/2016 Short-Term Securities 14,000,000 $13,999,248.00 0.09 %
Pioneer Natural Resources Co. Common Stocks 100,660 $12,620,751.00 0.08 %
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron USA, Inc. Proj), Ser 2010C (GTD by Chevron Corp.) 0.01 %, 1/1/2016 Short-Term Securities 12,386,000 $12,386,000.00 0.08 %
NYC GO Bonds, Fiscal 2008 Series L-4 0.01 %, 1/1/2016 Short-Term Securities 13,000,000 $13,000,000.00 0.08 %
Federal Home Loan Bank 0.13 %, 1/29/2016 Short-Term Securities 12,445,000 $12,443,706.00 0.08 %
Cabot Oil & Gas Corp. Common Stocks 725,654 $12,836,819.00 0.08 %
Ecolab, Inc. 0.73 %, 1/6/2016 Short-Term Securities 13,000,000 $12,999,146.00 0.08 %
San Francisco City and Cnty, Pub Util Comnty Water Rev, Series A1T (Taxable), (GTD by Royal Bank of Canada) 0.33 %, 1/27/2016 N/A 13,000,000 $13,000,130.00 0.08 %
John Deere Capital Corp. 0.25 %, 1/12/2016 Short-Term Securities 11,000,000 $10,999,102.00 0.07 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2014C-C (GTD by U.S. Bank N.A.) 0.01 %, 1/1/2016 N/A 10,000,000 $10,000,000.00 0.07 %
San Francisco City and Cnty, Pub Util Comnty Water Rev, S 0.25 %, 1/20/2016 Short-Term Securities 10,000,000 $10,000,100.00 0.07 %
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron USA, Inc. Proj), Ser 1992 (GTD by Chevron Corp.) 0.01 %, 1/1/2016 Short-Term Securities 10,267,000 $10,267,000.00 0.07 %
Clorox Co. (The) 0.48 %, 2/1/2016 Short-Term Securities 10,500,000 $10,495,511.00 0.07 %
Air Products and Chemicals, Inc. 0.38 %, 1/29/2016 Short-Term Securities 11,000,000 $10,996,642.00 0.07 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bond 0.01 %, 1/7/2016 Short-Term Securities 10,000,000 $10,000,000.00 0.07 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.30 %, 1/6/2016 Short-Term Securities 10,408,846 $10,408,846.00 0.07 %
NY Hsng Fin Agy, Clinton Park Phase II Hsng Rev Bonds, Ser 2011 A-1 (GTD by Wells Fargo Bank N.A.) 0.01 %, 1/7/2016 Short-Term Securities 11,084,000 $11,084,000.00 0.07 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.44 %, 1/20/2016 N/A 11,375,000 $11,373,148.00 0.07 %
Johnson & Johnson 0.23 %, 1/4/2016 Short-Term Securities 10,000,000 $9,999,828.00 0.07 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.30 %, 1/6/2016 Short-Term Securities 10,574,786 $10,574,786.00 0.07 %
Johnson & Johnson 0.19 %, 1/11/2016 Short-Term Securities 10,000,000 $9,999,419.00 0.06 %
Intel Corp. 0.35 %, 1/27/2016 Short-Term Securities 10,000,000 $9,997,398.00 0.06 %
CA GO Notes, Ser B-6 (Taxable), (GTD by Bank of America N.A.) 0.25 %, 1/14/2016 N/A 9,063,000 $9,063,181.00 0.06 %
Siemens Capital Co. LLC (GTD by Siemens AG) 0.23 %, 3/29/2016 N/A 10,000,000 $9,989,641.00 0.06 %
United Parcel Service, Inc. 0.29 %, 2/1/2016 Short-Term Securities 10,000,000 $9,997,449.00 0.06 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase & Co.) 0.01 %, 1/1/2016 Municipal Obligations -Taxable 9,000,000 $9,000,000.00 0.06 %
NBCUniversal Enterprise, Inc. 0.43 %, 1/12/2016 Short-Term Securities 9,000,000 $8,998,707.00 0.06 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.38 %, 1/26/2016 Short-Term Securities 9,000,000 $8,997,556.00 0.06 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.38 %, 1/29/2016 Short-Term Securities 10,000,000 $9,996,947.00 0.06 %
Malayan Banking Berhad (GTD by Wells Fargo Bank N.A.) 0.40 %, 2/5/2016 N/A 8,900,000 $8,895,959.00 0.06 %
Clorox Co. (The) 0.34 %, 1/6/2016 Short-Term Securities 10,000,000 $9,999,343.00 0.06 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.38 %, 1/27/2016 Short-Term Securities 10,000,000 $9,997,173.00 0.06 %
Microsoft Corp. 0.00 %, 2/19/2016 Purchased Options 76,479 $9,215,720.00 0.06 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.55 %, 2/9/2016 N/A 8,500,000 $8,496,506.00 0.06 %
Ecolab, Inc. 0.57 %, 1/4/2016 Short-Term Securities 10,000,000 $9,999,577.00 0.06 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.30 %, 1/6/2016 N/A 9,261,640 $9,261,640.00 0.06 %
USAA Capital Corp. 0.30 %, 1/6/2016 N/A 8,000,000 $7,999,648.00 0.05 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bonds, Ser 2014A (GTD by Wells Fargo Bank N.A.) 0.01 %, 1/7/2016 N/A 7,250,000 $7,250,000.00 0.05 %
Banco del Estado de Chile 0.26 %, 1/19/2016 N/A 8,000,000 $7,999,514.00 0.05 %
Unilever Capital Corp. (GTD by Unilever N.V.) 0.39 %, 2/22/2016 Short-Term Securities 7,000,000 $6,995,971.00 0.05 %
Columbus Rgnl Arpt Auth, Cap Funding Rev Bonds (OASBO Exp 0.03 %, 1/7/2016 Short-Term Securities 6,955,000 $6,955,000.00 0.05 %
NY Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2012A (GTD by Bank of America N.A.) 0.01 %, 1/7/2016 N/A 7,000,000 $7,000,000.00 0.05 %
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The)) 0.01 %, 1/7/2016 Variable Rate Demand Note 6,605,000 $6,605,000.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.30 %, 1/6/2016 Short-Term Securities 5,854,166 $5,854,166.00 0.04 %
Johnson & Johnson 0.40 %, 1/13/2016 N/A 5,800,000 $5,799,581.00 0.04 %
J.M. Smucker Co. (The) 0.29 %, 1/4/2016 N/A 6,000,000 $5,999,746.00 0.04 %
S&P 500 Index 0.00 %, 1/15/2016 Purchased Options 7,738 $6,267,780.00 0.04 %
S&P 500 Index 0.00 %, 1/8/2016 Purchased Options 8,635 $6,087,675.00 0.04 %
Tuscaloosa Cnty Indl Dev Auth, Gulf Opp Zone Bonds (Hunt 0.01 %, 1/7/2016 Short-Term Securities 6,000,000 $6,000,000.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.30 %, 1/6/2016 Short-Term Securities 6,891,026 $6,891,026.00 0.04 %
Greenville Hosp Sys Board of Trustees, Hosp Rfdg Rev Bond 0.01 %, 1/7/2016 Short-Term Securities 6,000,000 $6,000,000.00 0.04 %
Kellogg Co. 0.46 %, 1/19/2016 Short-Term Securities 4,500,000 $4,498,900.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.33 %, 1/6/2016 N/A 5,251,000 $5,251,000.00 0.03 %
W.W. Grainger, Inc. 0.35 %, 1/27/2016 Short-Term Securities 3,888,000 $3,886,988.00 0.03 %
Intel Corp. 0.21 %, 2/25/2016 N/A 5,000,000 $4,997,029.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.33 %, 1/6/2016 Short-Term Securities 5,267,140 $5,267,140.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.33 %, 1/6/2016 Short-Term Securities 3,975,200 $3,975,200.00 0.03 %
National Oilwell Varco, Inc. 0.28 %, 1/4/2016 N/A 5,000,000 $4,999,844.00 0.03 %
NYC GO Bonds, Fiscal 2006 Ser E (GTD by Bank of America N.A.) 0.01 %, 1/7/2016 Short-Term Securities 5,300,000 $5,300,000.00 0.03 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.36 %, 1/19/2016 Short-Term Securities 5,000,000 $4,999,042.00 0.03 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.37 %, 1/25/2016 Short-Term Securities 5,000,000 $4,998,701.00 0.03 %
Univ of KS Hosp Auth, Var Rate Demand Hlth Fac Rev Bonds (KU Hlth Sys), Ser 2004 (GTD by U.S. Bank N.A.) 0.01 %, 1/1/2016 Short-Term Securities 5,140,000 $5,140,000.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.33 %, 1/6/2016 Short-Term Securities 3,975,200 $3,975,200.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.33 %, 1/6/2016 Short-Term Securities 4,173,960 $4,173,960.00 0.03 %
Federal Home Loan Bank 0.28 %, 3/2/2016 Short-Term Securities 5,000,000 $4,997,585.00 0.03 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-2 (GTD by Bank of America N.A.) 0.01 %, 1/7/2016 N/A 3,000,000 $3,000,000.00 0.02 %
Diageo Capital plc (GTD by Diageo plc) 0.73 %, 1/4/2016 Short-Term Securities 2,500,000 $2,499,894.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.33 %, 1/6/2016 N/A 3,776,440 $3,776,440.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.33 %, 1/7/2016 N/A 2,300,000 $2,300,000.00 0.02 %
Government National Mortgage Association Agency REMIC/CMO 7.00 %, 5/20/2033 United States Government Agency Obligations 1,729,219 $437,275.00 0.01 %
Overseas Private Investment Corporation (GTD by United States Government) 0.42 %, 1/6/2016 Short-Term Securities 1,846,001 $1,846,001.00 0.01 %
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by U.S. Government) 0.03 %, 1/7/2016 Short-Term Securities 1,443,000 $1,443,000.00 0.01 %
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ, Ser A-1 (GTD by JPMorgan Chase & Co.) 0.04 %, 1/7/2016 Short-Term Securities 1,900,000 $1,900,000.00 0.01 %
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank N.A.) 0.01 %, 1/7/2016 Short-Term Securities 1,905,000 $1,905,000.00 0.01 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.01 %, 1/1/2016 Short-Term Securities 1,800,000 $1,800,000.00 0.01 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Carle Fndtn), Ser 2009 (GTD by JPMorgan Chase Bank N.A.) 0.01 %, 1/7/2016 Short-Term Securities 855,000 $855,000.00 0.01 %
Campbell Soup Co. 0.45 %, 3/1/2016 Short-Term Securities 2,251,000 $2,249,276.00 0.01 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR 0.37 %, 1/21/2016 Short-Term Securities 1,000,000 $999,784.00 0.01 %
Toyota Motor Credit Corp. 0.44 %, 1/6/2016 Short-Term Securities 1,699,000 $1,699,000.00 0.01 %
Prudential Funding LLC (GTD by Prudential Financial, Inc. 0.30 %, 1/4/2016 Short-Term Securities 1,720,000 $1,719,952.00 0.01 %
Google, Inc., Class A 0.00 %, 3/18/2016 Purchased Options 1,569 $1,569,000.00 0.01 %
Campbell Soup Co. 0.31 %, 1/8/2016 Short-Term Securities 1,200,000 $1,199,919.00 0.01 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 6/25/2023 United States Government Agency Obligations 362,967 $47,373.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 12/25/2033 United States Government Agency Obligations 206,924 $7,028.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 11/25/2036 United States Government Agency Obligations 1,350,310 $253,742.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 4/25/2034 United States Government Agency Obligations 752,654 $144,933.00 0.00 %
HP, Inc. 0.29 %, 1/19/2016 Short-Term Securities 418,000 $417,937.00 0.00 %
S&P 500 Index 0.00 %, 1/8/2016 Written Options -8,635 ($237,463.00) 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 6.00 %, 11/15/2035 United States Government Agency Obligations 381,599 $77,905.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 5/15/2018 United States Government Agency Obligations 194,747 $8,536.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 11/20/2033 United States Government Agency Obligations 3,862 $6.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 1/15/2033 United States Government Agency Obligations 212,768 $46,089.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 10/15/2025 United States Government Agency Obligations 490,709 $68,019.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 5/15/2033 United States Government Agency Obligations 381,573 $69,603.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2033 United States Government Agency Obligations 737,225 $132,316.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 7/20/2035 United States Government Agency Obligations 500,189 $96,487.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 3/20/2032 United States Government Agency Obligations 25,143 $64.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2035 United States Government Agency Obligations 868,714 $156,855.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 3/15/2023 United States Government Agency Obligations 205,153 $16,658.00 0.00 %
Microsoft Corp. 0.00 %, 2/19/2016 Written Options -25,493 ($1,542,327.00) -0.01 %
Microsoft Corp. 0.00 %, 2/19/2016 Written Options -76,479 ($1,567,820.00) -0.01 %
Google, Inc., Class A 0.00 %, 3/18/2016 Written Options -1,255 ($1,807,200.00) -0.01 %
S&P 500 Index 0.00 %, 2/19/2016 Written Options -7,735 ($2,494,538.00) -0.02 %
Amazon.com, Inc. 0.00 %, 2/19/2016 Written Options -10,000 ($11,800,000.00) -0.08 %
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