Waddell & Reed

Total Portfolio Holdings

Ivy Asset Strategy Fund

Updated as of 9/30/2014
Name CUSIP Type Shares or Principal Amount Market Value Percent of Net Assets
Gold GOLD BULL Bullion 1,528,663 $1,848,230,122.00 5.65 %
Galaxy Entertainment Group 6465874 Common Stocks 229,601,000 $1,333,574,390.00 4.07 %
AIA Group Ltd. B4TX8S1 Common Stocks 185,300,500 $958,140,218.00 2.93 %
Las Vegas Sands, Inc. 517834107 Common Stocks 13,460,617 $837,384,984.00 2.56 %
Media Group Holdings LLC SBPHOLDNG Common Stocks 381,200 $818,616,968.00 2.50 %
Microsoft Corp. 594918104 Common Stocks 15,753,600 $730,336,896.00 2.23 %
Apple, Inc. 037833100 Common Stocks 7,039,700 $709,249,775.00 2.16 %
Delta Topco Ltd. 10.00 %, 11/24/2060 DELTA2345 Corporate Debt Securities 602,589,482 $602,589,481.00 1.84 %
Delta Topco Ltd. DELTA5678 Common Stocks 718,554,630 $592,128,536.00 1.81 %
Nielsen Holdings N.V. N63218106 Common Stocks 12,645,200 $560,561,716.00 1.71 %
Caterpillar, Inc. 149123101 Common Stocks 5,020,200 $497,150,406.00 1.52 %
Cognizant Technology Solutions Corp., Class A 192446102 Common Stocks 11,007,470 $492,804,432.00 1.51 %
Citigroup, Inc. 172967424 Common Stocks 9,424,300 $488,367,226.00 1.49 %
SABMiller plc 0483548 Common Stocks 8,711,509 $484,121,794.00 1.48 %
ConocoPhillips 20825C104 Common Stocks 6,139,407 $469,787,424.00 1.44 %
Texas Instruments, Inc. 882508104 Common Stocks 9,354,900 $446,135,181.00 1.35 %
Applied Materials, Inc. 038222105 Common Stocks 20,150,300 $435,447,983.00 1.33 %
Amazon.com, Inc. 023135106 Common Stocks 1,329,700 $428,748,468.00 1.31 %
Occidental Petroleum Corp. 674599105 Common Stocks 4,432,107 $426,147,088.00 1.30 %
Plains GP Holdings L.P., Class A 72651A108 Common Stocks 13,698,600 $419,862,090.00 1.28 %
Goldman Sachs Group, Inc. (The) 38141G104 Common Stocks 2,165,200 $397,465,764.00 1.22 %
Ford Motor Co. 345370860 Common Stocks 26,412,500 $390,640,875.00 1.19 %
Intuit, Inc. 461202103 Common Stocks 4,436,106 $388,824,691.00 1.19 %
Union Pacific Corp. 907818108 Common Stocks 3,562,700 $386,267,934.00 1.18 %
Tencent Holdings Ltd. BMMV2K8 Common Stocks 25,554,000 $380,108,695.00 1.17 %
MetLife, Inc. 59156R108 Common Stocks 6,859,400 $368,486,968.00 1.13 %
Boeing Co. (The) 097023105 Common Stocks 2,881,300 $367,019,994.00 1.13 %
Adobe Systems, Inc. 00724F101 Common Stocks 5,252,400 $363,413,556.00 1.11 %
Precision Castparts Corp. 740189105 Common Stocks 1,521,800 $360,483,984.00 1.10 %
American International Group, Inc. 026874784 Common Stocks 6,676,400 $360,659,128.00 1.10 %
Legend Pictures LLC LEGEND001 Common Stocks 190,354 $355,765,642.00 1.09 %
Prudential Financial, Inc. 744320102 Common Stocks 4,068,700 $357,801,478.00 1.09 %
Amgen, Inc. 031162100 Common Stocks 2,530,000 $355,363,800.00 1.09 %
InBev N.V. 4755317 Common Stocks 3,165,100 $352,277,433.00 1.08 %
Legendary Pictures Funding LLC and Legendary Finance, Inc. 8.00 %, 3/15/2018 52469UAB4 Corporate Debt Securities 351,700,000 $349,519,460.00 1.07 %
Home Depot, Inc. (The) 437076102 Common Stocks 3,757,700 $344,731,398.00 1.05 %
Intel Corp. 458140100 Common Stocks 9,686,000 $337,266,520.00 1.03 %
LyondellBasell Industries N.V., Class A N53745100 Common Stocks 2,858,500 $310,604,610.00 0.95 %
Wells Fargo & Co. 949746101 Common Stocks 5,796,500 $300,664,455.00 0.92 %
Dow Chemical Co. (The) 260543103 Common Stocks 5,645,800 $296,065,752.00 0.91 %
Continental AG 4598589 Common Stocks 1,473,500 $280,376,865.00 0.86 %
Baidu.com, Inc. ADR 056752108 Common Stocks 1,288,900 $281,276,647.00 0.86 %
Biogen Idec, Inc. 09062X103 Common Stocks 811,800 $268,551,558.00 0.82 %
Alliance Data Systems Corp. 018581108 Common Stocks 1,069,400 $265,499,938.00 0.81 %
Freeport-McMoRan Copper & Gold, Inc., Class B 35671D857 Common Stocks 7,748,600 $252,991,790.00 0.77 %
Mead Johnson Nutrition Co. 582839106 Common Stocks 2,594,746 $249,666,460.00 0.76 %
Exxon Mobil Corp. 30231G102 Common Stocks 2,598,900 $244,426,545.00 0.75 %
Chevron Corp. 166764100 Common Stocks 2,050,800 $244,701,456.00 0.75 %
Gilead Sciences, Inc. 375558103 Common Stocks 2,276,700 $242,354,715.00 0.74 %
Visa, Inc., Class A 92826C839 Common Stocks 1,116,400 $238,206,268.00 0.73 %
Rio Tinto plc 0718875 Common Stocks 4,762,115 $234,033,422.00 0.72 %
BHP Billiton plc 0056650 Common Stocks 7,815,600 $217,293,572.00 0.66 %
FUJIFILM Holdings Corp. 6356525 Common Stocks 6,962,700 $213,943,916.00 0.65 %
Taiwan Semiconductor Manufacturing Co. Ltd. 6889106 Common Stocks 50,424,000 $198,914,512.00 0.61 %
Humana, Inc. 444859102 Common Stocks 1,504,000 $195,956,160.00 0.60 %
Credit Suisse Group, New York Branch 0.23 %, 12/22/2014 2254EBMN8 12/22/2014 Short-Term Securities 200,000,000 $199,894,860.00 0.60 %
Microsoft Corp. 0.08 %, 10/22/2014 59515NKN2 10/22/2014 Short-Term Securities 195,000,000 $194,990,455.00 0.59 %
Micron Technology, Inc. 595112103 Common Stocks 5,406,800 $185,236,968.00 0.57 %
Limited Brands, Inc. 501797104 Common Stocks 2,530,530 $169,494,899.00 0.52 %
CVS Caremark Corp. 0.20 %, 10/1/2014 12665KK13 10/01/2014 Short-Term Securities 168,755,000 $168,754,036.00 0.51 %
Advanced Micro Devices, Inc. 007903107 Common Stocks 45,986,300 $156,813,283.00 0.48 %
Japan Airlines Corp. B8BRV46 Common Stocks 5,393,600 $147,534,078.00 0.45 %
Aston Martin Holdings Ltd. 10.25 %, 7/15/2018 BKT2NG3R Corporate Debt Securities 134,772,464 $135,847,201.00 0.42 %
Roche Holdings AG, Genusscheine 7110388 Common Stocks 462,700 $137,205,792.00 0.42 %
MediaTek, Inc. 6372480 Common Stocks 9,001,000 $133,301,024.00 0.41 %
Citibank N.A. 0.18 %, 12/8/2014 17304UZE3 12/08/2014 Short-Term Securities 116,500,000 $116,511,161.00 0.35 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.13 %, 10/28/2014 3773E3KU0 10/28/2014 Short-Term Securities 116,850,000 $116,838,972.00 0.35 %
Schlumberger Ltd. 806857108 Common Stocks 1,139,300 $115,855,417.00 0.35 %
CBS Corp., Class B 124857202 Common Stocks 2,127,227 $113,806,645.00 0.35 %
Alibaba Group Holding Ltd. ADR 01609W102 Common Stocks 1,268,550 $112,710,668.00 0.34 %
ASML Holding N.V., NY Registry Shares N07059210 Common Stocks 1,012,500 $100,055,250.00 0.31 %
Credit Suisse Group, New York Branch 0.19 %, 11/24/2014 2254EBLQ2 11/24/2014 Short-Term Securities 100,000,000 $99,970,668.00 0.30 %
Phillips 66 718546104 Common Stocks 1,157,213 $94,092,989.00 0.29 %
Bristol-Myers Squibb Co. 110122108 Common Stocks 1,867,500 $95,578,650.00 0.29 %
Twenty-First Century Fox, Inc., Class A 90130A101 Common Stocks 2,528,000 $86,685,120.00 0.27 %
Danaher Corp. 0.09 %, 10/9/2014 23585MK96 10/09/2014 Short-Term Securities 89,000,000 $88,998,010.00 0.26 %
VW Credit, Inc. (GTD by Volkswagen AG) 0.25 %, 10/22/2014 91842MKN1 10/22/2014 Short-Term Securities 80,750,000 $80,737,455.00 0.24 %
Corporacion Andina de Fomento 0.15 %, 10/9/2014 2198X3K97 10/09/2014 Short-Term Securities 83,000,000 $82,997,215.00 0.24 %
Merck & Co., Inc. 0.08 %, 10/6/2014 58934BK60 10/06/2014 Short-Term Securities 75,000,000 $74,998,999.00 0.22 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.09 %, 10/15/2014 0556C3KF7 10/15/2014 Short-Term Securities 75,000,000 $74,997,104.00 0.22 %
Hewlett-Packard Co. 0.28 %, 10/29/2014 42823KKV3 10/29/2014 Short-Term Securities 60,000,000 $59,986,469.00 0.18 %
Hewlett-Packard Co. 0.30 %, 10/27/2014 42823KKT8 10/27/2014 Short-Term Securities 60,000,000 $59,986,498.00 0.18 %
VW Credit, Inc. (GTD by Volkswagen AG) 0.25 %, 10/21/2014 91842MKM3 10/21/2014 Short-Term Securities 59,320,000 $59,311,489.00 0.18 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.15 %, 10/14/2014 03523LKE4 10/14/2014 Short-Term Securities 55,592,000 $55,588,852.00 0.17 %
Campbell Soup Co. 0.18 %, 10/6/2014 13443DK65 10/06/2014 Short-Term Securities 56,700,000 $56,698,312.00 0.17 %
BorgWarner, Inc. 0.26 %, 10/22/2014 09983PKN5 10/22/2014 Short-Term Securities 60,000,000 $59,990,375.00 0.17 %
NBCUniversal Enterprise, Inc. 0.24 %, 10/10/2014 63946EKA1 10/10/2014 Short-Term Securities 55,000,000 $54,996,402.00 0.17 %
Banco del Estado de Chile 0.19 %, 11/5/2014 05962PX46 11/05/2014 Short-Term Securities 50,000,000 $50,000,495.00 0.15 %
Unilever N.V. (GTD by Unilever plc) 0.17 %, 11/12/2014 90478MLC7 11/12/2014 Short-Term Securities 50,000,000 $49,989,790.00 0.15 %
PepsiCo, Inc. 0.09 %, 10/16/2014 71344UKG3 10/16/2014 Short-Term Securities 50,000,000 $49,998,000.00 0.15 %
Citibank N.A. 0.16 %, 10/1/2014 17304UWE6 10/01/2014 Short-Term Securities 50,000,000 $50,000,098.00 0.15 %
J.M. Smucker Co. (The) 0.26 %, 10/28/2014 46642TKU6 10/28/2014 Short-Term Securities 50,000,000 $49,989,888.00 0.15 %
Kroger Co. (The) 0.22 %, 10/14/2014 50104MKE0 10/14/2014 Short-Term Securities 48,000,000 $47,995,892.00 0.15 %
Microsoft Corp. 0.09 %, 10/15/2014 59515NKF9 10/15/2014 Short-Term Securities 50,000,000 $49,998,125.00 0.15 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.12 %, 12/5/2014 02665KM53 12/05/2014 Short-Term Securities 50,000,000 $49,988,635.00 0.15 %
Air Products and Chemicals, Inc. 0.10 %, 10/15/2014 00915TKF6 10/15/2014 Short-Term Securities 49,000,000 $48,997,970.00 0.15 %
Baxter International, Inc. 0.24 %, 10/9/2014 0718A3K99 10/09/2014 Short-Term Securities 50,000,000 $49,997,001.00 0.15 %
Coca-Cola Co. (The) 0.09 %, 10/22/2014 19121BKN8 10/22/2014 Short-Term Securities 50,000,000 $49,997,250.00 0.15 %
Army & Air Force Exchange Service 0.14 %, 11/24/2014 04249LLQ7 11/24/2014 Short-Term Securities 50,000,000 $49,989,231.00 0.15 %
Army & Air Force Exchange Service 0.10 %, 11/14/2014 04249LLE4 11/14/2014 Short-Term Securities 50,000,000 $49,993,752.00 0.15 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.09 %, 10/10/2014 0556C3KA8 10/10/2014 Short-Term Securities 45,000,000 $44,998,910.00 0.14 %
Coca-Cola Co. (The) 0.09 %, 10/10/2014 19121BKA6 10/10/2014 Short-Term Securities 45,000,000 $44,998,875.00 0.14 %
Diageo Capital plc (GTD by Diageo plc) 0.26 %, 10/8/2014 2524H5K89 10/08/2014 Short-Term Securities 44,895,000 $44,892,406.00 0.14 %
Becton Dickinson & Co. 0.15 %, 10/6/2014 07588SK69 10/06/2014 Short-Term Securities 46,850,000 $46,848,829.00 0.14 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.09 %, 10/21/2014 3773E3KM8 10/21/2014 Short-Term Securities 45,500,000 $45,497,540.00 0.14 %
Wisconsin Electric Power Co. 0.11 %, 10/3/2014 97665SK33 10/03/2014 Short-Term Securities 45,000,000 $44,999,588.00 0.14 %
Virginia Electric and Power Co. 0.21 %, 10/8/2014 92780KK80 10/08/2014 Short-Term Securities 44,250,000 $44,248,034.00 0.14 %
NBCUniversal Enterprise, Inc. 0.22 %, 10/17/2014 63946EKH6 10/17/2014 Short-Term Securities 45,000,000 $44,995,277.00 0.14 %
J.M. Smucker Co. (The) 0.29 %, 10/14/2014 46642TKE2 10/14/2014 Short-Term Securities 43,000,000 $42,995,151.00 0.13 %
St. Jude Medical, Inc. 0.21 %, 10/24/2014 8522W3KQ5 10/24/2014 Short-Term Securities 41,750,000 $41,744,153.00 0.13 %
John Deere Canada ULC (GTD by Deere & Co.) 0.08 %, 10/20/2014 24423JKL0 10/20/2014 Short-Term Securities 43,000,000 $42,998,088.00 0.13 %
Essilor International S.A. 0.12 %, 10/9/2014 29728RK90 10/09/2014 Short-Term Securities 38,000,000 $37,998,589.00 0.12 %
Army & Air Force Exchange Service 0.10 %, 10/14/2014 04249LKE5 10/14/2014 Short-Term Securities 39,000,000 $38,998,484.00 0.12 %
Caterpillar Financial Services Corp. (GTD by Caterpillar, Inc.) 0.14 %, 1/5/2015 14912EN52 01/05/2015 Short-Term Securities 40,000,000 $39,984,696.00 0.12 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007B (GTD by Chevron Corp.) 0.03 %, 10/1/2014 60528AAT1 12/01/2030 Short-Term Securities 43,923,000 $43,923,000.00 0.12 %
Enbridge, Inc. 0.27 %, 10/7/2014 29251VK70 10/07/2014 Short-Term Securities 40,000,000 $39,997,900.00 0.12 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.03 %, 10/1/2014 60528AAV6 12/01/2030 Short-Term Securities 39,175,000 $39,175,000.00 0.12 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser E (GTD by Chevron Corp.) 0.04 %, 10/1/2014 60528ACH5 11/01/2035 Short-Term Securities 39,894,000 $39,894,000.00 0.12 %
Emerson Electric Co. 0.10 %, 11/24/2014 29101BLQ3 11/24/2014 Short-Term Securities 40,000,000 $39,993,891.00 0.12 %
Emerson Electric Co. 0.11 %, 10/14/2014 29101BKE1 10/14/2014 Short-Term Securities 40,000,000 $39,998,272.00 0.12 %
Coca-Cola Co. (The) 0.09 %, 10/8/2014 19121BK81 10/08/2014 Short-Term Securities 40,000,000 $39,999,200.00 0.12 %
L Air Liquide S.A. 0.18 %, 11/28/2014 00912ULU2 11/28/2014 Short-Term Securities 40,000,000 $39,988,354.00 0.12 %
John Deere Canada ULC (GTD by Deere & Co.) 0.07 %, 10/3/2014 24423JK30 10/03/2014 Short-Term Securities 38,670,000 $38,669,772.00 0.12 %
Army & Air Force Exchange Service 0.14 %, 11/25/2014 04249LLR5 11/25/2014 Short-Term Securities 38,000,000 $37,991,667.00 0.12 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.15 %, 11/17/2014 03523LLH6 11/17/2014 Short-Term Securities 40,000,000 $39,991,965.00 0.12 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353WV5 10/15/2027 Short-Term Securities 35,000,000 $35,000,000.00 0.11 %
Citibank N.A. 0.19 %, 11/24/2014 17304UXH8 11/24/2014 Short-Term Securities 35,750,000 $35,755,460.00 0.11 %
Roche Holdings, Inc. 0.09 %, 10/20/2014 77119MKL0 10/20/2014 Short-Term Securities 35,000,000 $34,998,250.00 0.11 %
BorgWarner, Inc. 0.24 %, 10/9/2014 09983PK96 10/09/2014 Short-Term Securities 35,000,000 $34,997,901.00 0.11 %
NBCUniversal Enterprise, Inc. 0.22 %, 10/3/2014 63946EK37 10/03/2014 Short-Term Securities 35,000,000 $34,999,406.00 0.11 %
Wisconsin Gas LLC 0.11 %, 10/3/2014 97670SK36 10/03/2014 Short-Term Securities 37,000,000 $36,999,661.00 0.11 %
Kroger Co. (The) 0.23 %, 10/24/2014 50104MKQ3 10/24/2014 Short-Term Securities 35,000,000 $34,994,667.00 0.11 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.11 %, 12/17/2014 89116FMH0 12/17/2014 Short-Term Securities 35,000,000 $34,991,961.00 0.11 %
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.) 0.04 %, 10/7/2014 41415WBT8 02/15/2042 Short-Term Securities 32,300,000 $32,300,000.00 0.10 %
Macau Legend Development Ltd. BBMR4Z8 Common Stocks 61,903,000 $31,410,500.00 0.10 %
Baxter International, Inc. 0.25 %, 10/8/2014 0718A3K81 10/08/2014 Short-Term Securities 32,800,000 $32,798,178.00 0.10 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.09 %, 10/9/2014 69372BK90 10/09/2014 Short-Term Securities 32,025,000 $32,024,279.00 0.10 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.18 %, 10/27/2014 44928LKT6 10/27/2014 Short-Term Securities 34,350,000 $34,345,596.00 0.10 %
Banco del Estado de Chile 0.20 %, 12/17/2014 05962PZ69 12/17/2014 Short-Term Securities 28,000,000 $27,999,392.00 0.09 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012A (GTD by U.S. Bank N.A.) 0.03 %, 10/1/2014 463612GB1 09/01/2051 Short-Term Securities 28,600,000 $28,600,000.00 0.09 %
Kellogg Co. 0.14 %, 10/3/2014 48783DK36 10/03/2014 Short-Term Securities 30,000,000 $29,999,651.00 0.09 %
Army & Air Force Exchange Service 0.14 %, 12/2/2014 04249LM29 12/02/2014 Short-Term Securities 30,000,000 $29,992,545.00 0.09 %
Microsoft Corp. 0.08 %, 10/8/2014 59515NK85 10/08/2014 Short-Term Securities 28,000,000 $27,999,502.00 0.09 %
Microsoft Corp. 0.09 %, 10/1/2014 59515NK10 10/01/2014 Short-Term Securities 28,000,000 $27,999,930.00 0.09 %
Medtronic, Inc. 0.09 %, 10/15/2014 58505FKF0 10/15/2014 Short-Term Securities 30,300,000 $30,298,864.00 0.09 %
Virginia Electric and Power Co. 0.21 %, 10/1/2014 92780KK15 10/01/2014 Short-Term Securities 30,000,000 $29,999,825.00 0.09 %
Mondelez International, Inc. 0.21 %, 10/24/2014 60920WKQ2 10/24/2014 Short-Term Securities 30,000,000 $29,995,799.00 0.09 %
CA GO Bonds, Ser 2004B6 (GTD by U.S. Bank N.A.) 0.03 %, 10/7/2014 13063A6L3 05/01/2034 Short-Term Securities 30,000,000 $30,000,000.00 0.09 %
Emerson Electric Co. 0.10 %, 11/14/2014 29101BLE0 11/14/2014 Short-Term Securities 30,000,000 $29,996,251.00 0.09 %
General Mills, Inc. 0.21 %, 10/8/2014 3703E1K80 10/08/2014 Short-Term Securities 30,000,000 $29,998,600.00 0.09 %
Essilor International S.A. 0.09 %, 11/5/2014 29728RL57 11/05/2014 Short-Term Securities 30,000,000 $29,997,300.00 0.09 %
Ecolab, Inc. 0.27 %, 11/12/2014 27886MLC5 11/12/2014 Short-Term Securities 31,000,000 $30,989,967.00 0.09 %
CA Pollutn Ctl Fin Auth, Pollutn Ctl Rfdg Rev Bonds (Pacific Gas and Elec Co.), Ser C (GTD by JPMorgan Chase Bank N.A.) 0.01 %, 10/1/2014 130534XA3 11/01/2026 Short-Term Securities 24,701,300 $24,701,300.00 0.08 %
Bank of America N.A. 0.18 %, 10/20/2014 06053HDT9 10/20/2014 Short-Term Securities 25,000,000 $25,001,250.00 0.08 %
Banco del Estado de Chile 0.20 %, 11/14/2014 05962PX20 11/14/2014 Short-Term Securities 25,000,000 $25,000,645.00 0.08 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2010J (GTD by Chevron Corp.) 0.04 %, 10/1/2014 60528ACA0 11/01/2035 Short-Term Securities 26,838,000 $26,838,000.00 0.08 %
Banco del Estado de Chile 0.20 %, 1/6/2015 05962P2G3 01/06/2015 Short-Term Securities 25,000,000 $24,998,640.00 0.08 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.08 %, 10/28/2014 24423NKU1 10/28/2014 Short-Term Securities 25,000,000 $24,998,444.00 0.08 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.09 %, 10/14/2014 24423NKE7 10/14/2014 Short-Term Securities 25,000,000 $24,999,125.00 0.08 %
J.M. Smucker Co. (The) 0.26 %, 10/20/2014 46642TKL6 10/20/2014 Short-Term Securities 25,000,000 $24,996,388.00 0.08 %
IL Fin Auth, Adj Rate Demand Rev Bonds (Chicago Symphony Orchestra), Ser 2008 (GTD by U.S. Bank N.A.) 0.04 %, 10/7/2014 45200FGY9 05/01/2048 Short-Term Securities 24,965,000 $24,965,000.00 0.08 %
Banco del Estado de Chile 0.19 %, 10/2/2014 05962PV97 10/02/2014 Short-Term Securities 25,000,000 $25,000,014.00 0.08 %
Ecolab, Inc. 0.26 %, 11/4/2014 27886ML43 11/04/2014 Short-Term Securities 25,000,000 $24,993,680.00 0.08 %
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank N.A.) 0.03 %, 10/7/2014 966769CY5 06/01/2036 Short-Term Securities 26,375,000 $26,375,000.00 0.08 %
Kellogg Co. 0.15 %, 10/7/2014 48783DK77 10/07/2014 Short-Term Securities 25,000,000 $24,999,252.00 0.08 %
General Mills, Inc. 0.19 %, 10/2/2014 3703E1K23 10/02/2014 Short-Term Securities 25,000,000 $24,999,736.00 0.08 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/1/2014 690353ZZ3 09/15/2020 Short-Term Securities 25,000,000 $25,000,000.00 0.08 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.13 %, 11/13/2014 02665KLD7 11/13/2014 Short-Term Securities 25,000,000 $24,995,903.00 0.08 %
Coca-Cola Co. (The) 0.12 %, 10/17/2014 19121BKH1 10/17/2014 Short-Term Securities 25,000,000 $24,998,634.00 0.08 %
VW Credit, Inc. (GTD by Volkswagen AG) 0.25 %, 10/7/2014 91842MK76 10/07/2014 Short-Term Securities 25,000,000 $24,998,785.00 0.08 %
Essilor International S.A. 0.17 %, 11/25/2014 29728RLR9 11/25/2014 Short-Term Securities 25,000,000 $24,993,351.00 0.08 %
PepsiCo, Inc. 0.08 %, 10/14/2014 71344UKE8 10/14/2014 Short-Term Securities 25,000,000 $24,999,221.00 0.08 %
Roche Holdings, Inc. 0.09 %, 10/14/2014 77119MKE6 10/14/2014 Short-Term Securities 25,000,000 $24,999,125.00 0.08 %
Air Products and Chemicals, Inc. 0.10 %, 10/17/2014 00915TKH2 10/17/2014 Short-Term Securities 25,000,000 $24,998,820.00 0.08 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.09 %, 10/22/2014 02665KKN6 10/22/2014 Short-Term Securities 25,000,000 $24,998,625.00 0.08 %
Baxter International, Inc. 0.20 %, 10/7/2014 0718A3K73 10/07/2014 Short-Term Securities 25,000,000 $24,999,028.00 0.08 %
Coca-Cola Co. (The) 0.11 %, 11/12/2014 19121BLC1 11/12/2014 Short-Term Securities 25,000,000 $24,996,684.00 0.08 %
Corporacion Andina de Fomento 0.14 %, 11/24/2014 2198X3LQ8 11/24/2014 Short-Term Securities 25,000,000 $24,994,616.00 0.08 %
Corporacion Andina de Fomento 0.14 %, 11/26/2014 2198X3LS4 11/26/2014 Short-Term Securities 25,000,000 $24,994,420.00 0.08 %
Coca-Cola Co. (The) 0.11 %, 11/4/2014 19121BL49 11/04/2014 Short-Term Securities 25,000,000 $24,997,301.00 0.08 %
Coca-Cola Co. (The) 0.12 %, 11/21/2014 19121BLM9 11/21/2014 Short-Term Securities 23,000,000 $22,996,156.00 0.07 %
Bemis Co., Inc. 0.24 %, 10/10/2014 08143UKA1 10/10/2014 Short-Term Securities 23,750,000 $23,748,417.00 0.07 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.10 %, 10/14/2014 0556C3KE0 10/14/2014 Short-Term Securities 22,600,000 $22,599,122.00 0.07 %
Mondelez International, Inc. 0.20 %, 10/21/2014 60920WKM1 10/21/2014 Short-Term Securities 23,000,000 $22,997,317.00 0.07 %
Ecolab, Inc. 0.23 %, 10/6/2014 27886MK69 10/06/2014 Short-Term Securities 22,000,000 $21,999,157.00 0.07 %
MI Strategic Fund, Var Rate Demand Ltd. Oblig Rev Bonds (Air Products and Chemicals, Inc. Proj), Ser 2007 (GTD by Bank of New York (The)) 0.05 %, 10/1/2014 594698DF6 12/01/2042 Short-Term Securities 23,877,000 $23,877,000.00 0.07 %
Enbridge, Inc. 0.32 %, 11/5/2014 29251VL53 11/05/2014 Short-Term Securities 20,000,000 $19,993,600.00 0.06 %
Emerson Electric Co. 0.11 %, 12/23/2014 29101BMP4 12/23/2014 Short-Term Securities 20,000,000 $19,994,960.00 0.06 %
General Mills, Inc. 0.20 %, 10/20/2014 3703E1KL1 10/20/2014 Short-Term Securities 18,000,000 $17,998,000.00 0.06 %
General Mills, Inc. 0.21 %, 10/16/2014 3703E1KG2 10/16/2014 Short-Term Securities 20,000,000 $19,998,222.00 0.06 %
Ecolab, Inc. 0.27 %, 11/18/2014 27886MLJ0 11/18/2014 Short-Term Securities 20,600,000 $20,592,402.00 0.06 %
Ecolab, Inc. 0.22 %, 10/1/2014 27886MK10 10/01/2014 Short-Term Securities 21,000,000 $20,999,872.00 0.06 %
Enbridge, Inc. 0.26 %, 10/3/2014 29251VK39 10/03/2014 Short-Term Securities 20,000,000 $19,999,517.00 0.06 %
Ecolab, Inc. 0.27 %, 11/19/2014 27886MLK7 11/19/2014 Short-Term Securities 20,000,000 $19,992,473.00 0.06 %
Wisconsin Electric Power Co. 0.17 %, 10/6/2014 97665SK66 10/06/2014 Short-Term Securities 18,500,000 $18,499,476.00 0.06 %
VW Credit, Inc. (GTD by Volkswagen AG) 0.27 %, 10/14/2014 91842MKE1 10/14/2014 Short-Term Securities 20,325,000 $20,322,866.00 0.06 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-2 (GTD by Bank of America N.A.) 0.05 %, 10/7/2014 64986UB63 11/01/2046 Short-Term Securities 18,000,000 $18,000,000.00 0.06 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353XQ5 07/15/2025 Short-Term Securities 18,500,000 $18,500,000.00 0.06 %
Kellogg Co. 0.18 %, 10/23/2014 48783DKP7 10/23/2014 Short-Term Securities 18,500,000 $18,497,873.00 0.06 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.09 %, 10/8/2014 69372BK82 10/08/2014 Short-Term Securities 20,000,000 $19,999,600.00 0.06 %
L Oreal USA, Inc. 0.08 %, 10/29/2014 50211UKV4 10/29/2014 Short-Term Securities 19,000,000 $18,998,775.00 0.06 %
Hewlett-Packard Co. 0.25 %, 10/28/2014 42823KKU5 10/28/2014 Short-Term Securities 20,000,000 $19,996,111.00 0.06 %
NY Hsng Fin Agy, Clinton Park Phase II Hsng Rev Bonds, Ser 2011 A-1 (GTD by Wells Fargo Bank N.A.) 0.05 %, 10/7/2014 64986UKV8 11/01/2049 Short-Term Securities 19,084,000 $19,084,000.00 0.06 %
Diageo Capital plc (GTD by Diageo plc) 0.25 %, 10/9/2014 2524H5K97 10/09/2014 Short-Term Securities 20,000,000 $19,998,750.00 0.06 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.10 %, 10/24/2014 24423NKQ0 10/24/2014 Short-Term Securities 20,250,000 $20,248,651.00 0.06 %
Coca-Cola Co. (The) 0.12 %, 11/19/2014 19121BLK3 11/19/2014 Short-Term Securities 20,000,000 $19,996,916.00 0.06 %
DTE Energy Co. (GTD by Detroit Edison Co.) 0.24 %, 10/17/2014 23333GKH6 10/17/2014 Short-Term Securities 19,000,000 $18,997,847.00 0.06 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.14 %, 11/21/2014 02665KLM7 11/21/2014 Short-Term Securities 20,000,000 $19,996,033.00 0.06 %
Air Products and Chemicals, Inc. 0.10 %, 11/21/2014 00915TLM0 11/21/2014 Short-Term Securities 20,000,000 $19,997,111.00 0.06 %
Banco del Estado de Chile 0.20 %, 1/28/2015 05962P2J7 01/28/2015 Short-Term Securities 19,000,000 $18,998,735.00 0.06 %
Banco del Estado de Chile 0.20 %, 1/6/2015 05962P2H1 01/06/2015 Short-Term Securities 18,500,000 $18,498,994.00 0.06 %
Essilor International S.A. 0.18 %, 11/14/2014 29728RLE8 11/14/2014 Short-Term Securities 20,000,000 $19,995,559.00 0.06 %
St. Jude Medical, Inc. 0.24 %, 11/21/2014 8522W3LM3 11/21/2014 Short-Term Securities 18,500,000 $18,493,598.00 0.06 %
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by Bank of America N.A.) 0.03 %, 10/1/2014 13033F7N4 09/01/2028 Short-Term Securities 18,400,000 $18,400,000.00 0.06 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.10 %, 10/2/2014 24423NK23 10/02/2014 Short-Term Securities 20,000,000 $19,999,889.00 0.06 %
Army & Air Force Exchange Service 0.14 %, 11/17/2014 04249LLH7 11/17/2014 Short-Term Securities 20,000,000 $19,996,241.00 0.06 %
Corporacion Andina de Fomento 0.14 %, 11/17/2014 2198X3LH8 11/17/2014 Short-Term Securities 20,000,000 $19,996,241.00 0.06 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/1/2014 690353A64 09/15/2022 Short-Term Securities 20,000,000 $20,000,000.00 0.06 %
Unilever N.V. (GTD by Unilever plc) 0.12 %, 10/8/2014 90478MK87 10/08/2014 Short-Term Securities 20,000,000 $19,999,241.00 0.06 %
Citibank N.A. 0.18 %, 11/14/2014 17304UYF1 11/14/2014 Short-Term Securities 16,000,000 $16,001,860.00 0.05 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.15 %, 10/23/2014 03523LKP9 10/23/2014 Short-Term Securities 16,000,000 $15,998,438.00 0.05 %
E.I. du Pont de Nemours and Co. 0.07 %, 10/17/2014 2635J5KH1 10/17/2014 Short-Term Securities 17,000,000 $16,999,438.00 0.05 %
DTE Electric Co. 0.19 %, 10/6/2014 23336KK68 10/06/2014 Short-Term Securities 15,000,000 $14,999,500.00 0.05 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.13 %, 11/24/2014 89116FLQ1 11/24/2014 Short-Term Securities 17,000,000 $16,997,385.00 0.05 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.21 %, 10/22/2014 41282KKN7 10/22/2014 Short-Term Securities 15,000,000 $14,998,074.00 0.05 %
St. Jude Medical, Inc. 0.21 %, 11/18/2014 8522W3LJ0 11/18/2014 Short-Term Securities 16,000,000 $15,994,970.00 0.05 %
St. Jude Medical, Inc. 0.23 %, 10/30/2014 8522W3KW2 10/30/2014 Short-Term Securities 17,000,000 $16,996,673.00 0.05 %
Air Products and Chemicals, Inc. 0.10 %, 10/20/2014 00915TKL3 10/20/2014 Short-Term Securities 16,150,000 $16,149,103.00 0.05 %
Bemis Co., Inc. 0.25 %, 10/16/2014 08143UKG8 10/16/2014 Short-Term Securities 15,000,000 $14,998,333.00 0.05 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.09 %, 10/9/2014 0556C3K91 10/09/2014 Short-Term Securities 16,000,000 $15,999,680.00 0.05 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.15 %, 11/3/2014 03523LL37 11/03/2014 Short-Term Securities 16,815,000 $16,812,607.00 0.05 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.09 %, 10/17/2014 24423NKH0 10/17/2014 Short-Term Securities 15,000,000 $14,999,363.00 0.05 %
Diageo Capital plc (GTD by Diageo plc) 0.24 %, 10/2/2014 2524H5K22 10/02/2014 Short-Term Securities 15,000,000 $14,999,775.00 0.05 %
Campbell Soup Co. 0.18 %, 12/22/2014 13443DMN6 12/22/2014 Short-Term Securities 16,030,000 $16,023,421.00 0.05 %
Campbell Soup Co. 0.17 %, 12/10/2014 13443DMA4 12/10/2014 Short-Term Securities 17,100,000 $17,094,131.00 0.05 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.20 %, 11/18/2014 41282KLJ5 11/18/2014 Short-Term Securities 15,000,000 $14,995,917.00 0.05 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.17 %, 10/9/2014 41282KK98 10/09/2014 Short-Term Securities 15,000,000 $14,999,362.00 0.05 %
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank N.A.) 0.05 %, 10/7/2014 801642BN8 02/01/2044 Short-Term Securities 14,751,000 $14,751,000.00 0.05 %
Enbridge, Inc. 0.26 %, 10/1/2014 29251VK13 10/01/2014 Short-Term Securities 15,000,000 $14,999,892.00 0.05 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.14 %, 10/2/2014 3773E3K22 10/02/2014 Short-Term Securities 15,000,000 $14,999,855.00 0.05 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-1 (GTD by Bank of America N.A.) 0.05 %, 10/7/2014 64986UUZ8 11/01/2046 Short-Term Securities 16,500,000 $16,500,000.00 0.05 %
Mondelez International, Inc. 0.23 %, 10/20/2014 60920WKL3 10/20/2014 Short-Term Securities 15,000,000 $14,998,334.00 0.05 %
Virginia Electric and Power Co. 0.21 %, 10/3/2014 92780KK31 10/03/2014 Short-Term Securities 15,000,000 $14,999,738.00 0.05 %
Essilor International S.A. 0.17 %, 11/20/2014 29728RLL2 11/20/2014 Short-Term Securities 17,000,000 $16,995,815.00 0.05 %
Ecolab, Inc. 0.28 %, 10/16/2014 27886MKG7 10/16/2014 Short-Term Securities 17,000,000 $16,997,918.00 0.05 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.22 %, 10/6/2014 41282KK64 10/06/2014 Short-Term Securities 17,000,000 $16,999,376.00 0.05 %
Emerson Electric Co. 0.11 %, 10/28/2014 29101BKU5 10/28/2014 Short-Term Securities 15,000,000 $14,998,704.00 0.05 %
Bank of America N.A. 0.20 %, 11/12/2014 06053HDS1 11/12/2014 Short-Term Securities 15,000,000 $15,001,970.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353UW5 03/15/2032 Short-Term Securities 14,824,744 $14,824,744.00 0.05 %
Banco del Estado de Chile 0.20 %, 11/14/2014 05962PW88 11/14/2014 Short-Term Securities 17,300,000 $17,300,446.00 0.05 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.18 %, 10/31/2014 3773E3KX4 10/31/2014 Short-Term Securities 15,000,000 $14,997,705.00 0.05 %
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron USA, Inc. Proj), Ser 2010C (GTD by Chevron Corp.) 0.02 %, 10/1/2014 13048TGV9 11/01/2035 Short-Term Securities 12,386,000 $12,386,000.00 0.04 %
General Mills, Inc. 0.17 %, 10/14/2014 3703E1KE7 10/14/2014 Short-Term Securities 14,000,000 $13,999,074.00 0.04 %
NYC GO Bonds, Fiscal 2008 Series L-4 0.03 %, 10/1/2014 64966G4P4 04/01/2038 Short-Term Securities 13,000,000 $13,000,000.00 0.04 %
NY Hsng Fin Agy, Related West 30th Street Hsng Rev Bonds, Ser 2012 A-1 (GTD by Wells Fargo Bank N.A.) 0.05 %, 10/7/2014 64986UMC8 05/01/2045 Short-Term Securities 12,200,000 $12,200,000.00 0.04 %
Kellogg Co. 0.15 %, 10/10/2014 48783DKA0 10/10/2014 Short-Term Securities 13,000,000 $12,999,459.00 0.04 %
Mondelez International, Inc. 0.27 %, 11/21/2014 60920WLM0 11/21/2014 Short-Term Securities 13,000,000 $12,994,930.00 0.04 %
St. Jude Medical, Inc. 0.17 %, 10/6/2014 8522W3K69 10/06/2014 Short-Term Securities 13,300,000 $13,299,623.00 0.04 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.08 %, 10/23/2014 69372BKP4 10/23/2014 Short-Term Securities 14,000,000 $13,999,284.00 0.04 %
Wisconsin Gas LLC 0.11 %, 10/6/2014 97670SK69 10/06/2014 Short-Term Securities 12,000,000 $11,999,780.00 0.04 %
Campbell Soup Co. 0.18 %, 11/20/2014 13443DLL1 11/20/2014 Short-Term Securities 11,500,000 $11,497,003.00 0.04 %
Clorox Co. (The) 0.21 %, 10/6/2014 18905MK65 10/06/2014 Short-Term Securities 14,700,000 $14,699,485.00 0.04 %
Banco del Estado de Chile 0.20 %, 12/17/2014 05962PZ44 12/17/2014 Short-Term Securities 13,000,000 $12,999,718.00 0.04 %
Bemis Co., Inc. 0.23 %, 10/15/2014 08143UKF0 10/15/2014 Short-Term Securities 11,450,000 $11,448,903.00 0.04 %
Campbell Soup Co. 0.18 %, 10/27/2014 13443DKT5 10/27/2014 Short-Term Securities 13,100,000 $13,098,223.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353TL1 06/15/2031 Short-Term Securities 17,432,883 $17,432,883.00 0.04 %
MA Hlth and Edu Fac Auth, Var Rate Rev Bonds, Dana-Farber Cancer Institute Issue, Ser 2008L-1 (GTD by JPMorgan Chase Bank N.A.) 0.04 %, 10/7/2014 57586CY90 12/01/2046 Short-Term Securities 14,600,000 $14,600,000.00 0.04 %
Campbell Soup Co. 0.27 %, 10/9/2014 13443DK99 10/09/2014 Short-Term Securities 14,000,000 $13,999,356.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353VT1 06/15/2032 Short-Term Securities 12,197,436 $12,197,436.00 0.04 %
CA GO Notes, Ser B-6 (Taxable), (GTD by Bank of America N.A.) 0.10 %, 10/6/2014 13068KAE7 10/06/2014 Short-Term Securities 10,000,000 $10,000,000.00 0.03 %
Corporacion Andina de Fomento 0.15 %, 10/14/2014 2198X3KE6 10/14/2014 Short-Term Securities 11,250,000 $11,249,716.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/1/2014 690353WB9 10/15/2032 Short-Term Securities 10,757,265 $10,757,265.00 0.03 %
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron USA, Inc. Proj), Ser 1992 (GTD by Chevron Corp.) 0.04 %, 10/1/2014 903592AP8 12/01/2022 Short-Term Securities 8,767,000 $8,767,000.00 0.03 %
Fremont (Alameda Cnty, CA), Fremont Public Fin Auth (GTD by U.S. Bank N.A.) 0.04 %, 10/7/2014 357122KV1 08/01/2038 Short-Term Securities 9,200,000 $9,200,000.00 0.03 %
Campbell Soup Co. 0.17 %, 12/3/2014 13443DM30 12/03/2014 Short-Term Securities 8,200,000 $8,197,507.00 0.03 %
Bemis Co., Inc. 0.23 %, 10/14/2014 08143UKE3 10/14/2014 Short-Term Securities 10,000,000 $9,999,106.00 0.03 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.09 %, 11/14/2014 03523LLE3 11/14/2014 Short-Term Securities 11,000,000 $10,998,763.00 0.03 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.09 %, 10/27/2014 24423NKT4 10/27/2014 Short-Term Securities 9,000,000 $8,999,393.00 0.03 %
Campbell Soup Co. 0.26 %, 10/28/2014 13443DKU2 10/28/2014 Short-Term Securities 8,255,000 $8,253,330.00 0.03 %
Bemis Co., Inc. 0.25 %, 10/22/2014 08143UKN3 10/22/2014 Short-Term Securities 10,000,000 $9,998,472.00 0.03 %
L Oreal USA, Inc. 0.10 %, 11/6/2014 50211UL68 11/06/2014 Short-Term Securities 10,500,000 $10,498,921.00 0.03 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.14 %, 10/3/2014 44928LK33 10/03/2014 Short-Term Securities 10,000,000 $9,999,884.00 0.03 %
Mondelez International, Inc. 0.20 %, 10/16/2014 60920WKG4 10/16/2014 Short-Term Securities 11,000,000 $10,999,022.00 0.03 %
River Fuel Co. #2, Inc. (GTD by Bank of Nova Scotia) 0.19 %, 10/31/2014 76823DKX3 10/31/2014 Short-Term Securities 10,439,000 $10,437,472.00 0.03 %
Medtronic, Inc. 0.10 %, 11/13/2014 58505FLD4 11/13/2014 Short-Term Securities 10,000,000 $9,998,778.00 0.03 %
General Mills, Inc. 0.17 %, 10/6/2014 3703E1K64 10/06/2014 Short-Term Securities 10,000,000 $9,999,717.00 0.03 %
OR Hsng and Cmnty Svc Dept, Hsng Dev Rev Bonds (Pearl Fam Hsng Proj), Ser 2009B-1 (GTD by U.S. Bank N.A.) 0.04 %, 10/7/2014 68608AAT7 02/01/2042 Short-Term Securities 10,800,000 $10,800,000.00 0.03 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase & Co.) 0.03 %, 10/1/2014 45200FZX0 08/01/2043 Short-Term Securities 9,000,000 $9,000,000.00 0.03 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bonds, Ser 2013A 0.05 %, 10/7/2014 64986UA64 11/01/2047 Short-Term Securities 10,000,000 $10,000,000.00 0.03 %
Enbridge, Inc. 0.29 %, 10/17/2014 29251VKH8 10/17/2014 Short-Term Securities 10,000,000 $9,998,654.00 0.03 %
Enbridge, Inc. 0.31 %, 10/22/2014 29251VKN5 10/22/2014 Short-Term Securities 10,000,000 $9,998,106.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/1/2014 690353YG6 11/15/2033 Short-Term Securities 7,371,795 $7,371,795.00 0.02 %
Columbus Rgnl Arpt Auth, Cap Funding Rev Bonds (OASBO Expanded Asset Pooled Fin Prog), Sr Ser 2005 (GTD by U.S. Bank N.A.) 0.04 %, 10/7/2014 199544AA5 07/01/2035 Short-Term Securities 7,300,000 $7,300,000.00 0.02 %
Greenville Hosp Sys Board of Trustees, Hosp Rfdg Rev Bonds, Ser 2008B (GTD by U.S. Bank N.A.) 0.04 %, 10/7/2014 396080HW6 05/01/2033 Short-Term Securities 6,000,000 $6,000,000.00 0.02 %
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The)) 0.04 %, 10/7/2014 546398C71 07/01/2047 Short-Term Securities 6,605,000 $6,605,000.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353A49 09/30/2031 Short-Term Securities 5,400,000 $5,400,000.00 0.02 %
Ecolab, Inc. 0.27 %, 10/14/2014 27886MKE2 10/14/2014 Short-Term Securities 5,000,000 $4,999,473.00 0.02 %
CA GO Bonds, Ser 2005A3 (GTD by Bank of America N.A.) 0.06 %, 10/7/2014 13062RG28 05/01/2040 Short-Term Securities 5,000,000 $5,000,000.00 0.02 %
Enbridge, Inc. 0.31 %, 11/6/2014 29251VL61 11/06/2014 Short-Term Securities 5,950,000 $5,948,104.00 0.02 %
McCormick & Co., Inc. 0.24 %, 11/24/2014 57978DLQ0 11/24/2014 Short-Term Securities 4,950,000 $4,948,177.00 0.02 %
Wisconsin Electric Power Co. 0.16 %, 10/1/2014 97665SK17 10/01/2014 Short-Term Securities 5,650,000 $5,649,975.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353ZP5 09/30/2031 Short-Term Securities 5,000,000 $5,000,000.00 0.02 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bonds, Ser 2014A 0.04 %, 10/7/2014 64986UH59 11/01/2047 Short-Term Securities 7,250,000 $7,250,000.00 0.02 %
Wisconsin Gas LLC 0.11 %, 10/2/2014 97670SK28 10/02/2014 Short-Term Securities 6,000,000 $5,999,963.00 0.02 %
S&P 500 Index, USD1,925.00, 10/24/2014 SW10P1925 Put Options 3,947 $5,723,150.00 0.02 %
Diageo Capital plc (GTD by Diageo plc) 0.26 %, 10/7/2014 2524H5K71 10/07/2014 Short-Term Securities 6,900,000 $6,899,651.00 0.02 %
DTE Electric Co. 0.19 %, 10/20/2014 23336KKL5 10/20/2014 Short-Term Securities 5,000,000 $4,999,486.00 0.02 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.08 %, 10/8/2014 24423NK80 10/08/2014 Short-Term Securities 5,000,000 $4,999,906.00 0.02 %
Bemis Co., Inc. 0.23 %, 10/1/2014 08143UK11 10/01/2014 Short-Term Securities 6,200,000 $6,199,960.00 0.02 %
Air Products and Chemicals, Inc. 0.10 %, 10/16/2014 00915TKG4 10/16/2014 Short-Term Securities 8,000,000 $7,999,645.00 0.02 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.08 %, 10/6/2014 02665KK63 10/06/2014 Short-Term Securities 6,100,000 $6,099,919.00 0.02 %
Bemis Co., Inc. 0.24 %, 10/8/2014 08143UK86 10/08/2014 Short-Term Securities 7,000,000 $6,999,611.00 0.02 %
Campbell Soup Co. 0.28 %, 10/22/2014 13443DKN8 10/22/2014 Short-Term Securities 5,918,000 $5,916,988.00 0.02 %
S&P 500 Index, USD2,200.00, 3/19/2015 SPX3OC220 Call Options 15,880 $5,399,200.00 0.02 %
Tuscaloosa Cnty Indl Dev Auth, Gulf Opp Zone Bonds (Hunt Refining Proj, Ser 2011G (GTD by Bank of Nova Scotia) 0.05 %, 10/7/2014 90068FAK2 04/01/2028 Short-Term Securities 6,000,000 $6,000,000.00 0.02 %
Bank of America N.A. 0.20 %, 12/16/2014 06053HEE1 12/16/2014 Short-Term Securities 5,000,000 $5,000,748.00 0.02 %
Bemis Co., Inc. 0.25 %, 10/21/2014 08143UKM5 10/21/2014 Short-Term Securities 7,500,000 $7,498,906.00 0.02 %
Clorox Co. (The) 0.18 %, 10/8/2014 18905MK81 10/08/2014 Short-Term Securities 6,900,000 $6,899,724.00 0.02 %
City of Chicago, GO Var Rate Demand Bonds, Ser 2003B-1 (GTD by JPMorgan Chase & Co.) 0.05 %, 10/7/2014 1674856S5 01/01/2034 Short-Term Securities 5,000,000 $5,000,000.00 0.02 %
Toyota Motor Credit Corp. 0.10 %, 10/7/2014 892332MN4 Short-Term Securities 1,846,000 $1,846,000.00 0.01 %
Apple, Inc., USD105.00, 11/21/2014 AA11OC105 Call Options 9,904 $1,956,040.00 0.01 %
Apple, Inc., USD105.00, 12/19/2014 AA12OC105 Call Options 9,904 $2,555,232.00 0.01 %
NY Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2012A 0.05 %, 10/7/2014 64986UUW5 11/01/2046 Short-Term Securities 7,000,000 $7,000,000.00 0.01 %
WI Hlth and Edu Fac Auth, Wheaton Franciscan Svc, Inc., Sys Var Rate Rev Bonds, Ser 2003B (GTD by U.S. Bank N.A.) 0.05 %, 10/7/2014 97710VND6 08/15/2033 Short-Term Securities 4,500,000 $4,500,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/1/2014 690353SR9 10/20/2017 Short-Term Securities 3,000,000 $3,000,000.00 0.01 %
Army & Air Force Exchange Service 0.14 %, 11/12/2014 04249LLC8 11/12/2014 Short-Term Securities 4,828,000 $4,827,187.00 0.01 %
Bemis Co., Inc. 0.24 %, 10/6/2014 08143UK60 10/06/2014 Short-Term Securities 2,000,000 $1,999,920.00 0.01 %
Bank of America N.A. 0.20 %, 1/22/2015 06053PAA5 01/22/2015 Short-Term Securities 2,000,000 $2,000,253.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353A31 09/30/2031 Short-Term Securities 4,000,000 $4,000,000.00 0.01 %
S&P 500 Index, USD2,125.00, 12/19/2014 SP12C2125 Call Options 28,584 $4,787,820.00 0.01 %
S&P 500 Index, USD2,175.00, 1/16/2015 SP1OC2175 Call Options 15,885 $2,025,338.00 0.01 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.21 %, 11/26/2014 44928LLS7 11/26/2014 Short-Term Securities 3,100,000 $3,099,161.00 0.01 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.43 %, 12/16/2014 44928NMG8 12/16/2014 Short-Term Securities 3,650,000 $3,646,635.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353XK8 09/30/2031 Short-Term Securities 3,000,000 $3,000,000.00 0.01 %
Stafford County, Staunton Indl Dev Auth (VA) Rev Bonds, Ser 8-A2 (GTD by Bank of America N.A.) 0.10 %, 10/15/2014 85774PCD9 10/15/2014 Short-Term Securities 2,225,000 $2,225,000.00 0.01 %
Sonoco Products Co. 0.17 %, 10/1/2014 83549SK19 10/01/2014 Short-Term Securities 4,755,000 $4,754,978.00 0.01 %
Ecolab, Inc. 0.26 %, 11/25/2014 27886MLR2 11/25/2014 Short-Term Securities 2,245,000 $2,244,092.00 0.01 %
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank N.A.) 0.04 %, 10/7/2014 179027VK0 06/01/2037 Short-Term Securities 1,905,000 $1,905,000.00 0.01 %
Government National Mortgage Association Agency REMIC/CMO 7.00 %, 5/20/2033 38373QSA0 United States Government Agency Obligations 2,075,228 $511,241.00 0.01 %
Univ of KS Hosp Auth, Var Rate Demand Hlth Fac Rev Bonds (KU Hlth Sys), Ser 2004 0.04 %, 10/1/2014 914367BN6 09/01/2034 Short-Term Securities 3,805,000 $3,805,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/7/2014 690353YY7 09/30/2031 Short-Term Securities 4,200,000 $4,200,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 10/3/2014 690353VS3 05/15/2030 Short-Term Securities 4,900,000 $4,900,000.00 0.01 %
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ, Ser A-1 (GTD by JPMorgan Chase & Co.) 0.08 %, 10/7/2014 82382LAJ8 12/01/2029 Short-Term Securities 1,905,000 $1,905,000.00 0.01 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 6.00 %, 11/15/2035 31396FJ20 United States Government Agency Obligations 521,665 $107,805.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 5/15/2018 31393R7G9 United States Government Agency Obligations 406,810 $27,263.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 12/25/2033 31394ENA2 United States Government Agency Obligations 501,856 $27,545.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.00 %, 7/20/2033 38374KUS0 United States Government Agency Obligations 6,670 $124.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 3/15/2023 31393PEQ3 United States Government Agency Obligations 339,389 $34,122.00 0.00 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Carle Fndtn), Ser 2009 (GTD by JPMorgan Chase Bank N.A.) 0.04 %, 10/7/2014 45200FVH9 02/15/2033 Short-Term Securities 855,000 $855,000.00 0.00 %
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by U.S. Government) 0.06 %, 10/7/2014 13077V6N7 11/15/2037 Short-Term Securities 1,443,000 $1,443,000.00 0.00 %
Ecolab, Inc. 0.25 %, 10/31/2014 27886MKX0 10/31/2014 Short-Term Securities 862,000 $861,814.00 0.00 %
S&P 500 Index, USD1,775.00, 10/24/2014 SW10P1775 Put Options 3,947 $907,810.00 0.00 %
S&P 500 Index, USD1,875.00, 10/3/2014 SW10P1875 Put Options 3,948 $167,790.00 0.00 %
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GA Power Co. Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Co.) 0.04 %, 10/1/2014 610530EU7 11/01/2048 Short-Term Securities 1,465,000 $1,465,000.00 0.00 %
Bank of Nova Scotia (The) 3.40 %, 1/22/2015 064149A64 01/22/2015 Short-Term Securities 1,200,000 $1,211,465.00 0.00 %
S&P 500 Index, USD1,935.00, 10/3/2014 SW10P1935 Put Options 3,948 $1,283,100.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2033 31393EJP5 United States Government Agency Obligations 1,011,751 $174,170.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 1/15/2033 31393JES3 United States Government Agency Obligations 299,308 $58,423.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 10/15/2025 31396CP53 United States Government Agency Obligations 660,367 $94,695.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2035 31394E3T3 United States Government Agency Obligations 1,129,961 $194,479.00 0.00 %
S&P 500 Index, USD2,150.00, 12/19/2014 SP12OC215 Call Options 15,885 $1,231,088.00 0.00 %
S&P 500 Index, USD2,050.00, 10/17/2014 SP10C2050 Call Options 19,056 $1,048,080.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 9/15/2017 31392WNY2 United States Government Agency Obligations 77,571 $787.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 7/20/2035 38374LUZ2 United States Government Agency Obligations 640,081 $121,796.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 11/20/2033 38374KVN0 United States Government Agency Obligations 60,566 $2,021.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 11/25/2036 31396LVQ0 United States Government Agency Obligations 1,959,732 $370,290.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 5/15/2033 31393QZF2 United States Government Agency Obligations 533,313 $110,422.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 4/25/2034 31393XJD0 United States Government Agency Obligations 1,068,956 $204,297.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 6/25/2023 31393CZK2 United States Government Agency Obligations 516,310 $71,995.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 3/20/2032 38374L7J4 United States Government Agency Obligations 274,866 $9,666.00 0.00 %
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