Waddell & Reed

Total Portfolio Holdings

Ivy Asset Strategy Fund

Updated as of 6/30/2015
Name Type Shares or Principal Amount Market Value Percent of Net Assets
German Stock Index Futures Contracts 3,209 $983,963,229.00 4.21 %
AIA Group Ltd. Common Stocks 115,841,700 $758,424,609.00 3.25 %
Gold Bullion 611,333 $716,745,414.00 3.07 %
Delta Topco Ltd. 10.00 %, 11/24/2060 Corporate Debt Securities 662,848,430 $662,848,429.00 2.84 %
Galaxy Entertainment Group Common Stocks 142,514,000 $568,103,489.00 2.43 %
Microsoft Corp. Common Stocks 11,554,859 $510,147,025.00 2.18 %
Citigroup, Inc. Common Stocks 8,794,800 $485,824,752.00 2.08 %
Delta Topco Ltd. Common Stocks 718,554,630 $476,547,586.00 2.04 %
Cognizant Technology Solutions Corp., Class A Common Stocks 7,715,670 $471,350,280.00 2.02 %
Phillips 66 Common Stocks 5,661,097 $456,057,974.00 1.95 %
Tencent Holdings Ltd. Common Stocks 21,291,600 $424,922,824.00 1.82 %
SABMiller plc Common Stocks 8,129,609 $422,038,655.00 1.81 %
Caterpillar, Inc. Common Stocks 4,684,900 $397,373,218.00 1.70 %
ConocoPhillips Common Stocks 6,278,595 $385,568,519.00 1.65 %
Adobe Systems, Inc. Common Stocks 4,628,600 $374,962,886.00 1.61 %
Toyota Motor Corp. Common Stocks 5,620,400 $376,713,986.00 1.61 %
Intuit, Inc. Common Stocks 3,696,206 $372,466,679.00 1.59 %
Biogen, Inc. Common Stocks 906,200 $366,050,428.00 1.57 %
Actavis plc Common Stocks 1,201,480 $364,601,121.00 1.56 %
Plains GP Holdings L.P., Class A Common Stocks 13,698,600 $353,971,824.00 1.52 %
Mead Johnson Nutrition Co. Common Stocks 3,923,500 $353,978,170.00 1.52 %
JPMorgan Chase & Co. Common Stocks 5,191,133 $351,751,172.00 1.51 %
Legendary Pictures Funding LLC and Legendary Finance, Inc. 8.00 %, 3/15/2018 Corporate Debt Securities 351,700,000 $350,187,690.00 1.50 %
Home Depot, Inc. (The) Common Stocks 3,130,900 $347,936,917.00 1.49 %
Legend Pictures LLC Common Stocks 190,354 $334,848,801.00 1.43 %
Unilever N.V., Certicaaten Van Aandelen Common Stocks 7,904,200 $329,172,770.00 1.41 %
Philip Morris International, Inc. Common Stocks 4,118,900 $330,212,213.00 1.41 %
Baidu.com, Inc. ADR Common Stocks 1,642,500 $326,988,900.00 1.40 %
Amgen, Inc. Common Stocks 2,108,000 $323,620,160.00 1.38 %
Wells Fargo & Co. Common Stocks 5,409,300 $304,219,032.00 1.30 %
Gilead Sciences, Inc. Common Stocks 2,534,800 $296,774,384.00 1.27 %
Media Group Holdings LLC, Series H Common Stocks 640,301 $293,243,006.00 1.26 %
Continental AG Common Stocks 1,227,700 $290,507,397.00 1.24 %
Mondelez International, Inc., Class A Common Stocks 6,992,700 $287,679,678.00 1.23 %
Texas Instruments, Inc. Common Stocks 5,406,800 $278,504,268.00 1.19 %
Humana, Inc. Common Stocks 1,403,500 $268,461,480.00 1.15 %
Alliance Data Systems Corp. Common Stocks 891,100 $260,147,734.00 1.11 %
Banca Intesa S.p.A. Common Stocks 70,048,000 $253,958,947.00 1.09 %
Delphi Automotive plc Common Stocks 2,991,000 $254,504,190.00 1.09 %
CBS Corp., Class B Common Stocks 4,479,889 $248,633,840.00 1.07 %
Visa, Inc., Class A Common Stocks 3,720,600 $249,838,290.00 1.07 %
McDonald's Corp. Common Stocks 2,534,200 $240,926,394.00 1.03 %
InBev N.V. Common Stocks 2,003,800 $240,148,610.00 1.03 %
Limited Brands, Inc. Common Stocks 2,735,830 $234,542,706.00 1.01 %
PPG Industries, Inc. Common Stocks 2,031,980 $233,108,746.00 1.00 %
Applied Materials, Inc. Common Stocks 12,113,700 $232,825,314.00 1.00 %
Ingersoll-Rand plc Common Stocks 3,385,600 $228,257,152.00 0.98 %
Alibaba Group Holding Ltd. ADR Common Stocks 2,754,250 $226,592,148.00 0.97 %
AB Volvo, Class B Common Stocks 17,725,500 $220,022,552.00 0.94 %
Media Group Holdings LLC, Series T Common Stocks 80,253 $217,210,766.00 0.93 %
FANUC Ltd. Common Stocks 1,001,500 $205,234,465.00 0.88 %
Bristol-Myers Squibb Co. Common Stocks 3,043,900 $202,541,106.00 0.87 %
Taiwan Semiconductor Manufacturing Co. Ltd. Common Stocks 42,014,000 $191,316,242.00 0.82 %
Axis Bank Ltd. Common Stocks 21,348,302 $187,384,319.00 0.80 %
Noble Energy, Inc. Common Stocks 4,144,000 $176,865,920.00 0.76 %
Micron Technology, Inc. Common Stocks 8,743,134 $164,720,645.00 0.71 %
Media Group Holdings LLC, Series I Common Stocks 381,200 $149,875,816.00 0.64 %
Standard Chartered plc Common Stocks 8,788,400 $140,710,508.00 0.60 %
Larsen & Toubro Ltd. Common Stocks 4,901,400 $137,220,727.00 0.59 %
Aston Martin Holdings Ltd. 10.25 %, 7/15/2018 Corporate Debt Securities 141,679,552 $139,485,515.00 0.59 %
Twenty-First Century Fox, Inc., Class A Common Stocks 3,849,800 $125,291,741.00 0.54 %
Rio Tinto plc Common Stocks 2,665,000 $109,457,451.00 0.47 %
Google, Inc., Class A Common Stocks 201,900 $109,034,076.00 0.47 %
Freeport-McMoRan Copper & Gold, Inc., Class B Common Stocks 5,519,200 $102,767,504.00 0.44 %
John Deere Capital Corp. 0.13 %, 8/11/2015 Short-Term Securities 100,000,000 $99,984,833.00 0.43 %
Credit Suisse Group, New York Branch 0.25 %, 8/25/2015 Short-Term Securities 100,000,000 $99,961,109.00 0.43 %
Apache Corp. Common Stocks 1,702,800 $98,132,364.00 0.42 %
State Bank of India Common Stocks 21,567,200 $88,988,408.00 0.38 %
ASML Holding N.V., NY Registry Shares Common Stocks 843,500 $87,833,655.00 0.37 %
Johnson & Johnson 0.08 %, 7/13/2015 Short-Term Securities 70,802,000 $70,799,952.00 0.30 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Domin 0.11 %, 7/16/2015 Short-Term Securities 70,000,000 $69,996,578.00 0.30 %
Kabushiki Kaisha Mitsubishi Tokyo Financial Group Common Stocks 8,756,300 $62,947,197.00 0.27 %
Wisconsin Gas LLC 0.14 %, 7/14/2015 Short-Term Securities 61,000,000 $60,997,192.00 0.26 %
PepsiCo, Inc. 0.08 %, 7/16/2015 Short-Term Securities 60,000,000 $59,997,864.00 0.26 %
Kraft Foods Group, Inc. Common Stocks 724,100 $61,649,874.00 0.26 %
ITC Ltd. Common Stocks 11,587,400 $57,345,620.00 0.25 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.14 %, 7/9/2015 Short-Term Securities 55,000,000 $54,998,488.00 0.24 %
Essilor International S.A. 0.13 %, 7/16/2015 N/A 55,000,000 $54,996,822.00 0.24 %
National Oilwell Varco, Inc. 0.19 %, 7/16/2015 N/A 51,259,000 $51,254,715.00 0.22 %
Siemens Capital Co. LLC (GTD by Siemens AG) 0.11 %, 7/29/2015 Short-Term Securities 50,000,000 $49,995,570.00 0.21 %
Virginia Electric and Power Co. 0.35 %, 7/16/2015 Short-Term Securities 49,380,000 $49,372,428.00 0.21 %
McCormick & Co., Inc. 0.16 %, 7/6/2015 Short-Term Securities 50,000,000 $49,998,667.00 0.21 %
Credit Suisse Group, New York Branch 0.25 %, 8/28/2015 Short-Term Securities 50,000,000 $49,979,514.00 0.21 %
CVS Caremark Corp. 0.44 %, 7/13/2015 Short-Term Securities 50,000,000 $49,992,054.00 0.21 %
CVS Caremark Corp. 0.45 %, 7/20/2015 Short-Term Securities 50,000,000 $49,987,500.00 0.21 %
St. Jude Medical, Inc. 0.26 %, 8/3/2015 N/A 46,400,000 $46,388,168.00 0.20 %
NBCUniversal Enterprise, Inc. 0.36 %, 7/7/2015 Short-Term Securities 45,000,000 $44,996,238.00 0.19 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR 0.11 %, 7/23/2015 Short-Term Securities 45,000,000 $44,996,807.00 0.19 %
Schlumberger Ltd. Common Stocks 480,000 $41,371,200.00 0.18 %
National Oilwell Varco, Inc. 0.14 %, 7/22/2015 Short-Term Securities 40,770,000 $40,766,435.00 0.18 %
Virginia Electric and Power Co. 0.38 %, 7/8/2015 Short-Term Securities 40,000,000 $39,996,789.00 0.17 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Domin 0.15 %, 7/20/2015 Short-Term Securities 39,000,000 $38,997,236.00 0.17 %
John Deere Canada ULC (GTD by Deere & Co.) 0.12 %, 7/13/2015 Short-Term Securities 40,000,000 $39,998,266.00 0.17 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser E (GTD by Chevron Corp.) 0.02 %, 7/1/2015 Short-Term Securities 39,894,000 $39,894,000.00 0.17 %
Novartis Finance Corp. (GTD by Novartis AG) 0.08 %, 7/7/2015 Short-Term Securities 40,000,000 $39,999,378.00 0.17 %
WMI Holdings Corp., Class B, 3.000% Convertible Securities 31,000 $36,983,000.00 0.16 %
Ecolab, Inc. 0.45 %, 7/27/2015 Short-Term Securities 35,000,000 $34,988,188.00 0.15 %
Kellogg Co. 0.38 %, 7/14/2015 Short-Term Securities 33,500,000 $33,495,050.00 0.14 %
Becton Dickinson & Co. 0.47 %, 8/18/2015 Short-Term Securities 31,500,000 $31,479,849.00 0.14 %
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.) 0.07 %, 7/7/2015 Variable Rate Demand Note 31,600,000 $31,600,000.00 0.14 %
CVS Caremark Corp. 0.42 %, 7/6/2015 Short-Term Securities 30,000,000 $29,997,900.00 0.13 %
Sherwin-Williams Co. (The) 0.27 %, 7/10/2015 Short-Term Securities 29,270,000 $29,267,805.00 0.13 %
Exxon Mobil Corp. 0.07 %, 7/13/2015 Short-Term Securities 30,000,000 $29,999,242.00 0.13 %
Diageo Capital plc (GTD by Diageo plc) 0.34 %, 7/2/2015 Short-Term Securities 30,000,000 $29,999,333.00 0.13 %
Northern Illinois Gas Co. 0.25 %, 7/9/2015 N/A 31,000,000 $30,998,063.00 0.13 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007B (GTD by Chevron Corp.) 0.02 %, 7/1/2015 Short-Term Securities 31,000,000 $31,000,000.00 0.13 %
St. Jude Medical, Inc. 0.27 %, 7/31/2015 Short-Term Securities 30,000,000 $29,993,019.00 0.13 %
EMC Corp. 0.14 %, 7/10/2015 Short-Term Securities 30,000,000 $29,998,793.00 0.13 %
San Francisco City and Cnty, Pub Util Comnty Water Rev, S 0.16 %, 7/8/2015 Short-Term Securities 29,100,000 $29,100,000.00 0.12 %
Anadarko Petroleum Corp. Common Stocks 375,500 $29,311,530.00 0.12 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012A (GTD by U.S. Bank, N.A.) 0.02 %, 7/1/2015 Short-Term Securities 28,600,000 $28,600,000.00 0.12 %
Exxon Mobil Corp. 0.09 %, 7/6/2015 Short-Term Securities 27,857,000 $27,856,628.00 0.12 %
The Regents of the Univ of CA, Commercial Paper Notes, Se 0.12 %, 7/20/2015 Short-Term Securities 28,000,000 $27,998,132.00 0.12 %
St. Jude Medical, Inc. 0.26 %, 8/10/2015 Short-Term Securities 27,500,000 $27,491,514.00 0.12 %
Virginia Electric and Power Co. 0.37 %, 7/15/2015 Short-Term Securities 25,000,000 $24,996,147.00 0.11 %
Siemens Capital Co. LLC (GTD by Siemens AG) 0.15 %, 8/25/2015 Short-Term Securities 25,000,000 $24,994,167.00 0.11 %
Banco del Estado de Chile 0.21 %, 8/26/2015 Short-Term Securities 25,000,000 $25,000,000.00 0.11 %
Bank of America N.A. 0.23 %, 9/8/2015 Short-Term Securities 25,000,000 $24,998,575.00 0.11 %
Kellogg Co. 0.40 %, 8/13/2015 Short-Term Securities 25,000,000 $24,987,778.00 0.11 %
Illinois Tool Works, Inc. 0.08 %, 7/8/2015 Short-Term Securities 25,000,000 $24,999,556.00 0.11 %
Ecolab, Inc. 0.44 %, 7/14/2015 Short-Term Securities 25,000,000 $24,995,722.00 0.11 %
Kellogg Co. 0.31 %, 7/15/2015 Short-Term Securities 25,000,000 $24,996,042.00 0.11 %
Banco del Estado de Chile 0.19 %, 7/24/2015 Short-Term Securities 25,000,000 $25,000,000.00 0.11 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2010J (GTD by Chevron Corp.) 0.02 %, 7/1/2015 Short-Term Securities 26,838,000 $26,838,000.00 0.11 %
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank, N.A.) 0.05 %, 7/7/2015 Short-Term Securities 26,375,000 $26,375,000.00 0.11 %
CA Pollutn Ctl Fin Auth, Pollutn Ctl Rfdg Rev Bonds (Pacific Gas and Elec Co.), Ser C (GTD by JPMorgan Chase Bank N.A.) 0.01 %, 7/1/2015 Short-Term Securities 24,701,300 $24,701,300.00 0.11 %
MI Strategic Fund, Var Rate Demand Ltd. Oblig Rev Bonds (Air Products and Chemicals, Inc. Proj), Ser 2007 (GTD by Bank of New York (The)) 0.04 %, 7/1/2015 Short-Term Securities 26,077,000 $26,077,000.00 0.11 %
Banco del Estado de Chile 0.22 %, 8/3/2015 Short-Term Securities 25,000,000 $24,999,764.00 0.11 %
Banco del Estado de Chile 0.22 %, 8/4/2015 Short-Term Securities 25,000,000 $24,999,757.00 0.11 %
IL Fin Auth, Adj Rate Demand Rev Bonds (Chicago Symphony 0.07 %, 7/7/2015 Short-Term Securities 24,965,000 $24,965,000.00 0.11 %
Illinois Tool Works, Inc. 0.17 %, 7/1/2015 Short-Term Securities 25,000,000 $24,999,917.00 0.11 %
The Regents of the Univ of CA, Commercial Paper Notes, Se 0.12 %, 7/21/2015 Short-Term Securities 22,901,000 $22,899,396.00 0.10 %
Danaher Corp. 0.17 %, 7/10/2015 Short-Term Securities 24,212,000 $24,210,856.00 0.10 %
Novartis Finance Corp. (GTD by Novartis AG) 0.07 %, 7/8/2015 Short-Term Securities 24,000,000 $23,999,627.00 0.10 %
Sherwin-Williams Co. (The) 0.24 %, 7/16/2015 Short-Term Securities 23,900,000 $23,897,451.00 0.10 %
Banco del Estado de Chile 0.22 %, 7/30/2015 N/A 22,000,000 $21,999,793.00 0.09 %
Mondelez International, Inc. 0.41 %, 7/14/2015 Short-Term Securities 20,000,000 $19,996,811.00 0.09 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.02 %, 7/1/2015 Short-Term Securities 20,810,000 $20,810,000.00 0.09 %
Kellogg Co. 0.38 %, 7/8/2015 Short-Term Securities 20,000,000 $19,998,311.00 0.09 %
Bemis Company, Inc. 0.42 %, 7/13/2015 Short-Term Securities 20,000,000 $19,996,894.00 0.09 %
San Francisco City and Cnty, Pub Util Comnty Water Rev, S 0.18 %, 9/14/2015 Short-Term Securities 21,900,000 $21,900,438.00 0.09 %
Ecolab, Inc. 0.39 %, 7/9/2015 Short-Term Securities 20,000,000 $19,997,450.00 0.09 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.11 %, 7/8/2015 Short-Term Securities 20,000,000 $19,999,511.00 0.09 %
Sherwin-Williams Co. (The) 0.23 %, 7/20/2015 Short-Term Securities 20,000,000 $19,997,444.00 0.09 %
PepsiCo, Inc. 0.11 %, 7/20/2015 Short-Term Securities 20,000,000 $19,998,778.00 0.09 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.09 %, 7/16/2015 Short-Term Securities 20,000,000 $19,999,200.00 0.09 %
Unilever Capital Corp. (GTD by Unilever N.V.) 0.16 %, 7/6/2015 Short-Term Securities 17,500,000 $17,499,650.00 0.08 %
John Deere Canada ULC (GTD by Deere & Co.) 0.14 %, 8/10/2015 Short-Term Securities 18,600,000 $18,597,034.00 0.08 %
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by Bank of America N.A.) 0.02 %, 7/1/2015 Short-Term Securities 18,400,000 $18,400,000.00 0.08 %
Banco del Estado de Chile 0.22 %, 7/6/2015 Short-Term Securities 20,000,000 $19,999,967.00 0.08 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.11 %, 7/30/2015 Short-Term Securities 18,700,000 $18,698,286.00 0.08 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 7/1/2015 Short-Term Securities 16,652,307 $16,652,307.00 0.07 %
Fremont (Alameda Cnty, CA), Fremont Public Fin Auth (GTD by U.S. Bank N.A.) 0.06 %, 7/7/2015 Short-Term Securities 16,000,000 $16,000,000.00 0.07 %
Prudential Funding LLC 0.06 %, 7/1/2015 Short-Term Securities 17,315,000 $17,314,971.00 0.07 %
Air Products and Chemicals, Inc. 0.14 %, 7/16/2015 Short-Term Securities 17,000,000 $16,998,942.00 0.07 %
NYC GO Bonds, Fiscal 2006 Ser E (GTD by Bank of America N.A.) 0.07 %, 7/7/2015 Short-Term Securities 15,300,000 $15,300,000.00 0.07 %
Banco del Estado de Chile 0.21 %, 8/20/2015 N/A 14,500,000 $14,500,000.00 0.06 %
Essilor International S.A. 0.14 %, 7/23/2015 N/A 15,000,000 $14,998,563.00 0.06 %
Bemis Co., Inc. 0.37 %, 7/7/2015 Short-Term Securities 15,000,000 $14,998,746.00 0.06 %
Becton Dickinson & Co. 0.48 %, 8/17/2015 Short-Term Securities 15,000,000 $14,990,400.00 0.06 %
Becton Dickinson & Co. 0.42 %, 7/1/2015 Short-Term Securities 15,000,000 $14,999,826.00 0.06 %
Illinois Tool Works, Inc. 0.09 %, 7/6/2015 Short-Term Securities 15,000,000 $14,999,775.00 0.06 %
Clorox Co. (The) 0.32 %, 7/17/2015 Short-Term Securities 12,884,000 $12,882,053.00 0.06 %
Microsoft Corp. 0.16 %, 7/8/2015 Short-Term Securities 13,000,000 $12,999,798.00 0.06 %
Kroger Co. (The) 0.36 %, 7/6/2015 Short-Term Securities 15,000,000 $14,999,150.00 0.06 %
Campbell Soup Co. 0.35 %, 8/4/2015 Short-Term Securities 15,000,000 $14,994,896.00 0.06 %
NYC GO Bonds, Fiscal 2008 Series L-4 0.03 %, 7/1/2015 Short-Term Securities 13,000,000 $13,000,000.00 0.06 %
MA Hlth and Edu Fac Auth, Var Rate Rev Bonds, Dana-Farber Cancer Institute Issue, Ser 2008L-1 (GTD by JPMorgan Chase Bank N.A.) 0.05 %, 7/7/2015 Short-Term Securities 14,600,000 $14,600,000.00 0.06 %
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank, N.A.) 0.06 %, 7/7/2015 Short-Term Securities 14,751,000 $14,751,000.00 0.06 %
Overseas Private Investment Corporation (GTD by United States Government) 0.11 %, 7/1/2015 Short-Term Securities 14,747,731 $14,747,731.00 0.06 %
Wisconsin Gas LLC 0.13 %, 7/10/2015 N/A 14,800,000 $14,799,425.00 0.06 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp 0.13 %, 7/15/2015 Short-Term Securities 12,900,000 $12,899,301.00 0.06 %
John Deere Financial, Inc. (GTD by John Deere Capital Cor 0.13 %, 7/21/2015 Short-Term Securities 15,000,000 $14,998,862.00 0.06 %
Kroger Co. (The) 0.30 %, 7/1/2015 N/A 13,998,000 $13,997,883.00 0.06 %
Becton Dickinson & Co. 0.45 %, 7/28/2015 Short-Term Securities 15,000,000 $14,994,750.00 0.06 %
Air Products and Chemicals, Inc. 0.13 %, 7/21/2015 Short-Term Securities 12,000,000 $11,999,090.00 0.05 %
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron USA, Inc. Proj), Ser 2010C (GTD by Chevron Corp.) 0.01 %, 7/1/2015 Short-Term Securities 12,386,000 $12,386,000.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 7/3/2015 N/A 11,469,880 $11,469,880.00 0.05 %
The Regents of the Univ of CA, Commercial Paper Notes, Se 0.12 %, 7/27/2015 Short-Term Securities 11,000,000 $10,999,010.00 0.05 %
Muni Elec Auth GA, Gen Resolution Proj Bond Anticipation Notes, Ser A (Taxable), (GTD by Wells Fargo Bank N.A.) 0.15 %, 7/1/2015 N/A 10,560,000 $10,560,000.00 0.05 %
J.M. Smucker Co. (The) 0.35 %, 7/1/2015 N/A 10,399,000 $10,398,884.00 0.05 %
EMC Corp. 0.11 %, 7/16/2015 Short-Term Securities 8,346,000 $8,345,574.00 0.04 %
Essilor International S.A. 0.19 %, 7/13/2015 Short-Term Securities 10,000,000 $9,999,310.00 0.04 %
CA GO Notes, Ser B-6 (Taxable), (GTD by Bank of America N 0.12 %, 7/21/2015 Short-Term Securities 10,000,000 $10,000,000.00 0.04 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.19 %, 7/14/2015 Short-Term Securities 10,000,000 $9,999,257.00 0.04 %
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron USA, Inc. Proj), Ser 1992 (GTD by Chevron Corp.) 0.02 %, 7/1/2015 Short-Term Securities 10,267,000 $10,267,000.00 0.04 %
Kroger Co. (The) 0.43 %, 7/20/2015 Short-Term Securities 10,000,000 $9,997,611.00 0.04 %
McDonald’s Corp. 0.35 %, 7/29/2015 Short-Term Securities 10,000,000 $9,997,181.00 0.04 %
Essilor International S.A. 0.15 %, 7/20/2015 Short-Term Securities 10,000,000 $9,999,167.00 0.04 %
Kellogg Co. 0.36 %, 7/2/2015 Short-Term Securities 10,000,000 $9,999,806.00 0.04 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Se 0.07 %, 7/7/2015 Short-Term Securities 9,500,000 $9,500,000.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.11 %, 7/1/2015 Short-Term Securities 10,311,111 $10,311,111.00 0.04 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2014C-C (GTD by U.S. Bank N.A.) 0.02 %, 7/1/2015 N/A 10,000,000 $10,000,000.00 0.04 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bond 0.07 %, 7/7/2015 Short-Term Securities 10,000,000 $10,000,000.00 0.04 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase & Co.) 0.04 %, 7/1/2015 Municipal Obligations -Taxable 9,000,000 $9,000,000.00 0.04 %
Bemis Co., Inc. 0.45 %, 7/17/2015 Short-Term Securities 10,000,000 $9,997,875.00 0.04 %
Bemis Co., Inc. 0.35 %, 7/8/2015 Short-Term Securities 10,000,000 $9,999,067.00 0.04 %
Overseas Private Investment Corporation (GTD by United States Government) 0.11 %, 7/7/2015 Short-Term Securities 10,461,538 $10,461,538.00 0.04 %
Becton Dickinson & Co. 0.46 %, 8/19/2015 Short-Term Securities 10,000,000 $9,993,611.00 0.04 %
Columbus Rgnl Arpt Auth, Cap Funding Rev Bonds (OASBO Exp 0.07 %, 7/7/2015 Short-Term Securities 7,100,000 $7,100,000.00 0.03 %
Greenville Hosp Sys Board of Trustees, Hosp Rfdg Rev Bond 0.07 %, 7/7/2015 Short-Term Securities 6,000,000 $6,000,000.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.11 %, 7/1/2015 Short-Term Securities 7,083,333 $7,083,333.00 0.03 %
CA GO Bonds, Ser 2004B6 (GTD by U.S. Bank N.A.) 0.05 %, 7/7/2015 Short-Term Securities 7,000,000 $7,000,000.00 0.03 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bonds, Ser 2014A 0.07 %, 7/7/2015 N/A 7,250,000 $7,250,000.00 0.03 %
NY Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2012A 0.07 %, 7/7/2015 N/A 7,000,000 $7,000,000.00 0.03 %
St. Jude Medical, Inc. 0.51 %, 7/8/2015 N/A 7,000,000 $6,999,594.00 0.03 %
Tuscaloosa Cnty Indl Dev Auth, Gulf Opp Zone Bonds (Hunt 0.07 %, 7/7/2015 Short-Term Securities 6,000,000 $6,000,000.00 0.03 %
Wisconsin Electric Power Co. 0.15 %, 7/1/2015 Other Commercial Paper 8,055,000 $8,054,966.00 0.03 %
EMC Corp. 0.13 %, 7/13/2015 Short-Term Securities 7,000,000 $6,999,671.00 0.03 %
Ecolab, Inc. 0.30 %, 7/17/2015 Short-Term Securities 8,000,000 $7,998,861.00 0.03 %
Microsoft Corp. 0.09 %, 7/22/2015 Short-Term Securities 6,400,000 $6,399,648.00 0.03 %
Toyota Motor Credit Corp. 0.14 %, 7/1/2015 Short-Term Securities 7,207,000 $7,207,000.00 0.03 %
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The)) 0.05 %, 7/7/2015 Variable Rate Demand Note 6,605,000 $6,605,000.00 0.03 %
NY Hsng Fin Agy, Clinton Park Phase II Hsng Rev Bonds, Ser 2011 A-1 (GTD by Wells Fargo Bank N.A.) 0.07 %, 7/7/2015 Short-Term Securities 7,084,000 $7,084,000.00 0.03 %
Campbell Soup Co. 0.23 %, 8/26/2015 Short-Term Securities 8,058,000 $8,055,053.00 0.03 %
Northern Illinois Gas Co. 0.30 %, 7/1/2015 N/A 7,820,000 $7,819,950.00 0.03 %
CA GO Bonds, Ser 2005A3 (GTD by Bank of America N.A.) 0.06 %, 7/7/2015 N/A 5,000,000 $5,000,000.00 0.02 %
Univ of KS Hosp Auth, Var Rate Demand Hlth Fac Rev Bonds (KU Hlth Sys), Ser 2004 0.03 %, 7/1/2015 Short-Term Securities 5,305,000 $5,305,000.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.11 %, 7/7/2015 Short-Term Securities 3,880,890 $3,880,890.00 0.02 %
Enbridge, Inc. 0.34 %, 7/6/2015 Short-Term Securities 4,750,000 $4,749,604.00 0.02 %
Kimberly-Clark Corp. 0.09 %, 7/15/2015 Short-Term Securities 4,200,000 $4,199,843.00 0.02 %
Mondelez International, Inc. 0.29 %, 7/21/2015 Short-Term Securities 3,684,000 $3,683,374.00 0.02 %
Microsoft Corp., USD50.00, 1/15/2016 0.00 %, 1/15/2016 Call Options 64,837 $5,154,542.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 7/7/2015 N/A 3,781,380 $3,781,380.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 7/1/2015 N/A 4,306,000 $4,306,000.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.11 %, 7/7/2015 Short-Term Securities 3,980,400 $3,980,400.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.11 %, 7/7/2015 Short-Term Securities 4,179,420 $4,179,420.00 0.02 %
NIKE, Inc. 5.15 %, 10/15/2015 N/A 5,000,000 $5,066,770.00 0.02 %
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ, Ser A-1 (GTD by JPMorgan Chase & Co.) 0.09 %, 7/7/2015 Short-Term Securities 1,900,000 $1,900,000.00 0.01 %
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank N.A.) 0.06 %, 7/7/2015 Short-Term Securities 1,905,000 $1,905,000.00 0.01 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.02 %, 7/1/2015 Short-Term Securities 1,800,000 $1,800,000.00 0.01 %
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by U.S. Government) 0.07 %, 7/7/2015 Short-Term Securities 1,443,000 $1,443,000.00 0.01 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-2 (GTD by Bank of America N.A.) 0.07 %, 7/7/2015 N/A 3,000,000 $3,000,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government 0.11 %, 7/7/2015 Short-Term Securities 2,487,750 $2,487,750.00 0.01 %
Overseas Private Investment Corporation (GTD by United States Government) 0.11 %, 7/1/2015 Short-Term Securities 2,307,600 $2,307,600.00 0.01 %
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GA Power Co. Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Co.) 0.06 %, 7/1/2015 Variable Rate Demand Note 1,465,000 $1,465,000.00 0.01 %
Financial Select Sector SPDR Fund 0.00 %, 9/18/2015 Purchased Options 56,404 $930,666.00 0.01 %
Sherwin-Williams Co. (The) 0.33 %, 7/8/2015 Short-Term Securities 1,291,000 $1,290,937.00 0.01 %
Mondelez International, Inc. 0.41 %, 7/23/2015 Short-Term Securities 1,667,000 $1,666,563.00 0.01 %
Financial Select Sector SPDR Fund 0.00 %, 9/18/2015 Purchased Options 93,568 $1,543,872.00 0.01 %
NY Hsng Fin Agy, Related West 30th Street Hsng Rev Bonds, Ser 2012 A-1 (GTD by Wells Fargo Bank N.A.) 0.07 %, 7/7/2015 Short-Term Securities 2,200,000 $2,200,000.00 0.01 %
Government National Mortgage Association Agency REMIC/CMO 7.00 %, 5/20/2033 United States Government Agency Obligations 1,847,476 $510,634.00 0.01 %
Becton Dickinson & Co. 0.47 %, 8/12/2015 Short-Term Securities 2,354,000 $2,352,678.00 0.01 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 3/15/2023 United States Government Agency Obligations 258,294 $22,918.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.00 %, 7/20/2033 United States Government Agency Obligations 1,184 $3.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 7/20/2035 United States Government Agency Obligations 551,088 $105,764.00 0.00 %
Bemis Co., Inc. 0.43 %, 7/14/2015 Short-Term Securities 834,000 $833,861.00 0.00 %
Financial Select Sector SPDR Fund 0.00 %, 9/18/2015 Written Options -56,404 ($1,128,080.00) 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 11/25/2036 United States Government Agency Obligations 1,605,705 $365,320.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 10/15/2025 United States Government Agency Obligations 553,993 $81,390.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 1/15/2033 United States Government Agency Obligations 242,148 $54,626.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2035 United States Government Agency Obligations 967,285 $171,044.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 11/20/2033 United States Government Agency Obligations 26,858 $410.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 3/20/2032 United States Government Agency Obligations 119,758 $1,802.00 0.00 %
Halliburton Co. 0.00 %, 7/17/2015 Purchased Options 33,801 $50,702.00 0.00 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Carle Fndtn), Ser 2009 (GTD by JPMorgan Chase Bank N.A.) 0.09 %, 7/7/2015 Short-Term Securities 855,000 $855,000.00 0.00 %
Google, Inc., Class A 0.00 %, 7/17/2015 Purchased Options 2,651 $404,278.00 0.00 %
Dow Chemical Co. (The) 0.00 %, 7/17/2015 Purchased Options 15,963 $143,667.00 0.00 %
Micron Technology, Inc. 0.00 %, 7/17/2015 Purchased Options 32,352 $32,352.00 0.00 %
Micron Technology, Inc. 0.00 %, 7/17/2015 Purchased Options 90,384 $90,384.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 12/25/2033 United States Government Agency Obligations 306,955 $14,689.00 0.00 %
Noble Energy, Inc. 0.00 %, 8/21/2015 Purchased Options 5,630 $28,150.00 0.00 %
Halliburton Co. 0.00 %, 7/17/2015 Written Options -33,801 ($33,801.00) 0.00 %
EOG Resources, Inc. 0.00 %, 10/16/2015 Written Options -15,040 ($112,800.00) 0.00 %
Anadarko Petroleum Corp. 0.00 %, 8/21/2015 Written Options -7,510 ($26,285.00) 0.00 %
Anadarko Petroleum Corp. 0.00 %, 8/21/2015 Purchased Options 7,510 $63,835.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2033 United States Government Agency Obligations 899,812 $173,034.00 0.00 %
Apache Corp. 0.00 %, 7/17/2015 Written Options -4,579 ($627,323.00) 0.00 %
Apache Corp. 0.00 %, 7/17/2015 Written Options -4,579 ($6,869.00) 0.00 %
EOG Resources, Inc. 0.00 %, 7/17/2015 Written Options -3,816 ($19,080.00) 0.00 %
EOG Resources, Inc. 0.00 %, 10/16/2015 Purchased Options 15,040 $864,800.00 0.00 %
EOG Resources, Inc. 0.00 %, 7/17/2015 Written Options -3,816 ($148,824.00) 0.00 %
Google, Inc., Class A, USD700.00, 9/18/2015 0.00 %, 9/18/2015 Call Options 6,060 $106,050.00 0.00 %
Apache Corp., USD70.00, 7/17/2015 0.00 %, 7/17/2015 Call Options 4,579 $6,869.00 0.00 %
Noble Energy, Inc., USD57.50, 8/21/2015 0.00 %, 8/21/2015 Call Options 5,724 $14,310.00 0.00 %
EOG Resources, Inc., USD100.00, 7/17/2015 0.00 %, 7/17/2015 Call Options 3,816 $53,424.00 0.00 %
Micron Technology, Inc., USD31.00, 10/16/2015 0.00 %, 10/16/2015 Call Options 9,024 $49,632.00 0.00 %
Halliburton Co., USD50.00, 7/17/2015 0.00 %, 7/17/2015 Call Options 30,524 $61,048.00 0.00 %
Microsoft Corp. 0.00 %, 7/17/2015 Purchased Options 25,935 $51,870.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 4/25/2034 United States Government Agency Obligations 876,275 $193,523.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 6/25/2023 United States Government Agency Obligations 417,904 $54,574.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 6.00 %, 11/15/2035 United States Government Agency Obligations 435,313 $90,878.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 5/15/2033 United States Government Agency Obligations 429,951 $74,817.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 5/15/2018 United States Government Agency Obligations 273,572 $14,124.00 0.00 %
Exxon Mobil Corp. 0.00 %, 7/17/2015 Written Options -3,765 ($120,480.00) 0.00 %
Micron Technology, Inc. 0.00 %, 7/17/2015 Written Options -32,352 ($16,176.00) 0.00 %
Microsoft Corp. 0.00 %, 7/17/2015 Written Options -25,935 ($25,935.00) 0.00 %
Schlumberger Ltd. 0.00 %, 8/21/2015 Written Options -8,660 ($21,650.00) 0.00 %
Exxon Mobil Corp. 0.00 %, 7/17/2015 Purchased Options 3,765 $5,648.00 0.00 %
Schlumberger Ltd. 0.00 %, 8/21/2015 Purchased Options 8,660 $147,220.00 0.00 %
Financial Select Sector SPDR Fund 0.00 %, 9/18/2015 Written Options -93,568 ($1,871,360.00) -0.01 %
Schlumberger Ltd. 0.00 %, 8/21/2015 Written Options -8,660 ($1,307,660.00) -0.01 %
Microsoft Corp. 0.00 %, 1/15/2016 Written Options -25,935 ($2,061,833.00) -0.01 %
Humana, Inc. 0.00 %, 8/21/2015 Written Options -6,432 ($2,797,920.00) -0.01 %
Humana, Inc. 0.00 %, 8/21/2015 Written Options -3,216 ($2,508,480.00) -0.01 %
Humana, Inc. 0.00 %, 8/21/2015 Written Options -3,216 ($1,157,760.00) -0.01 %
Anadarko Petroleum Corp. 0.00 %, 8/21/2015 Written Options -7,510 ($5,538,625.00) -0.02 %
EOG Resources, Inc. 0.00 %, 10/16/2015 Written Options -7,510 ($3,811,325.00) -0.02 %
Google, Inc., Class A 0.00 %, 9/18/2015 Written Options -2,651 ($3,870,460.00) -0.02 %
Micron Technology, Inc. 0.00 %, 10/16/2015 Written Options -9,024 ($4,827,840.00) -0.02 %
EOG Resources, Inc. 0.00 %, 10/16/2015 Written Options -7,530 ($4,838,025.00) -0.02 %
Noble Energy, Inc. 0.00 %, 8/21/2015 Written Options -9,446 ($5,053,610.00) -0.02 %
Halliburton Co. 0.00 %, 7/17/2015 Written Options -33,801 ($7,571,424.00) -0.03 %
Micron Technology, Inc. 0.00 %, 7/17/2015 Written Options -32,352 ($26,286,000.00) -0.11 %
Micron Technology, Inc. 0.00 %, 7/17/2015 Written Options -45,192 ($32,312,280.00) -0.14 %
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