Waddell & Reed

Total Portfolio Holdings

Ivy Asset Strategy Fund

Updated as of 3/31/2014
Name CUSIP Type Shares or Principal Amount Market Value Percent of Net Assets
Gold GOLD BULL Bullion 1,827,419 $2,345,035,336.00 6.59 %
Galaxy Entertainment Group 6465874 Common Stocks 229,601,000 $1,996,594,785.00 5.61 %
Sands China Ltd. B5B23W2 Common Stocks 198,931,617 $1,486,248,592.00 4.18 %
Wynn Resorts Ltd. 983134107 Common Stocks 5,550,939 $1,233,141,099.00 3.47 %
AIA Group Ltd. B4TX8S1 Common Stocks 185,300,500 $879,141,159.00 2.46 %
Delta Topco Ltd. DELTA5678 Common Stocks 718,554,630 $833,351,636.00 2.34 %
Media Group Holdings LLC SBPHOLDNG Common Stocks 381,200 $818,616,968.00 2.30 %
CBS Corp., Class B 124857202 Common Stocks 10,751,400 $664,436,520.00 1.87 %
Delta Topco Ltd. 10.00 %, 11/24/2060 DELTA2345 Corporate Debt Securities 602,589,482 $602,589,479.00 1.69 %
Nielsen Holdings N.V. N63218106 Common Stocks 12,645,200 $564,355,276.00 1.59 %
Sony Corp. 6821506 Common Stocks 28,495,100 $544,420,261.00 1.53 %
Mizuho Financial Group, Inc. 6591014 Common Stocks 251,311,000 $496,705,363.00 1.41 %
Phillips 66 718546104 Common Stocks 6,340,497 $488,598,699.00 1.38 %
Philip Morris International, Inc. 718172109 Common Stocks 5,825,000 $476,892,750.00 1.34 %
Sumitomo Mitsui Financial Group, Inc. 6563024 Common Stocks 10,968,900 $468,554,765.00 1.32 %
Panasonic Corp. 6572707 Common Stocks 41,060,200 $466,633,867.00 1.31 %
Allianz AG, Registered Shares 5231485 Common Stocks 2,495,800 $421,886,371.00 1.18 %
Sumitomo Mitsui Trust Holdings, Inc. 6431897 Common Stocks 91,967,000 $415,216,994.00 1.17 %
Nomura Holdings, Inc. 6643108 Common Stocks 61,981,400 $397,536,083.00 1.11 %
Pfizer, Inc. 717081103 Common Stocks 12,255,300 $393,640,236.00 1.11 %
Kabushiki Kaisha Mitsubishi Tokyo Financial Group 6335171 Common Stocks 70,614,400 $387,912,269.00 1.09 %
Swiss Re Ltd. B545MG5 Common Stocks 4,167,300 $386,301,946.00 1.09 %
Plains GP Holdings L.P., Class A 72651A108 Common Stocks 13,698,600 $383,286,828.00 1.08 %
Applied Materials, Inc. 038222105 Common Stocks 18,786,700 $383,624,414.00 1.08 %
Blackstone Group L.P. (The) 09253U108 Common Stocks 11,393,330 $378,828,223.00 1.07 %
Bayerische Motoren Werke AG 5756029 Common Stocks 2,986,500 $376,958,863.00 1.06 %
Cognizant Technology Solutions Corp., Class A 192446102 Common Stocks 7,468,370 $377,974,206.00 1.06 %
Legend Pictures LLC LEGEND001 Common Stocks 190,354 $373,844,126.00 1.05 %
MetLife, Inc. 59156R108 Common Stocks 6,859,400 $362,176,320.00 1.02 %
Twenty-First Century Fox, Inc., Class A 90130A101 Common Stocks 11,219,400 $358,684,218.00 1.01 %
Texas Instruments, Inc. 882508104 Common Stocks 7,548,100 $355,892,915.00 1.00 %
Goldman Sachs Group, Inc. (The) 38141G104 Common Stocks 2,165,200 $354,768,020.00 1.00 %
Tencent Holdings Ltd. B01CT30 Common Stocks 5,110,800 $355,479,482.00 1.00 %
Continental AG 4598589 Common Stocks 1,473,500 $353,013,143.00 0.99 %
Legendary Pictures Funding LLC and Legendary Finance, Inc. 8.00 %, 3/15/2018 52469UAB4 Corporate Debt Securities 351,700,000 $351,700,000.00 0.99 %
Starwood Hotels & Resorts Worldwide, Inc. 85590A401 Common Stocks 4,396,595 $349,968,962.00 0.98 %
Prudential Financial, Inc. 744320102 Common Stocks 4,068,700 $344,415,455.00 0.97 %
Intuit, Inc. 461202103 Common Stocks 4,436,106 $344,818,519.00 0.96 %
American International Group, Inc. 026874784 Common Stocks 6,676,400 $333,886,764.00 0.94 %
ConocoPhillips 20825C104 Common Stocks 4,524,495 $318,298,223.00 0.89 %
Fuji Heavy Industries Ltd. 6356406 Common Stocks 11,745,500 $317,719,673.00 0.89 %
Apple, Inc. 037833100 Common Stocks 584,100 $313,509,834.00 0.88 %
Daimler AG 5529027 Common Stocks 3,074,800 $290,548,627.00 0.82 %
Axa S.A. 7088429 Common Stocks 10,950,700 $284,603,242.00 0.80 %
Hutchison Whampoa Ltd., Ordinary Shares 6448068 Common Stocks 20,625,000 $273,085,477.00 0.77 %
Dow Chemical Co. (The) 260543103 Common Stocks 5,645,800 $274,329,422.00 0.77 %
Gilead Sciences, Inc. 375558103 Common Stocks 3,857,900 $273,370,794.00 0.76 %
Toyota Motor Corp. 6900643 Common Stocks 4,742,200 $267,674,826.00 0.75 %
Boeing Co. (The) 097023105 Common Stocks 1,989,500 $249,662,355.00 0.70 %
Amgen, Inc. 031162100 Common Stocks 1,993,800 $245,915,292.00 0.69 %
KKR & Co. L.P. 48248M102 Common Stocks 10,638,800 $242,990,192.00 0.68 %
NTT DoCoMo, Inc. 6129277 Common Stocks 15,044,200 $237,290,681.00 0.67 %
Societe Generale 5966516 Common Stocks 3,657,700 $225,271,024.00 0.63 %
Oracle Corp. 68389X105 Common Stocks 5,455,500 $223,184,505.00 0.63 %
BNP Paribas 7309681 Common Stocks 2,902,000 $223,845,840.00 0.63 %
Occidental Petroleum Corp. 674599105 Common Stocks 2,358,307 $224,723,074.00 0.63 %
Microsoft Corp. 594918104 Common Stocks 5,075,800 $208,057,042.00 0.58 %
Wells Fargo & Co. 949746101 Common Stocks 4,109,100 $204,386,634.00 0.57 %
Adobe Systems, Inc. 00724F101 Common Stocks 3,025,200 $198,876,648.00 0.56 %
FUJIFILM Holdings Corp. 6356525 Common Stocks 6,962,700 $186,926,723.00 0.53 %
Formula One Holdings Ltd. and Alpha Topco Ltd. 9.25 %, 10/16/2019 BL0534XXX 00001 Senior Loans 176,800,000 $184,093,000.00 0.52 %
Amazon.com, Inc. 023135106 Common Stocks 548,400 $184,547,568.00 0.52 %
LyondellBasell Industries N.V., Class A N53745100 Common Stocks 1,946,600 $173,130,604.00 0.49 %
Las Vegas Sands, Inc. 517834107 Common Stocks 2,052,872 $165,831,000.00 0.47 %
Biogen Idec, Inc. 09062X103 Common Stocks 544,200 $166,454,454.00 0.47 %
Comcast Corp., Class A 20030N101 Common Stocks 3,353,600 $167,747,072.00 0.47 %
Activision Blizzard, Inc. 00507V109 Common Stocks 7,933,400 $162,158,696.00 0.46 %
Apollo Global Management LLC 037612306 Common Stocks 4,819,750 $153,268,050.00 0.43 %
AstraZeneca plc 0989529 Common Stocks 2,152,000 $139,076,538.00 0.39 %
Roche Holdings AG, Genusscheine 7110388 Common Stocks 462,700 $138,697,472.00 0.39 %
Aston Martin Holdings Ltd. 10.25 %, 7/15/2018 BKT2NG3R Corporate Debt Securities 130,283,601 $135,485,541.00 0.38 %
Japan Airlines Corp. B8BRV46 Common Stocks 2,696,800 $132,730,165.00 0.37 %
Precision Castparts Corp. 740189105 Common Stocks 490,500 $123,978,780.00 0.35 %
Taiwan Semiconductor Manufacturing Co. Ltd. 6889106 Common Stocks 30,135,000 $117,264,510.00 0.33 %
Macau Legend Development Ltd. BBMR4Z8 Common Stocks 130,504,000 $108,690,239.00 0.31 %
British Sky Broadcasting Group plc 0141192 Common Stocks 7,074,100 $107,674,730.00 0.30 %
Omnicom Group, Inc. 681919106 Common Stocks 1,443,800 $104,819,880.00 0.29 %
Humana, Inc. 444859102 Common Stocks 808,600 $91,145,392.00 0.26 %
BT Group plc 3091357 Common Stocks 13,022,400 $82,390,024.00 0.23 %
Citibank N.A. 0.16 %, 6/3/2014 17304URD4 06/03/2014 Short-Term Securities 75,000,000 $75,003,998.00 0.22 %
Corporacion Andina de Fomento 0.14 %, 4/2/2014 2198X3D20 04/02/2014 Short-Term Securities 75,000,000 $74,999,413.00 0.21 %
Dynam Japan Holdings Co. Ltd. B74FH64 Common Stocks 23,540,200 $70,257,929.00 0.20 %
Roche Holdings, Inc. 0.07 %, 4/25/2014 77119MDR5 04/25/2014 Short-Term Securities 65,000,000 $64,996,701.00 0.18 %
Merck & Co., Inc. 0.06 %, 4/25/2014 58934BDR2 04/25/2014 Short-Term Securities 65,000,000 $64,997,117.00 0.18 %
Kimberly-Clark Worldwide, Inc. (GTD by Kimberly-Clark Corp.) 0.07 %, 4/28/2014 49438UDU3 04/28/2014 Short-Term Securities 57,700,000 $57,696,858.00 0.16 %
Wisconsin Gas LLC 0.10 %, 4/9/2014 97670SD91 04/09/2014 Corporate Obligations 50,000,000 $49,998,751.00 0.14 %
Wisconsin Gas LLC 0.08 %, 4/2/2014 97670SD26 04/02/2014 Short-Term Securities 51,000,000 $50,999,774.00 0.14 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.11 %, 4/8/2014 89116FD80 04/08/2014 Short-Term Securities 50,000,000 $49,998,778.00 0.14 %
St. Jude Medical, Inc. 0.17 %, 4/14/2014 8522W3DE0 04/14/2014 Short-Term Securities 50,000,000 $49,996,693.00 0.14 %
Siemens Capital Co. LLC (GTD by Siemens AG) 0.10 %, 5/23/2014 82619UEP5 05/23/2014 Short-Term Securities 50,000,000 $49,992,640.00 0.14 %
Kroger Co. (The) 0.19 %, 4/1/2014 50104MD16 04/01/2014 Corporate Obligations 49,900,000 $49,899,731.00 0.14 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.10 %, 4/28/2014 02665KDU8 04/28/2014 Short-Term Securities 50,000,000 $49,996,031.00 0.14 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.12 %, 5/23/2014 89116FEP1 05/23/2014 Short-Term Securities 50,000,000 $49,991,166.00 0.14 %
Illinois Tool Works, Inc. 0.09 %, 4/8/2014 4523EMD83 04/08/2014 Short-Term Securities 45,000,000 $44,999,100.00 0.13 %
Merck & Co., Inc. 0.04 %, 5/28/2014 58934BEU4 05/28/2014 Short-Term Securities 46,000,000 $45,997,034.00 0.13 %
Federal Home Loan Bank 0.02 %, 4/28/2014 313385WC6 04/28/2014 Short-Term Securities 48,900,000 $48,899,258.00 0.13 %
Federal Home Loan Bank 0.04 %, 4/17/2014 313385VR4 04/17/2014 Short-Term Securities 44,500,000 $44,498,951.00 0.13 %
Bank of Nova Scotia (The) 0.15 %, 6/24/2014 06416KFQ8 06/24/2014 Short-Term Securities 45,000,000 $44,984,097.00 0.13 %
Total Capital Canada Ltd. (GTD by Total S.A.) 0.08 %, 4/17/2014 89153QDH0 04/17/2014 Short-Term Securities 48,000,000 $47,998,185.00 0.13 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.13 %, 5/27/2014 89116FET3 05/27/2014 Short-Term Securities 45,000,000 $44,990,690.00 0.13 %
Wisconsin Gas LLC 0.10 %, 4/11/2014 97670SDB6 04/11/2014 Corporate Obligations 45,000,000 $44,998,625.00 0.13 %
Ping An Insurance (Group) Co. of China Ltd., A Shares B1SVWB6 Common Stocks 6,886,971 $41,600,938.00 0.12 %
Total Capital Canada Ltd. (GTD by Total S.A.) 0.08 %, 4/24/2014 89153QDQ0 04/24/2014 Short-Term Securities 44,000,000 $43,997,653.00 0.12 %
L Oreal USA, Inc. 0.06 %, 4/9/2014 50211UD91 04/09/2014 Short-Term Securities 40,000,000 $39,999,401.00 0.11 %
Procter & Gamble Co. (The) 0.05 %, 5/13/2014 74271UED8 05/13/2014 Short-Term Securities 40,000,000 $39,997,566.00 0.11 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.18 %, 4/15/2014 03523LDF9 04/15/2014 Corporate Obligations 40,000,000 $39,996,835.00 0.11 %
Kellogg Co. 0.15 %, 4/21/2014 48783DDM2 04/21/2014 Short-Term Securities 38,500,000 $38,496,631.00 0.11 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.11 %, 4/25/2014 89116FDR8 04/25/2014 Short-Term Securities 38,000,000 $37,997,098.00 0.11 %
Becton Dickinson & Co. 0.14 %, 4/25/2014 07588SDR1 04/25/2014 Short-Term Securities 40,000,000 $39,996,112.00 0.11 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser E (GTD by Chevron Corp.) 0.07 %, 4/1/2014 60528ACH5 11/01/2035 Short-Term Securities 38,894,000 $38,894,000.00 0.11 %
Corporacion Andina de Fomento 0.10 %, 4/21/2014 2198X3DM6 04/21/2014 Short-Term Securities 40,000,000 $39,997,667.00 0.11 %
Caterpillar Financial Services Corp. (GTD by Caterpillar, Inc.) 0.11 %, 6/5/2014 14912EF51 06/05/2014 Short-Term Securities 40,000,000 $39,992,228.00 0.11 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/7/2014 690353WV5 10/15/2027 Short-Term Securities 35,000,000 $35,000,000.00 0.10 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.08 %, 4/25/2014 64105SDR6 04/25/2014 Short-Term Securities 37,000,000 $36,997,942.00 0.10 %
Walt Disney Co. (The) 0.08 %, 4/22/2014 2546R3DN1 04/22/2014 Short-Term Securities 36,000,000 $35,998,220.00 0.10 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.09 %, 5/23/2014 03523LEP6 05/23/2014 Short-Term Securities 34,850,000 $34,845,382.00 0.10 %
Becton Dickinson & Co. 0.14 %, 4/29/2014 07588SDV2 04/29/2014 Short-Term Securities 35,000,000 $34,996,053.00 0.10 %
Bank of Nova Scotia (The) 0.15 %, 6/23/2014 06416KFP0 06/23/2014 Short-Term Securities 35,000,000 $34,987,915.00 0.10 %
Diageo Capital plc (GTD by Diageo plc) 0.25 %, 5/15/2014 2524H5EF0 05/15/2014 Short-Term Securities 35,000,000 $34,989,062.00 0.10 %
Diageo Capital plc (GTD by Diageo plc) 0.18 %, 4/1/2014 2524H5D12 04/01/2014 Short-Term Securities 34,000,000 $33,999,830.00 0.10 %
Banco del Estado de Chile 0.21 %, 6/3/2014 05962PL80 06/03/2014 Short-Term Securities 35,000,000 $34,999,997.00 0.10 %
PepsiCo, Inc. 0.08 %, 5/19/2014 71344UEK1 05/19/2014 Short-Term Securities 35,000,000 $34,996,188.00 0.10 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.09 %, 5/2/2014 69372BE22 05/02/2014 Short-Term Securities 36,600,000 $36,597,185.00 0.10 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.08 %, 4/30/2014 3773E3DW4 04/30/2014 Short-Term Securities 37,000,000 $36,997,533.00 0.10 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007B (GTD by Chevron Corp.) 0.07 %, 4/1/2014 60528AAT1 12/01/2030 Municipal Obligations -Taxable 33,423,000 $33,423,000.00 0.09 %
International Business Machines Corp. 0.08 %, 4/29/2014 45920GDV5 04/29/2014 Short-Term Securities 30,424,000 $30,422,039.00 0.09 %
Mondelez International, Inc. 0.27 %, 5/13/2014 60920WED8 05/13/2014 Short-Term Securities 32,494,000 $32,483,483.00 0.09 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.19 %, 5/13/2014 03523LED3 05/13/2014 Short-Term Securities 30,700,000 $30,693,034.00 0.09 %
Danaher Corp. 0.09 %, 4/10/2014 23585MDA1 04/10/2014 Short-Term Securities 32,900,000 $32,899,178.00 0.09 %
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.) 0.06 %, 4/7/2014 41415WBT8 02/15/2042 Municipal Obligations -Taxable 28,300,000 $28,300,000.00 0.08 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012A (GTD by U.S. Bank N.A.) 0.05 %, 4/1/2014 463612GB1 09/01/2051 Short-Term Securities 28,600,000 $28,600,000.00 0.08 %
CA GO Bonds, Ser 2004B6 (GTD by U.S. Bank N.A.) 0.04 %, 4/7/2014 13063A6L3 05/01/2034 Short-Term Securities 30,000,000 $30,000,000.00 0.08 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.21 %, 4/7/2014 41282KD70 04/07/2014 Short-Term Securities 30,000,000 $29,998,907.00 0.08 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.08 %, 5/21/2014 02665KEM5 05/21/2014 Short-Term Securities 30,000,000 $29,996,600.00 0.08 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.11 %, 5/22/2014 0556C3EN7 05/22/2014 Short-Term Securities 27,000,000 $26,995,711.00 0.08 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.07 %, 4/1/2014 60528AAV6 12/01/2030 Municipal Obligations -Taxable 29,175,000 $29,175,000.00 0.08 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2010J (GTD by Chevron Corp.) 0.07 %, 4/1/2014 60528ACA0 11/01/2035 Municipal Obligations -Taxable 26,838,000 $26,838,000.00 0.08 %
Wisconsin Gas LLC 0.07 %, 4/3/2014 97670SD34 04/03/2014 Short-Term Securities 27,000,000 $26,999,843.00 0.08 %
Enbridge, Inc. 0.27 %, 4/16/2014 29251VDG8 04/16/2014 Short-Term Securities 27,000,000 $26,996,760.00 0.08 %
Federal Home Loan Bank 0.05 %, 5/22/2014 313385XC5 05/22/2014 Short-Term Securities 29,000,000 $28,997,697.00 0.08 %
Illinois Tool Works, Inc. 0.08 %, 4/9/2014 4523EMD91 04/09/2014 Short-Term Securities 30,000,000 $29,999,400.00 0.08 %
Illinois Tool Works, Inc. 0.09 %, 4/2/2014 4523EMD26 04/02/2014 Corporate Obligations 30,000,000 $29,999,850.00 0.08 %
Merck & Co., Inc. 0.08 %, 5/23/2014 58934BEP5 05/23/2014 Short-Term Securities 28,000,000 $27,996,702.00 0.08 %
Virginia Electric and Power Co. 0.21 %, 5/1/2014 92780KE12 05/01/2014 Short-Term Securities 30,000,000 $29,994,574.00 0.08 %
John Deere Capital Corp. 0.09 %, 4/23/2014 24422MDP3 04/23/2014 Short-Term Securities 30,000,000 $29,998,275.00 0.08 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.09 %, 5/5/2014 24423NE53 05/05/2014 Short-Term Securities 27,000,000 $26,997,638.00 0.08 %
Banco del Estado de Chile 0.21 %, 6/10/2014 05962PM63 06/10/2014 Short-Term Securities 25,000,000 $24,999,998.00 0.07 %
Banco del Estado de Chile 0.21 %, 6/12/2014 05962PM89 06/12/2014 Short-Term Securities 25,000,000 $24,999,998.00 0.07 %
Citibank N.A. 0.16 %, 5/14/2014 17304UQF0 05/14/2014 Short-Term Securities 25,000,000 $25,002,140.00 0.07 %
DTE Energy Co. (GTD by Detroit Edison Co.) 0.27 %, 4/28/2014 23333GDU5 04/28/2014 Short-Term Securities 25,000,000 $24,994,732.00 0.07 %
Bank of America N.A. 0.19 %, 4/21/2014 06052W3Y7 04/21/2014 Short-Term Securities 25,000,000 $24,999,855.00 0.07 %
Roche Holdings, Inc. 0.09 %, 5/14/2014 77119MEE3 05/14/2014 Short-Term Securities 25,000,000 $24,997,556.00 0.07 %
Shell International Finance B.V. and Royal Dutch Shell plc (GTD by Royal Dutch Shell plc) 0.05 %, 4/2/2014 8225X3D25 04/02/2014 Short-Term Securities 25,000,000 $24,999,931.00 0.07 %
St. Jude Medical, Inc. 0.24 %, 5/30/2014 8522W3EW9 05/30/2014 Short-Term Securities 25,000,000 $24,989,975.00 0.07 %
St. Jude Medical, Inc. 0.17 %, 4/28/2014 8522W3DU4 04/28/2014 Short-Term Securities 25,000,000 $24,996,693.00 0.07 %
Air Products and Chemicals, Inc. 0.09 %, 4/11/2014 00915TDB3 04/11/2014 Short-Term Securities 24,000,000 $23,999,340.00 0.07 %
Roche Holdings, Inc. 0.07 %, 4/28/2014 77119MDU8 04/28/2014 Short-Term Securities 25,000,000 $24,998,639.00 0.07 %
BMW U.S. Capital LLC (GTD BMW AG) 0.09 %, 4/14/2014 0556C3DE8 04/14/2014 Short-Term Securities 25,000,000 $24,999,086.00 0.07 %
Coca-Cola Co. (The) 0.07 %, 5/30/2014 19121BEW5 05/30/2014 Short-Term Securities 25,000,000 $24,996,946.00 0.07 %
CA Pollutn Ctl Fin Auth, Pollutn Ctl Rfdg Rev Bonds (Pacific Gas and Elec Co.), Ser C (GTD by JPMorgan Chase Bank N.A.) 0.06 %, 4/1/2014 130534XA3 11/01/2026 Municipal Obligations -Taxable 24,701,300 $24,701,300.00 0.07 %
Honeywell International, Inc. 0.09 %, 4/9/2014 43851UD91 04/09/2014 Short-Term Securities 25,000,000 $24,999,438.00 0.07 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.17 %, 4/28/2014 44928LDU1 04/28/2014 Short-Term Securities 25,000,000 $24,996,676.00 0.07 %
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank N.A.) 0.04 %, 4/7/2014 966769CY5 06/01/2036 Short-Term Securities 26,375,000 $26,375,000.00 0.07 %
MI Strategic Fund, Var Rate Demand Ltd. Oblig Rev Bonds (Air Products and Chemicals, Inc. Proj), Ser 2007 (GTD by Bank of New York (The)) 0.08 %, 4/1/2014 594698DF6 12/01/2042 Municipal Obligations -Taxable 23,877,000 $23,877,000.00 0.07 %
Virginia Electric and Power Co. 0.21 %, 4/23/2014 92780KDP0 04/23/2014 Short-Term Securities 20,000,000 $19,997,316.00 0.06 %
Clorox Co. (The) 0.22 %, 4/2/2014 18905MD22 04/02/2014 Short-Term Securities 20,000,000 $19,999,755.00 0.06 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.17 %, 4/14/2014 41282KDE5 04/14/2014 Short-Term Securities 20,000,000 $19,998,445.00 0.06 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.08 %, 4/11/2014 24423NDB1 04/11/2014 Short-Term Securities 20,000,000 $19,999,506.00 0.06 %
Clorox Co. (The) 0.21 %, 5/12/2014 18905MEC9 05/12/2014 Short-Term Securities 20,610,000 $20,604,950.00 0.06 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.08 %, 4/23/2014 02665KDP9 04/23/2014 Short-Term Securities 20,000,000 $19,998,977.00 0.06 %
St. Jude Medical, Inc. 0.19 %, 4/25/2014 8522W3DR1 04/25/2014 Corporate Obligations 20,000,000 $19,997,218.00 0.06 %
Roche Holdings, Inc. 0.08 %, 4/10/2014 77119MDA2 04/10/2014 Short-Term Securities 20,000,000 $19,999,555.00 0.06 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.08 %, 4/23/2014 64105SDP0 04/23/2014 Short-Term Securities 20,000,000 $19,998,977.00 0.06 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.05 %, 5/28/2014 64105SEU8 05/28/2014 Short-Term Securities 20,000,000 $19,998,389.00 0.06 %
Roche Holdings, Inc. 0.08 %, 5/12/2014 77119MEC7 05/12/2014 Short-Term Securities 20,000,000 $19,998,133.00 0.06 %
Roche Holdings, Inc. 0.08 %, 5/13/2014 77119MED5 05/13/2014 Short-Term Securities 21,500,000 $21,498,074.00 0.06 %
John Deere Cash Management S.A. (GTD by Deere & Co.) 0.10 %, 4/23/2014 24423RDP1 04/23/2014 Short-Term Securities 20,850,000 $20,848,669.00 0.06 %
Illinois Tool Works, Inc. 0.09 %, 4/4/2014 4523EMD42 04/04/2014 Short-Term Securities 20,000,000 $19,999,800.00 0.06 %
Total Capital Canada Ltd. (GTD by Total S.A.) 0.08 %, 4/3/2014 89153QD31 04/03/2014 Corporate Obligations 23,000,000 $22,999,847.00 0.06 %
Wisconsin Electric Power Co. 0.10 %, 4/3/2014 97665SD31 04/03/2014 Corporate Obligations 20,000,000 $19,999,834.00 0.06 %
Nikkei 225 Index, JPY15,500.00, 6/13/2014 NKY6OC155 Call Options 4,768 $15,706,244.00 0.05 %
DTE Energy Co. (GTD by Detroit Edison Co.) 0.25 %, 4/10/2014 23333GDA9 04/10/2014 Short-Term Securities 19,000,000 $18,998,680.00 0.05 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-1 (GTD by Bank of America N.A.) 0.07 %, 4/7/2014 64986UUZ8 11/01/2046 Short-Term Securities 16,500,000 $16,500,000.00 0.05 %
Ecolab, Inc. 0.28 %, 5/8/2014 27886ME82 05/08/2014 Short-Term Securities 17,000,000 $16,995,040.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/7/2014 690353XQ5 07/15/2025 United States Government and Government Agency Obligations 18,500,000 $18,500,000.00 0.05 %
Bemis Company, Inc. 0.23 %, 4/23/2014 08143UDP6 04/23/2014 Short-Term Securities 17,750,000 $17,747,392.00 0.05 %
Bank of America N.A. 0.21 %, 7/15/2014 06052W6P3 07/15/2014 Corporate Obligations 19,000,000 $18,998,881.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/7/2014 690353TL1 06/15/2031 United States Government and Government Agency Obligations 17,953,269 $17,953,269.00 0.05 %
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by Bank of America N.A.) 0.05 %, 4/1/2014 13033F7N4 09/01/2028 Municipal Obligations -Taxable 18,800,000 $18,800,000.00 0.05 %
NY Hsng Fin Agy, Clinton Park Phase II Hsng Rev Bonds, Ser 2011 A-1 (GTD by Wells Fargo Bank N.A.) 0.06 %, 4/7/2014 64986UKV8 11/01/2049 Municipal Obligations -Taxable 19,084,000 $19,084,000.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/7/2014 690353VT1 06/15/2032 Short-Term Securities 12,541,026 $12,654,133.00 0.04 %
MA Hlth and Edu Fac Auth, Var Rate Rev Bonds, Dana-Farber Cancer Institute Issue, Ser 2008L-1 (GTD by JPMorgan Chase Bank N.A.) 0.05 %, 4/7/2014 57586CY90 12/01/2046 Short-Term Securities 14,600,000 $14,600,000.00 0.04 %
Bemis Company, Inc. 0.24 %, 4/16/2014 08143UDG6 04/16/2014 Short-Term Securities 13,325,000 $13,323,579.00 0.04 %
NYC GO Bonds, Fiscal 2008 Series L-4 0.06 %, 4/1/2014 64966G4P4 04/01/2038 Short-Term Securities 13,000,000 $13,000,000.00 0.04 %
Corporacion Andina de Fomento 0.14 %, 4/28/2014 2198X3DU8 04/28/2014 Short-Term Securities 15,000,000 $14,998,356.00 0.04 %
Coca-Cola Co. (The) 0.08 %, 5/19/2014 19121BEK1 05/19/2014 Short-Term Securities 13,000,000 $12,998,567.00 0.04 %
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank N.A.) 0.06 %, 4/7/2014 801642BN8 02/01/2044 Short-Term Securities 14,751,000 $14,751,000.00 0.04 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.27 %, 4/16/2014 41282KDG0 04/16/2014 Short-Term Securities 14,500,000 $14,498,254.00 0.04 %
Bemis Company, Inc. 0.23 %, 4/1/2014 08143UD19 04/01/2014 Short-Term Securities 14,000,000 $13,999,914.00 0.04 %
Air Products and Chemicals, Inc. 0.10 %, 4/24/2014 00915TDQ0 04/24/2014 Short-Term Securities 15,000,000 $14,999,000.00 0.04 %
Air Products and Chemicals, Inc. 0.10 %, 4/3/2014 00915TD31 04/03/2014 Short-Term Securities 15,000,000 $14,999,875.00 0.04 %
Toyota Motor Credit Corp. 0.10 %, 4/2/2014 892332MN4 Corporate Obligations 12,480,000 $12,480,000.00 0.04 %
U.S. Treasury Bills 0.04 %, 4/24/2014 912796CJ6 04/24/2014 Short-Term Securities 13,883,000 $13,882,619.00 0.04 %
Army & Air Force Exchange Service 0.07 %, 4/9/2014 04249LD94 04/09/2014 Short-Term Securities 13,500,000 $13,499,764.00 0.04 %
Banco del Estado de Chile 0.19 %, 6/16/2014 05962PP94 06/16/2014 Short-Term Securities 14,800,000 $14,799,367.00 0.04 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.17 %, 4/17/2014 03523LDH5 04/17/2014 Short-Term Securities 15,000,000 $14,998,795.00 0.04 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.09 %, 5/7/2014 02665KE78 05/07/2014 Short-Term Securities 15,000,000 $14,998,613.00 0.04 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.20 %, 4/21/2014 41282KDM7 04/21/2014 Short-Term Securities 15,000,000 $14,998,294.00 0.04 %
L Oreal USA, Inc. 0.08 %, 5/9/2014 50211UE90 05/09/2014 Short-Term Securities 16,000,000 $15,998,613.00 0.04 %
Unilever Capital Corp. (GTD by Unilever N.V.) 0.07 %, 4/28/2014 90477EDU5 04/28/2014 Short-Term Securities 15,000,000 $14,999,183.00 0.04 %
Total Capital Canada Ltd. (GTD by Total S.A.) 0.07 %, 4/29/2014 89153QDV9 04/29/2014 Short-Term Securities 16,000,000 $15,999,098.00 0.04 %
Ecolab, Inc. 0.19 %, 4/16/2014 27886MDG5 04/16/2014 Short-Term Securities 15,000,000 $14,998,734.00 0.04 %
Ecolab, Inc. 0.21 %, 5/12/2014 27886MEC3 05/12/2014 Short-Term Securities 14,000,000 $13,996,570.00 0.04 %
Kellogg Co. 0.15 %, 4/7/2014 48783DD75 04/07/2014 Short-Term Securities 15,000,000 $14,999,563.00 0.04 %
W.W. Grainger, Inc. 0.07 %, 4/1/2014 38480KD19 04/01/2014 Short-Term Securities 15,000,000 $14,999,970.00 0.04 %
Virginia Electric and Power Co. 0.20 %, 4/3/2014 92780KD39 04/03/2014 Short-Term Securities 15,000,000 $14,999,750.00 0.04 %
Chevron Corp. 0.14 %, 4/28/2014 16677KDU4 04/28/2014 Short-Term Securities 15,000,000 $14,998,356.00 0.04 %
Campbell Soup Co. 0.15 %, 5/6/2014 13443DE62 05/06/2014 Short-Term Securities 15,000,000 $14,997,735.00 0.04 %
Air Products and Chemicals, Inc. 0.10 %, 4/17/2014 00915TDH0 04/17/2014 Short-Term Securities 12,750,000 $12,749,398.00 0.04 %
Banco del Estado de Chile 0.21 %, 6/11/2014 05962PM71 06/11/2014 Short-Term Securities 14,000,000 $13,999,999.00 0.04 %
Muni Elec Auth GA, Proj One Bond Anticipation Notes, Ser B (Tax-Exempt), (GTD by TD Bank) 0.05 %, 4/1/2014 62621FV85 04/01/2014 Short-Term Securities 14,922,000 $14,922,000.00 0.04 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.08 %, 5/6/2014 69372BE63 05/06/2014 Short-Term Securities 15,000,000 $14,998,800.00 0.04 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-2 (GTD by Bank of America N.A.) 0.07 %, 4/7/2014 64986UB63 11/01/2046 Corporate Obligations 14,000,000 $14,000,000.00 0.04 %
River Fuel Co. #2, Inc. (GTD by Bank of Nova Scotia) 0.15 %, 4/30/2014 76823DDW3 04/30/2014 Corporate Obligations 14,104,000 $14,102,237.00 0.04 %
Procter & Gamble Co. (The) 0.04 %, 5/29/2014 74271UEV8 05/29/2014 Short-Term Securities 10,000,000 $9,999,317.00 0.03 %
Peninsula Ports Auth of VA, Coal Terminal Rev Rfdg Bonds (Dominion Terminal Assoc Proj), Ser 1987-A (GTD by U.S. Bank N.A.) 0.06 %, 4/1/2014 70716RLL0 04/01/2014 Short-Term Securities 10,000,000 $10,000,000.00 0.03 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.09 %, 4/17/2014 69372BDH0 04/17/2014 Short-Term Securities 12,000,000 $11,999,490.00 0.03 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bonds, Ser 2013A 0.06 %, 4/7/2014 64986UA64 11/01/2047 Short-Term Securities 10,000,000 $10,000,000.00 0.03 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.16 %, 4/28/2014 44928GDU2 04/28/2014 Corporate Obligations 9,982,000 $9,980,679.00 0.03 %
FTSE 100 Index, GBP6,700.00, 6/20/2014 UKX6OC670 Call Options 4,767 $6,063,753.00 0.03 %
OR Hsng and Cmnty Svc Dept, Hsng Dev Rev Bonds (Pearl Fam Hsng Proj), Ser 2009B-1 (GTD by U.S. Bank N.A.) 0.06 %, 4/7/2014 68608AAT7 02/01/2042 Short-Term Securities 10,925,000 $10,925,000.00 0.03 %
PACCAR Financial Corp. (GTD by PACCAR, Inc.) 0.08 %, 4/29/2014 69372BDV9 04/29/2014 Short-Term Securities 12,000,000 $11,999,226.00 0.03 %
Illinois Tool Works, Inc. 0.07 %, 4/17/2014 4523EMDH3 04/17/2014 Short-Term Securities 12,000,000 $11,999,603.00 0.03 %
Enbridge, Inc. 0.27 %, 4/14/2014 29251VDE3 04/14/2014 Short-Term Securities 10,000,000 $9,998,950.00 0.03 %
John Deere Canada ULC (GTD by Deere & Co.) 0.10 %, 5/12/2014 24423JEC7 05/12/2014 Short-Term Securities 12,000,000 $11,998,600.00 0.03 %
Illinois Tool Works, Inc. 0.08 %, 4/11/2014 4523EMDB6 04/11/2014 Short-Term Securities 10,000,000 $9,999,755.00 0.03 %
Total Capital S.A. (GTD by Total S.A.) 0.08 %, 4/11/2014 89153QDB3 04/11/2014 Short-Term Securities 10,000,000 $9,999,755.00 0.03 %
St. Jude Medical, Inc. 0.12 %, 4/2/2014 8522W3D26 04/02/2014 Short-Term Securities 10,000,000 $9,999,933.00 0.03 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.20 %, 6/30/2014 44928LFW5 06/30/2014 Short-Term Securities 10,000,000 $9,994,919.00 0.03 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.18 %, 5/1/2014 03523LE19 05/01/2014 Short-Term Securities 10,000,000 $9,998,450.00 0.03 %
Citibank N.A. 0.16 %, 6/17/2014 17304URP7 06/17/2014 Short-Term Securities 9,000,000 $9,000,585.00 0.03 %
Fremont (Alameda Cnty, CA), Fremont Public Fin Auth (GTD by U.S. Bank N.A.) 0.05 %, 4/7/2014 357122KV1 08/01/2038 Municipal Obligations -Taxable 9,300,000 $9,300,000.00 0.03 %
Army & Air Force Exchange Service 0.07 %, 4/7/2014 04249LD78 04/07/2014 Short-Term Securities 10,000,000 $9,999,864.00 0.03 %
River Fuel Funding Co. #3, Inc. (GTD by Bank of Nova Scotia) 0.19 %, 4/30/2014 76823FDW8 04/30/2014 Corporate Obligations 10,000,000 $9,998,418.00 0.03 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.07 %, 4/22/2014 64105SDN5 04/22/2014 Short-Term Securities 10,935,000 $10,934,527.00 0.03 %
Army & Air Force Exchange Service 0.07 %, 4/1/2014 04249LD11 04/01/2014 Short-Term Securities 11,566,000 $11,565,981.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/7/2014 690353UW5 03/15/2032 Short-Term Securities 10,061,539 $10,061,539.00 0.03 %
NY Hsng Fin Agy, Related West 30th Street Hsng Rev Bonds, Ser 2012 A-1 (GTD by Wells Fargo Bank N.A.) 0.06 %, 4/7/2014 64986UMC8 05/01/2045 Municipal Obligations -Taxable 12,200,000 $12,200,000.00 0.03 %
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron USA, Inc. Proj), Ser 2010C (GTD by Chevron Corp.) 0.06 %, 4/1/2014 13048TGV9 11/01/2035 Municipal Obligations -Taxable 12,386,000 $12,386,000.00 0.03 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.21 %, 4/3/2014 41282KD39 04/03/2014 Short-Term Securities 10,000,000 $9,999,825.00 0.03 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase & Co.) 0.07 %, 4/1/2014 45200FZX0 08/01/2043 Municipal Obligations -Taxable 9,000,000 $9,000,000.00 0.03 %
NY Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2012A 0.07 %, 4/7/2014 64986UUW5 11/01/2046 Short-Term Securities 7,000,000 $7,000,000.00 0.03 %
Circuit of the Americas LLC 6.00 %, 6/30/2017 BL1234555 00001 Senior Loans 10,663,636 $10,663,636.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/2/2014 690353WB9 10/15/2032 Short-Term Securities 11,054,700 $11,054,700.00 0.03 %
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The)) 0.06 %, 4/7/2014 546398C71 07/01/2047 Short-Term Securities 6,750,000 $6,750,000.00 0.02 %
Danaher Corp. 0.09 %, 4/11/2014 23585MDB9 04/11/2014 Short-Term Securities 7,000,000 $6,999,754.00 0.02 %
Muni Impvt Corp. of Los Angeles, Lease Rev, Ser B-1 (Taxable), (GTD by Wells Fargo Bank N.A.) 0.12 %, 5/1/2014 54459LJG2 05/01/2014 Short-Term Securities 7,000,000 $7,000,000.00 0.02 %
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron USA, Inc. Proj), Ser 1992 (GTD by Chevron Corp.) 0.07 %, 4/1/2014 903592AP8 12/01/2022 Municipal Obligations -Taxable 8,767,000 $8,767,000.00 0.02 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.10 %, 5/16/2014 0556C3EG2 05/16/2014 Short-Term Securities 8,750,000 $8,748,839.00 0.02 %
Banco del Estado de Chile 0.16 %, 5/6/2014 05962PN88 05/06/2014 Short-Term Securities 7,000,000 $6,999,860.00 0.02 %
Danaher Corp. 0.10 %, 4/9/2014 23585MD94 04/09/2014 Corporate Obligations 8,500,000 $8,499,788.00 0.02 %
Bemis Company, Inc. 0.23 %, 4/10/2014 08143UDA9 04/10/2014 Short-Term Securities 6,250,000 $6,249,601.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/2/2014 690353YG6 11/15/2033 Short-Term Securities 7,500,000 $7,500,000.00 0.02 %
BHP Billiton Finance (USA) Ltd. (GTD by BHP Billiton Ltd.) 5.50 %, 4/1/2014 055451AG3 04/01/2014 Corporate Obligations 8,000,000 $8,001,100.00 0.02 %
Ecolab, Inc. 0.22 %, 5/5/2014 27886ME58 05/05/2014 Short-Term Securities 8,000,000 $7,998,289.00 0.02 %
St. Jude Medical, Inc. 0.16 %, 5/2/2014 8522W3E25 05/02/2014 Short-Term Securities 7,000,000 $6,998,942.00 0.02 %
Dev Auth of Gwinnet Cnty, Rec Zone Fac Bonds (Nilhan Hosp, LLC Proj), Ser 2010 (GTD by U.S. Bank N.A.) 0.06 %, 4/7/2014 403720DU6 01/01/2043 Short-Term Securities 6,000,000 $6,000,000.00 0.02 %
Federal Home Loan Bank 0.05 %, 4/7/2014 313385VF0 04/07/2014 Short-Term Securities 6,500,000 $6,499,949.00 0.02 %
Columbus Rgnl Arpt Auth, Cap Fund Rev Bonds (OASBO Expanded Asset Pooled Fin Prog), Sr Ser 2005 (GTD by U.S. Bank N.A.) 0.06 %, 4/7/2014 199544AA5 07/01/2035 Short-Term Securities 8,000,000 $8,000,000.00 0.02 %
Greenville Hosp Sys Board of Trustees, Hosp Rfdg Rev Bonds, Ser 2008B (GTD by U.S. Bank N.A.) 0.05 %, 4/7/2014 396080HW6 05/01/2033 Short-Term Securities 6,000,000 $6,000,000.00 0.02 %
Google, Inc., Class A, USD1,200.00, 6/20/2014 GO6OC120 Call Options 796 $1,894,480.00 0.01 %
Hewlett-Packard Co., USD34.00, 6/20/2014 HPQ6OC34 Call Options 19,914 $2,200,497.00 0.01 %
Visa, Inc., Class A, USD220.00, 5/16/2014 V5OC220 Call Options 3,982 $1,881,495.00 0.01 %
BNP Paribas, EUR60.00, 12/19/2014 BNPDOC60 Call Options 11,148 $3,931,679.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/4/2014 690353VS3 05/15/2030 United States Government and Government Agency Obligations 5,000,000 $5,000,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/7/2014 690353XK8 09/30/2031 Short-Term Securities 4,000,000 $4,000,000.00 0.01 %
Bayerische Motoren Werke AG, EUR90.00, 6/20/2014 BMW6OC90 Call Options 5,970 $3,363,867.00 0.01 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.17 %, 4/8/2014 41282KD88 04/08/2014 Short-Term Securities 3,000,000 $2,999,887.00 0.01 %
Diageo Capital plc (GTD by Diageo plc) 0.27 %, 5/28/2014 2524H5EU7 05/28/2014 Short-Term Securities 2,615,000 $2,613,858.00 0.01 %
Kellogg Co. 0.14 %, 4/14/2014 48783DDE0 04/14/2014 Short-Term Securities 3,827,000 $3,826,792.00 0.01 %
Roche Holdings, Inc. 0.09 %, 5/7/2014 77119ME78 05/07/2014 Short-Term Securities 5,000,000 $4,999,538.00 0.01 %
Wells Fargo & Co., USD50.00, 6/20/2014 WFC6OC50 Call Options 17,922 $2,078,952.00 0.01 %
Nikkei 225 Index, JPY16,500.00, 6/13/2014 NKY6OC165 Call Options 2,389 $2,546,045.00 0.01 %
Oracle Corp., USD41.00, 5/16/2014 ORC5OC41 Call Options 23,874 $2,614,203.00 0.01 %
Nikkei 225 Index, JPY15,250.00, 4/11/2014 NK4OC1525 Call Options 5,563 $4,581,262.00 0.01 %
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ, Ser A-1 (GTD by JPMorgan Chase & Co.) 0.09 %, 4/7/2014 82382LAJ8 12/01/2029 Municipal Obligations -Taxable 1,905,000 $1,905,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/2/2014 690353SR9 10/20/2017 Short-Term Securities 3,000,000 $3,000,000.00 0.01 %
Univ of KS Hosp Auth, Var Rate Demand Hlth Fac Rev Bonds (KU Hlth Sys), Ser 2004 0.08 %, 4/1/2014 914367BN6 09/01/2034 Short-Term Securities 3,940,000 $3,940,000.00 0.01 %
WI Hlth and Edu Fac Auth, Wheaton Franciscan Svc, Inc., Sys Var Rate Rev Bonds, Ser 2003B (GTD by U.S. Bank N.A.) 0.06 %, 4/7/2014 97710VND6 08/15/2033 Short-Term Securities 4,500,000 $4,500,000.00 0.01 %
BMW U.S. Capital LLC (GTD BMW AG) 0.09 %, 4/10/2014 0556C3DA6 04/10/2014 Short-Term Securities 3,235,000 $3,234,910.00 0.01 %
CA GO Bonds, Ser 2005A3 (GTD by Bank of America N.A.) 0.06 %, 4/7/2014 13062RG28 05/01/2040 Short-Term Securities 5,000,000 $5,000,000.00 0.01 %
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank N.A.) 0.06 %, 4/7/2014 179027VK0 06/01/2037 Municipal Obligations -Taxable 1,905,000 $1,905,000.00 0.01 %
Campbell Soup Co. 0.09 %, 4/10/2014 13443DDA4 04/10/2014 Short-Term Securities 2,730,000 $2,729,932.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 4/2/2014 690353YY7 09/30/2031 Short-Term Securities 4,200,000 $4,200,000.00 0.01 %
Apple, Inc., USD505.00, 10/17/2014 APLOOC505 Call Options 960 $4,848,000.00 0.01 %
CA GO Notes, Ser B-6 (Taxable), (GTD by Bank of America N.A.) 0.14 %, 5/1/2014 13068KAA5 05/01/2014 Short-Term Securities 4,000,000 $4,000,000.00 0.01 %
Government National Mortgage Association Agency REMIC/CMO 7.00 %, 5/20/2033 38373QSA0 United States Government Agency Obligations 2,237,153 $556,322.00 0.01 %
ICICI Bank Ltd. (GTD by Wells Fargo Bank N.A.) 0.14 %, 4/4/2014 44928ND45 04/04/2014 Short-Term Securities 2,883,000 $2,882,955.00 0.01 %
Bank of America N.A. 0.19 %, 5/22/2014 06052W5G4 05/22/2014 Short-Term Securities 2,000,000 $1,999,971.00 0.01 %
Dow Chemical Co. (The), USD50.00, 6/20/2014 DOW6OC50 Call Options 11,934 $1,754,298.00 0.00 %
ConocoPhillips, USD72.50, 8/15/2014 COP8OC72 Call Options 13,524 $1,731,072.00 0.00 %
Gilead Sciences, Inc., USD90.00, 5/16/2014 GIL5OC90 Call Options 10,740 $118,140.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2033 31393EJP5 United States Government Agency Obligations 1,136,139 $184,727.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 5/15/2033 31393QZF2 United States Government Agency Obligations 599,038 $110,236.00 0.00 %
Apple, Inc., USD565.00, 4/18/2014 APL4OC565 Call Options 240 $21,120.00 0.00 %
Amazon.com, Inc., USD380.00, 5/16/2014 AMZ5OC38 Call Options 2,467 $949,795.00 0.00 %
Boeing Co. (The), USD130.00, 5/16/2014 BA5OC130 Call Options 5,568 $1,030,080.00 0.00 %
CBS Corp., Class B, USD66.00, 4/18/2014 CBS4OC66 Call Options 9,946 $248,650.00 0.00 %
CBS Corp., Class B, USD65.00, 4/18/2014 CBS4OC65 Call Options 9,946 $298,380.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 4/15/2019 31395KGL1 United States Government Agency Obligations 638 $0.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 11/25/2036 31396LVQ0 United States Government Agency Obligations 2,192,217 $376,494.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.00 %, 11/25/2023 31394BM27 United States Government Agency Obligations 9,802 $1.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 1/15/2033 31393JES3 United States Government Agency Obligations 333,469 $53,940.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 9/15/2017 31392WNY2 United States Government Agency Obligations 179,992 $4,210.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 3/15/2023 31393PEQ3 United States Government Agency Obligations 406,878 $43,380.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.00 %, 7/20/2033 38374KUS0 United States Government Agency Obligations 11,382 $377.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 7/20/2035 38374LUZ2 United States Government Agency Obligations 719,780 $129,619.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 11/20/2033 38374KVN0 United States Government Agency Obligations 88,279 $4,091.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 3/20/2032 38374L7J4 United States Government Agency Obligations 393,835 $18,822.00 0.00 %
JPMorgan Chase & Co. 4.65 %, 6/1/2014 46625HHN3 06/01/2014 Short-Term Securities 300,000 $302,094.00 0.00 %
Adobe Systems, Inc., USD72.50, 7/18/2014 ADB7OC72 Call Options 5,412 $733,326.00 0.00 %
Texas Instruments, Inc., USD47.00, 7/18/2014 TXN7OC47 Call Options 8,276 $1,564,164.00 0.00 %
Alliance Data Systems Corp., USD290.00, 6/20/2014 ADS6OC290 Call Options 1,275 $981,750.00 0.00 %
Nikkei 225 Index, JPY15,750.00, 4/11/2014 NKY4OC157 Call Options 398 $69,409.00 0.00 %
DIRECTV, USD80.00, 6/20/2014 DTV6OC80 Call Options 3,325 $977,550.00 0.00 %
QUALCOMM, Inc., USD82.50, 6/20/2014 QCO6OC825 Call Options 11,152 $1,221,144.00 0.00 %
Ecolab, Inc. 0.21 %, 4/7/2014 27886MD75 04/07/2014 Short-Term Securities 1,593,000 $1,592,938.00 0.00 %
Roche Holdings AG, Genusscheine, CHF280.00, 12/19/2014 RODOC280 Call Options 1,378 $1,372,466.00 0.00 %
S&P 500 Index, USD1,825.00, 4/4/2014 SPX4P1825 Put Options 3,981 $666,818.00 0.00 %
S&P 500 Index, USD1,725.00, 4/4/2014 SPX4P1725 Put Options 3,981 $59,715.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 12/25/2033 31394ENA2 United States Government Agency Obligations 666,881 $47,645.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 5/15/2018 31393R7G9 United States Government Agency Obligations 528,772 $40,751.00 0.00 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Carle Fndtn), Ser 2009 (GTD by JPMorgan Chase Bank N.A.) 0.07 %, 4/7/2014 45200FVH9 02/15/2033 Short-Term Securities 855,000 $855,000.00 0.00 %
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by U.S. Government) 0.07 %, 4/7/2014 13077V6N7 11/15/2037 Municipal Obligations -Taxable 1,443,000 $1,443,000.00 0.00 %
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GA Power Co. Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Co.) 0.08 %, 4/1/2014 610530EU7 11/01/2048 Municipal Obligations -Taxable 1,465,000 $1,465,000.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 4/25/2034 31393XJD0 United States Government Agency Obligations 1,206,255 $203,043.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 6/25/2023 31393CZK2 United States Government Agency Obligations 594,553 $85,543.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 10/15/2025 31396CP53 United States Government Agency Obligations 744,914 $111,471.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 6.00 %, 11/15/2035 31396FJ20 United States Government Agency Obligations 604,190 $113,061.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2035 31394E3T3 United States Government Agency Obligations 1,248,096 $216,481.00 0.00 %
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