Waddell & Reed

Total Portfolio Holdings

Ivy Asset Strategy Fund

Updated as of 12/31/2013
Name CUSIP Type Shares or Principal Amount Market Value Percent of Net Assets
Gold GOLD BULL Bullion 1,840,157 $2,216,193,036.00 6.40 %
Galaxy Entertainment Group 6465874 Common Stocks 229,601,000 $2,059,341,211.00 5.95 %
Sands China Ltd. B5B23W2 Common Stocks 198,931,617 $1,625,203,814.00 4.69 %
Wynn Resorts Ltd. 983134107 Common Stocks 5,550,939 $1,078,047,863.00 3.11 %
AIA Group Ltd. B4TX8S1 Common Stocks 187,802,500 $942,124,660.00 2.72 %
Delta Topco Ltd. DELTA5678 Common Stocks 718,554,630 $847,517,941.00 2.45 %
Media Group Holdings LLC SBPHOLDNG Common Stocks 381,200 $818,616,968.00 2.36 %
CBS Corp., Class B 124857202 Common Stocks 12,748,600 $812,595,764.00 2.35 %
Cisco Systems, Inc. 17275R102 Common Stocks 26,648,200 $598,252,090.00 1.73 %
Delta Topco Ltd. 10.00 %, 11/24/2060 DELTA2345 Corporate Debt Securities 594,107,406 $594,107,406.00 1.71 %
Phillips 66 718546104 Common Stocks 5,998,197 $462,640,935.00 1.33 %
Legend Pictures LLC LEGEND001 Common Stocks 190,354 $421,858,770.00 1.22 %
Hyundai Motor Co. 6451055 Common Stocks 1,851,992 $415,024,502.00 1.20 %
Tencent Holdings Ltd. B01CT30 Common Stocks 6,453,800 $411,648,953.00 1.19 %
Mizuho Financial Group, Inc. 6591014 Common Stocks 187,444,300 $405,823,762.00 1.17 %
Blackstone Group L.P. (The) 09253U108 Common Stocks 12,253,130 $385,973,595.00 1.11 %
Panasonic Corp. 6572707 Common Stocks 33,141,100 $385,193,300.00 1.11 %
Philip Morris International, Inc. 718172109 Common Stocks 4,392,700 $382,735,951.00 1.11 %
Starwood Hotels & Resorts Worldwide, Inc. 85590A401 Common Stocks 4,773,995 $379,293,903.00 1.10 %
Nielsen Holdings N.V. N63218106 Common Stocks 8,335,300 $382,506,917.00 1.10 %
Kabushiki Kaisha Mitsubishi Tokyo Financial Group 6335171 Common Stocks 57,301,600 $377,621,407.00 1.09 %
Sumitomo Mitsui Financial Group, Inc. 6563024 Common Stocks 7,297,100 $375,560,555.00 1.08 %
Plains GP Holdings L.P., Class A 72651A108 Common Stocks 13,698,600 $366,711,522.00 1.06 %
Sony Corp. 6821506 Common Stocks 21,097,400 $365,813,811.00 1.06 %
Cognizant Technology Solutions Corp., Class A 192446102 Common Stocks 3,622,935 $365,843,976.00 1.06 %
Sumitomo Mitsui Trust Holdings, Inc. 6431897 Common Stocks 66,825,000 $351,543,538.00 1.02 %
Legendary Pictures Funding LLC and Legendary Finance, Inc. 8.00 %, 3/15/2018 52469UAB4 Corporate Debt Securities 351,700,000 $351,700,000.00 1.02 %
ConocoPhillips 20825C104 Common Stocks 4,930,195 $348,318,277.00 1.01 %
Intuit, Inc. 461202103 Common Stocks 4,436,106 $338,563,610.00 0.98 %
Hitachi, Ltd. 6429104 Common Stocks 43,637,000 $329,836,217.00 0.95 %
Apple, Inc. 037833100 Common Stocks 584,100 $327,744,351.00 0.95 %
Nomura Holdings, Inc. 6643108 Common Stocks 40,180,300 $308,668,338.00 0.90 %
Pfizer, Inc. 717081103 Common Stocks 9,892,900 $303,019,527.00 0.87 %
Canon Inc. 6172323 Common Stocks 9,499,400 $300,379,850.00 0.87 %
News Corp. Ltd., Class A 90130A101 Common Stocks 8,395,400 $295,350,172.00 0.85 %
Prudential Financial, Inc. 744320102 Common Stocks 3,208,400 $295,878,648.00 0.85 %
MetLife, Inc. 59156R108 Common Stocks 5,443,400 $293,508,128.00 0.85 %
American International Group, Inc. 026874784 Common Stocks 5,640,900 $287,967,945.00 0.83 %
Bayerische Motoren Werke AG 5756029 Common Stocks 2,388,600 $280,033,694.00 0.81 %
KKR & Co. L.P. 48248M102 Common Stocks 11,318,200 $275,484,988.00 0.80 %
Goldman Sachs Group, Inc. (The) 38141G104 Common Stocks 1,451,900 $257,363,794.00 0.74 %
ASML Holding N.V., Ordinary Shares B929F46 Common Stocks 2,627,841 $245,973,726.00 0.71 %
Continental AG 4598589 Common Stocks 1,056,700 $231,720,980.00 0.67 %
Toyota Motor Corp. 6900643 Common Stocks 3,744,500 $228,275,472.00 0.66 %
European Aeronautic Defence and Space Co. 4012250 Common Stocks 2,862,830 $219,802,645.00 0.64 %
Axa S.A. 7088429 Common Stocks 7,881,200 $219,120,996.00 0.63 %
Texas Instruments, Inc. 882508104 Common Stocks 4,981,800 $218,750,838.00 0.63 %
Occidental Petroleum Corp. 674599105 Common Stocks 2,222,800 $211,388,280.00 0.61 %
Allianz AG, Registered Shares 5231485 Common Stocks 1,157,500 $207,566,550.00 0.60 %
Applied Materials, Inc. 038222105 Common Stocks 11,708,400 $207,121,596.00 0.60 %
Dow Chemical Co. (The) 260543103 Common Stocks 4,353,700 $193,304,280.00 0.56 %
Fuji Heavy Industries Ltd. 6356406 Common Stocks 6,601,800 $189,007,948.00 0.55 %
Swiss Re Ltd. B545MG5 Common Stocks 2,070,700 $190,461,224.00 0.55 %
Microsoft Corp. 594918104 Common Stocks 5,075,800 $189,987,194.00 0.54 %
Formula One Holdings Ltd. and Alpha Topco Ltd. 9.25 %, 10/16/2019 BL0534XXX 00001 Senior Loans 176,800,000 $184,093,000.00 0.53 %
NTT DoCoMo, Inc. 6129277 Common Stocks 11,019,800 $180,506,647.00 0.52 %
Comcast Corp., Class A 20030N101 Common Stocks 3,353,600 $174,269,824.00 0.51 %
Zurich Financial Services, Registered Shares 5983816 Common Stocks 597,000 $172,999,832.00 0.50 %
Oracle Corp. 68389X105 Common Stocks 4,214,000 $161,227,640.00 0.47 %
Apollo Global Management LLC 037612306 Common Stocks 5,041,950 $159,376,040.00 0.46 %
Wells Fargo & Co. 949746101 Common Stocks 3,448,200 $156,548,280.00 0.45 %
Hutchison Whampoa Ltd., Ordinary Shares 6448068 Common Stocks 11,406,000 $155,035,580.00 0.45 %
LyondellBasell Industries N.V., Class A N53745100 Common Stocks 1,726,500 $138,603,420.00 0.40 %
Prada S.p.A. B4PFFW4 Common Stocks 15,266,400 $135,844,834.00 0.39 %
Amgen, Inc. 031162100 Common Stocks 1,160,500 $132,482,680.00 0.38 %
ING Groep N.V., Certicaaten Van Aandelen 7154182 Common Stocks 9,092,400 $126,335,452.00 0.36 %
Central Japan Railway Company 6183552 Common Stocks 1,025,300 $120,531,896.00 0.35 %
Gilead Sciences, Inc. 375558103 Common Stocks 1,596,400 $119,969,460.00 0.35 %
DaimlerChrysler AG, Registered Shares 5529027 Common Stocks 1,370,400 $118,583,244.00 0.34 %
Activision Blizzard, Inc. 00507V109 Common Stocks 6,284,900 $112,059,767.00 0.32 %
Japan Airlines Corp. B8BRV46 Common Stocks 2,177,300 $107,304,026.00 0.31 %
Federal Home Loan Bank 0.05 %, 2/28/2014 313385TR7 02/28/2014 Short-Term Securities 100,000,000 $99,991,972.00 0.30 %
Exxon Mobil Corporation 0.05 %, 1/27/2014 30229BAT4 01/27/2014 Short-Term Securities 100,000,000 $99,996,250.00 0.30 %
Boeing Co. (The) 097023105 Common Stocks 739,700 $100,961,653.00 0.29 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.10 %, 1/9/2014 02665KA98 01/09/2014 Short-Term Securities 97,465,000 $97,462,750.00 0.29 %
FUJIFILM Holdings Corp. 6356525 Common Stocks 3,564,400 $100,897,127.00 0.29 %
Anheuser-Busch InBev S.A. ADR 03524A108 Common Stocks 917,500 $97,677,050.00 0.28 %
Amazon.com, Inc. 023135106 Common Stocks 237,800 $94,832,262.00 0.27 %
Renault S.A. 4712798 Common Stocks 1,128,200 $90,718,517.00 0.26 %
International Business Machines Corporation 459200101 Common Stocks 486,500 $91,252,805.00 0.26 %
Wal-Mart Stores, Inc. 0.06 %, 1/6/2014 93114FA61 01/06/2014 Short-Term Securities 83,000,000 $82,999,103.00 0.25 %
Citibank, N.A. 0.17 %, 3/3/2014 17304UMU1 03/03/2014 Short-Term Securities 80,000,000 $80,005,504.00 0.24 %
Accenture plc, Class A G1151C101 Common Stocks 1,019,000 $83,782,180.00 0.24 %
Dynam Japan Holdings Co. Ltd. B74FH64 Common Stocks 23,540,200 $82,420,906.00 0.24 %
Samsung Electronics Co. Ltd. 6771720 Common Stocks 63,600 $82,682,712.00 0.24 %
Citigroup, Inc. 172967424 Common Stocks 1,570,800 $81,854,388.00 0.24 %
Federal Home Loan Bank 0.07 %, 2/7/2014 313385SU1 02/07/2014 Short-Term Securities 80,000,000 $79,994,087.00 0.23 %
Roche Holdings AG, Genusscheine 7110388 Common Stocks 287,500 $80,315,005.00 0.22 %
PepsiCo, Inc. 0.06 %, 2/10/2014 71344UBA6 02/10/2014 Short-Term Securities 75,000,000 $74,994,876.00 0.22 %
Biogen Idec, Inc. 09062X103 Common Stocks 255,900 $71,588,025.00 0.21 %
AstraZeneca plc 0989529 Common Stocks 1,204,800 $71,314,791.00 0.21 %
TCS Group Holding plc, GDR BF233R9 Common Stocks 4,681,593 $69,989,815.00 0.20 %
Toronto-Dominion Holdings USA Inc. (GTD by TorontoDominion Bank) 0.11 %, 1/15/2014 89116FAF7 01/15/2014 Short-Term Securities 70,000,000 $69,996,698.00 0.20 %
British Sky Broadcasting Group plc 0141192 Common Stocks 5,008,800 $70,004,425.00 0.20 %
Time Warner Cable, Inc. 88732J207 Common Stocks 495,800 $67,180,900.00 0.19 %
Corporacion Andina de Fomento 0.15 %, 1/28/2014 2198X3AU1 01/28/2014 Corporate Obligations 54,500,000 $54,493,881.00 0.16 %
Toronto-Dominion Holdings USA Inc. (GTD by TorontoDominion Bank) 0.12 %, 1/27/2014 89116FAT7 01/27/2014 Short-Term Securities 55,000,000 $54,995,055.00 0.16 %
ICICI Bank Limited (GTD by Wells Fargo Bank, N.A.) 0.14 %, 1/21/2014 44928NAM8 01/21/2014 Corporate Obligations 54,000,000 $53,995,277.00 0.16 %
Ricoh Company, Ltd. 6738220 Common Stocks 4,878,000 $51,786,193.00 0.15 %
BNP Paribas 7309681 Common Stocks 668,500 $52,098,672.00 0.15 %
Pfizer Inc. 0.07 %, 3/12/2014 71708FCC4 03/12/2014 Short-Term Securities 53,205,000 $53,197,972.00 0.15 %
Adobe Systems, Inc. 00724F101 Common Stocks 880,300 $52,712,364.00 0.15 %
Medtronic, Inc. 0.13 %, 3/18/2014 58505FCJ1 03/18/2014 Short-Term Securities 49,000,000 $48,986,060.00 0.14 %
Siemens Capital Company LLC (GTD by Siemens AG) 0.08 %, 1/30/2014 82619UAW4 01/30/2014 Short-Term Securities 50,000,000 $49,996,667.00 0.14 %
Anheuser-Busch InBev Worldwide Inc. (GTD by AB INBEV/BBR/COB) 0.22 %, 2/14/2014 03523LBE4 02/14/2014 Short-Term Securities 48,450,000 $48,436,725.00 0.14 %
Medtronic, Inc. 0.11 %, 3/4/2014 58505FC44 03/04/2014 Short-Term Securities 50,000,000 $49,990,025.00 0.14 %
Abbott Laboratories 002824100 Common Stocks 1,220,500 $46,781,765.00 0.14 %
Ping An Insurance (Group) Co. of China Ltd., A Shares B1SVWB6 Common Stocks 6,886,971 $47,472,423.00 0.14 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.16 %, 1/9/2014 3773E3A98 01/09/2014 Short-Term Securities 49,000,000 $48,998,000.00 0.14 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.07 %, 1/8/2014 64105SA81 01/08/2014 Short-Term Securities 46,000,000 $45,999,284.00 0.13 %
St. Jude Medical, Inc. 0.16 %, 1/24/2014 8522W3AQ6 01/24/2014 Corporate Obligations 45,700,000 $45,695,125.00 0.13 %
Danaher Corporation 0.11 %, 1/17/2014 23585MAH9 01/17/2014 Short-Term Securities 46,000,000 $45,997,903.00 0.13 %
John Deere Canada ULC (GTD by Deere & Company) 0.10 %, 1/10/2014 24423JAA5 01/10/2014 Short-Term Securities 40,000,000 $39,998,918.00 0.12 %
Bank of Nova Scotia 0.19 %, 3/27/2014 06416KCT5 03/27/2014 Short-Term Securities 40,000,000 $39,981,940.00 0.12 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.11 %, 1/10/2014 3773E3AA5 01/10/2014 Short-Term Securities 40,000,000 $39,998,238.00 0.12 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.08 %, 1/15/2014 64105SAF5 01/15/2014 Short-Term Securities 40,000,000 $39,998,665.00 0.12 %
Wisconsin Gas LLC 0.11 %, 1/6/2014 97670SA60 01/06/2014 Short-Term Securities 40,000,000 $39,999,264.00 0.12 %
International Business Machines Corporation 0.05 %, 1/16/2014 45920GAG1 01/16/2014 Short-Term Securities 40,000,000 $39,999,024.00 0.12 %
Toronto-Dominion Holdings USA Inc. (GTD by TorontoDominion Bank) 0.04 %, 1/29/2014 89116FAV2 01/29/2014 Short-Term Securities 40,000,000 $39,998,711.00 0.12 %
Emerson Electric Co. 0.10 %, 3/19/2014 29101BCK6 03/19/2014 Short-Term Securities 40,000,000 $39,991,160.00 0.12 %
Exxon Mobil Corporation 0.02 %, 1/6/2014 30229BA64 01/06/2014 Short-Term Securities 40,000,000 $39,999,867.00 0.12 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser E (GTD by Chevron Corp.) 0.02 %, 1/1/2014 60528ACH5 11/01/2035 Short-Term Securities 38,894,000 $38,894,000.00 0.11 %
Pfizer Inc. 0.06 %, 3/5/2014 71708FC59 03/05/2014 Short-Term Securities 36,676,000 $36,671,892.00 0.11 %
John Deere Financial Limited (GTD by John Deere Capital Corporation) 0.10 %, 1/16/2014 24423NAG3 01/16/2014 Short-Term Securities 37,000,000 $36,998,436.00 0.11 %
Anheuser-Busch InBev Worldwide Inc. (GTD by AB INBEV/BBR/COB) 0.24 %, 1/13/2014 03523LAD7 01/13/2014 Corporate Obligations 36,266,000 $36,262,844.00 0.10 %
ACE Ltd. H0023R105 Common Stocks 308,100 $31,897,593.00 0.10 %
Army & Air Force Exchange Service 0.08 %, 1/8/2014 04249LA89 01/08/2014 Short-Term Securities 35,000,000 $34,999,377.00 0.10 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/7/2014 690353WV5 10/15/2027 Short-Term Securities 35,000,000 $35,000,000.00 0.10 %
Merck & Co., Inc. 0.05 %, 1/15/2014 58934BAF1 01/15/2014 Short-Term Securities 35,000,000 $34,999,271.00 0.10 %
Banco del Estado de Chile 0.21 %, 2/18/2014 05962PE62 02/18/2014 Short-Term Securities 35,000,000 $35,001,426.00 0.10 %
CA GO Bonds, Ser 2004B6 (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2014 13063A6L3 05/01/2034 Short-Term Securities 30,000,000 $30,000,000.00 0.09 %
L Air Liquide S.A. 0.18 %, 1/31/2014 00912UAX8 01/31/2014 Short-Term Securities 30,000,000 $29,995,383.00 0.09 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.18 %, 1/21/2014 41282KAM0 01/21/2014 Short-Term Securities 30,000,000 $29,995,965.00 0.09 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007B (GTD by Chevron Corp.) 0.02 %, 1/1/2014 60528AAT1 12/01/2030 Municipal Obligations -Taxable 32,640,000 $32,640,000.00 0.09 %
United Technologies Corporation 0.06 %, 1/6/2014 91302DA62 01/06/2014 Short-Term Securities 31,000,000 $30,999,690.00 0.09 %
Toronto-Dominion Holdings USA Inc. (GTD by TorontoDominion Bank) 0.12 %, 1/14/2014 89116FAE0 01/14/2014 Short-Term Securities 30,000,000 $29,998,903.00 0.09 %
McCormick & Co. Inc. 0.25 %, 2/28/2014 57978DBU2 02/28/2014 Short-Term Securities 30,000,000 $29,987,662.00 0.09 %
Corporacion Andina de Fomento 0.12 %, 2/10/2014 2198X3BA4 02/10/2014 Short-Term Securities 30,000,000 $29,995,898.00 0.09 %
Bank of Nova Scotia 0.14 %, 3/10/2014 06416KCA6 03/10/2014 Short-Term Securities 30,000,000 $29,991,720.00 0.09 %
Becton Dickinson & Co. 0.15 %, 1/17/2014 07588SAH6 01/17/2014 Short-Term Securities 30,000,000 $29,997,876.00 0.09 %
Corporacion Andina de Fomento 0.09 %, 1/9/2014 2198X3A98 01/09/2014 Short-Term Securities 30,000,000 $29,999,325.00 0.09 %
Coca-Cola Company (The) 0.09 %, 3/6/2014 19121BC64 03/06/2014 Short-Term Securities 30,000,000 $29,994,963.00 0.09 %
Diageo Capital plc (GTD by Diageo plc) 0.28 %, 2/18/2014 2524H5BJ5 02/18/2014 Short-Term Securities 30,000,000 $29,988,749.00 0.09 %
Google Inc. 0.06 %, 3/4/2014 38259LC41 03/04/2014 Short-Term Securities 27,000,000 $26,997,071.00 0.08 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.10 %, 1/13/2014 3773E3AD9 01/13/2014 Short-Term Securities 28,424,000 $28,422,974.00 0.08 %
Emerson Electric Co. 0.09 %, 2/27/2014 29101BBT8 02/27/2014 Short-Term Securities 27,000,000 $26,995,977.00 0.08 %
Bank of Nova Scotia 0.19 %, 3/26/2014 06416KCS7 03/26/2014 Short-Term Securities 28,000,000 $27,987,638.00 0.08 %
Citibank, N.A. 0.17 %, 3/4/2014 17304UNC0 03/04/2014 Short-Term Securities 26,500,000 $26,501,855.00 0.08 %
Abbott Laboratories 0.07 %, 2/20/2014 00282DBL3 02/20/2014 Short-Term Securities 27,761,000 $27,758,121.00 0.08 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012A (GTD by U.S. Bank N.A.) 0.03 %, 1/1/2014 463612GB1 09/01/2051 Short-Term Securities 28,250,000 $28,250,000.00 0.08 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2010J (GTD by Chevron Corp.) 0.02 %, 1/1/2014 60528ACA0 11/01/2035 Municipal Obligations -Taxable 26,838,000 $26,838,000.00 0.08 %
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2014 966769CY5 06/01/2036 Short-Term Securities 26,375,000 $26,375,000.00 0.08 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.07 %, 1/6/2014 64105SA65 01/06/2014 Short-Term Securities 27,000,000 $26,999,708.00 0.08 %
Toronto-Dominion Holdings USA Inc. (GTD by Toronto Dominion Bank) 0.12 %, 2/4/2014 89116FB41 02/04/2014 Short-Term Securities 29,000,000 $28,996,615.00 0.08 %
Toronto-Dominion Holdings USA Inc. (GTD by TorontoDominion Bank) 0.12 %, 1/9/2014 89116FA91 01/09/2014 Corporate Obligations 28,500,000 $28,499,399.00 0.08 %
Toronto-Dominion Holdings USA Inc. (GTD by TorontoDominion Bank) 0.12 %, 1/6/2014 89116FA67 01/06/2014 Short-Term Securities 25,000,000 $24,999,500.00 0.07 %
St. Jude Medical, Inc. 0.15 %, 1/15/2014 8522W3AF0 01/15/2014 Short-Term Securities 25,000,000 $24,998,438.00 0.07 %
PepsiCo, Inc. 0.06 %, 2/3/2014 71344UB32 02/03/2014 Short-Term Securities 25,000,000 $24,998,584.00 0.07 %
Illinois Tool Works Inc. 0.07 %, 1/10/2014 4523EMAA1 01/10/2014 Short-Term Securities 25,000,000 $24,999,514.00 0.07 %
Medtronic, Inc. 0.14 %, 3/25/2014 58505FCR3 03/25/2014 Short-Term Securities 25,000,000 $24,991,718.00 0.07 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.06 %, 1/13/2014 64105SAD0 01/13/2014 Short-Term Securities 25,000,000 $24,999,368.00 0.07 %
Verizon Communications Inc. 0.18 %, 1/9/2014 92344MA94 01/09/2014 Short-Term Securities 25,000,000 $24,998,875.00 0.07 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.02 %, 1/1/2014 60528AAV6 12/01/2030 Municipal Obligations -Taxable 25,175,000 $25,175,000.00 0.07 %
CA Pollutn Ctl Fin Auth, Pollutn Ctl Rfdg Rev Bonds (Pacific Gas and Elec Co.), Ser C (GTD by JPMorgan Chase Bank N.A.) 0.02 %, 1/1/2014 130534XA3 11/01/2026 Municipal Obligations -Taxable 22,701,300 $22,701,300.00 0.07 %
MI Strategic Fund, Var Rate Demand Ltd. Oblig Rev Bonds (Air Products and Chemicals, Inc. Proj), Ser 2007 (GTD by Bank of New York (The)) 0.04 %, 1/1/2014 594698DF6 12/01/2042 Municipal Obligations -Taxable 23,877,000 $23,877,000.00 0.07 %
Verizon Communications Inc. 0.19 %, 1/13/2014 92344MAD5 01/13/2014 Short-Term Securities 25,000,000 $24,998,266.00 0.07 %
Wal-Mart Stores, Inc. 0.07 %, 1/7/2014 93114FA79 01/07/2014 Short-Term Securities 25,000,000 $24,999,660.00 0.07 %
KION Holding 1 GmbH BB22L96 Common Stocks 596,142 $25,198,051.00 0.07 %
Illinois Tool Works Inc. 0.08 %, 1/8/2014 4523EMA86 01/08/2014 Short-Term Securities 24,000,000 $23,999,596.00 0.07 %
Bank of America, N.A. 0.19 %, 3/17/2014 06052W2P7 03/17/2014 Short-Term Securities 25,000,000 $24,998,945.00 0.07 %
Walt Disney Company (The) 0.06 %, 2/28/2014 2546R3BU7 02/28/2014 Short-Term Securities 25,000,000 $24,997,542.00 0.07 %
Virginia Electric and Power Company 0.26 %, 1/9/2014 92780KA99 01/09/2014 Short-Term Securities 25,000,000 $24,998,375.00 0.07 %
Becton Dickinson & Co. 0.15 %, 1/21/2014 07588SAM5 01/21/2014 Short-Term Securities 25,000,000 $24,997,813.00 0.07 %
Army & Air Force Exchange Service 0.14 %, 2/10/2014 04249LBA3 02/10/2014 Short-Term Securities 25,000,000 $24,995,987.00 0.07 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.11 %, 3/4/2014 02665KC47 03/04/2014 Short-Term Securities 25,000,000 $24,995,013.00 0.07 %
Virginia Electric and Power Company 0.27 %, 1/21/2014 92780KAM0 01/21/2014 Short-Term Securities 25,000,000 $24,995,992.00 0.07 %
Banco del Estado de Chile 0.20 %, 2/27/2014 05962PG86 02/27/2014 Short-Term Securities 25,000,000 $25,000,818.00 0.07 %
Bank of Nova Scotia 0.13 %, 2/27/2014 06416KBT6 02/27/2014 Short-Term Securities 25,000,000 $24,994,882.00 0.07 %
Banco del Estado de Chile 0.21 %, 2/21/2014 05962PF95 02/21/2014 Short-Term Securities 25,000,000 $25,001,117.00 0.07 %
Corporacion Andina de Fomento 0.15 %, 1/21/2014 2198X3AM9 01/21/2014 Short-Term Securities 25,000,000 $24,997,798.00 0.07 %
John Deere Financial Inc. (GTD by John Deere Capital Corporation) 0.10 %, 1/8/2014 24422DA84 01/08/2014 Short-Term Securities 25,000,000 $24,999,473.00 0.07 %
John Deere Canada ULC (GTD by Deere & Company) 0.10 %, 1/8/2014 24423JA80 01/08/2014 Corporate Obligations 23,500,000 $23,499,478.00 0.07 %
Air Products and Chemicals, Inc. 0.17 %, 2/5/2014 00915TB58 02/05/2014 Short-Term Securities 20,000,000 $19,996,581.00 0.06 %
Bank of America, N.A. 0.17 %, 1/21/2014 06052WV91 01/21/2014 Corporate Obligations 21,000,000 $20,999,632.00 0.06 %
L Air Liquide S.A. 0.18 %, 1/24/2014 00912UAQ3 01/24/2014 Short-Term Securities 20,000,000 $19,997,617.00 0.06 %
Ecolab Inc. 0.22 %, 1/30/2014 27886MAW3 01/30/2014 Short-Term Securities 20,000,000 $19,996,333.00 0.06 %
Army & Air Force Exchange Service 0.15 %, 3/11/2014 04249LCB0 03/11/2014 Short-Term Securities 21,650,000 $21,643,685.00 0.06 %
Air Products and Chemicals, Inc. 0.17 %, 2/10/2014 00915TBA7 02/10/2014 Short-Term Securities 20,000,000 $19,996,106.00 0.06 %
Chevron Corporation 0.15 %, 3/11/2014 16677KCB7 03/11/2014 Short-Term Securities 20,000,000 $19,994,166.00 0.06 %
Total Capital Canada Ltd. (GTD by Total S.A.) 0.13 %, 2/3/2014 89153QB33 02/03/2014 Short-Term Securities 22,000,000 $21,997,299.00 0.06 %
Banco del Estado de Chile 0.19 %, 1/6/2014 05962PD30 01/06/2014 Corporate Obligations 22,300,000 $22,300,037.00 0.06 %
NY Hsng Fin Agy, Clinton Park Phase II Hsng Rev Bonds, Ser 2011 A-1 (GTD by Wells Fargo Bank N.A.) 0.04 %, 1/7/2014 64986UKV8 11/01/2049 Municipal Obligations -Taxable 19,084,000 $19,084,000.00 0.06 %
Toyota Motor Credit Corporation 0.10 %, 2/5/2014 89233HB52 02/05/2014 Short-Term Securities 20,000,000 $19,998,000.00 0.06 %
Federal Home Loan Bank 0.04 %, 3/19/2014 313385UL8 03/19/2014 Short-Term Securities 20,000,000 $19,998,320.00 0.06 %
Enbridge Inc. 0.29 %, 1/27/2014 29251VAT3 01/27/2014 Short-Term Securities 19,150,000 $19,145,841.00 0.06 %
Shell International Finance B.V. and Royal Dutch Shell plc (GTD by Royal Dutch Shell plc) 0.06 %, 1/15/2014 8225X3AF9 01/15/2014 Short-Term Securities 20,500,000 $20,499,488.00 0.06 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-1 (GTD by Bank of America N.A.) 0.05 %, 1/7/2014 64986UUZ8 11/01/2046 Short-Term Securities 16,500,000 $16,500,000.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/7/2014 690353XQ5 07/15/2025 United States Government and Government Agency Obligations 18,500,000 $18,500,000.00 0.05 %
General Mills, Inc. 0.15 %, 1/13/2014 3703E1AD0 01/13/2014 Short-Term Securities 17,000,000 $16,999,080.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/7/2014 690353TL1 06/15/2031 United States Government and Government Agency Obligations 18,213,461 $18,213,461.00 0.05 %
Omnicom Group, Inc. 681919106 Common Stocks 242,800 $18,057,036.00 0.05 %
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by Bank of America N.A.) 0.03 %, 1/1/2014 13033F7N4 09/01/2028 Municipal Obligations -Taxable 18,800,000 $18,800,000.00 0.05 %
Clorox Company (The) 0.25 %, 2/5/2014 18905MB57 02/05/2014 Short-Term Securities 16,900,000 $16,895,775.00 0.05 %
BHP Billiton Finance (USA) Limited (GTD by BHP Billiton Limited) 0.51 %, 2/18/2014 055451AM0 02/18/2014 Short-Term Securities 17,925,000 $17,930,933.00 0.05 %
Army & Air Force Exchange Service 0.15 %, 3/10/2014 04249LCA2 03/10/2014 Short-Term Securities 17,000,000 $16,995,145.00 0.05 %
Federal Home Loan Bank 0.06 %, 2/12/2014 313385SZ0 02/12/2014 Short-Term Securities 18,534,000 $18,532,732.00 0.05 %
Coca-Cola Company (The) 0.05 %, 1/3/2014 19121BA33 01/03/2014 Short-Term Securities 16,900,000 $16,899,930.00 0.05 %
Diageo Capital plc (GTD by Diageo plc) 0.18 %, 1/2/2014 2524H5A23 01/02/2014 Short-Term Securities 17,000,000 $16,999,830.00 0.05 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-2 (GTD by Bank of America N.A.) 0.06 %, 1/7/2014 64986UB63 11/01/2046 Corporate Obligations 14,000,000 $14,000,000.00 0.04 %
Muni Elec Auth GA, Gen Resolution Proj Bond Anticipation Notes, Ser A (Taxable), (GTD by Wells Fargo Bank, N.A.) 0.18 %, 1/21/2014 62621HGR6 01/21/2014 Municipal Obligations -Taxable 12,697,000 $12,697,000.00 0.04 %
Wal-Mart Stores, Inc. 0.07 %, 1/13/2014 93114FAD6 01/13/2014 Short-Term Securities 15,000,000 $14,999,621.00 0.04 %
St. Jude Medical, Inc. 0.13 %, 1/21/2014 8522W3AM5 01/21/2014 Short-Term Securities 14,209,000 $14,207,923.00 0.04 %
Illinois Tool Works Inc. 0.10 %, 2/4/2014 4523EMB44 02/04/2014 Short-Term Securities 15,321,000 $15,319,436.00 0.04 %
Illinois Tool Works Inc. 0.07 %, 1/3/2014 4523EMA37 01/03/2014 Short-Term Securities 12,500,000 $12,499,927.00 0.04 %
Danaher Corporation 0.09 %, 1/16/2014 23585MAG1 01/16/2014 Short-Term Securities 15,000,000 $14,999,400.00 0.04 %
Federal Home Loan Bank 0.04 %, 3/21/2014 313385UN4 03/21/2014 Short-Term Securities 14,400,000 $14,398,747.00 0.04 %
Clorox Company (The) 0.27 %, 1/2/2014 18905MA25 01/02/2014 Short-Term Securities 12,800,000 $12,799,808.00 0.04 %
Coca-Cola Company (The) 0.10 %, 3/10/2014 19121BCA5 03/10/2014 Short-Term Securities 15,000,000 $14,997,240.00 0.04 %
Shell International Finance B.V. and Royal Dutch Shell plc (GTD by Royal Dutch Shell plc) 0.05 %, 1/21/2014 8225X3AM4 01/21/2014 Short-Term Securities 15,000,000 $14,999,564.00 0.04 %
Chevron Corporation 0.14 %, 2/24/2014 16677KBQ5 02/24/2014 Short-Term Securities 14,000,000 $13,996,912.00 0.04 %
Coca-Cola Company (The) 0.10 %, 3/11/2014 19121BCB3 03/11/2014 Short-Term Securities 15,000,000 $14,997,171.00 0.04 %
Emerson Electric Co. 0.08 %, 1/22/2014 29101BAN2 01/22/2014 Short-Term Securities 15,000,000 $14,999,266.00 0.04 %
Corporacion Andina de Fomento 0.14 %, 1/22/2014 2198X3AN7 01/22/2014 Short-Term Securities 15,000,000 $14,998,708.00 0.04 %
Exxon Mobil Corporation 0.15 %, 1/21/2014 30229BAM9 01/21/2014 Short-Term Securities 12,500,000 $12,498,899.00 0.04 %
Exxon Mobil Corporation 0.06 %, 1/16/2014 30229BAG2 01/16/2014 Short-Term Securities 13,398,000 $13,397,643.00 0.04 %
NY Hsng Fin Agy, Related West 30th Street Hsng Rev Bonds, Ser 2012 A-1 (GTD by Wells Fargo Bank N.A.) 0.04 %, 1/7/2014 64986UMC8 05/01/2045 Municipal Obligations -Taxable 12,200,000 $12,200,000.00 0.04 %
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.) 0.06 %, 1/7/2014 41415WBT8 02/15/2042 Short-Term Securities 13,500,000 $13,500,000.00 0.04 %
MA Hlth and Edu Fac Auth, Var Rate Rev Bonds, Dana-Farber Cancer Institute Issue, Ser 2008L-1 (GTD by JPMorgan Chase Bank N.A.) 0.04 %, 1/7/2014 57586CY90 12/01/2046 Short-Term Securities 14,600,000 $14,600,000.00 0.04 %
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank N.A.) 0.04 %, 1/7/2014 801642BN8 02/01/2044 Short-Term Securities 14,751,000 $14,751,000.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/7/2014 690353UW5 03/15/2032 Short-Term Securities 10,201,282 $10,201,282.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/7/2014 690353VT1 06/15/2032 Short-Term Securities 11,574,359 $11,678,748.00 0.04 %
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron USA, Inc. Proj), Ser 2010C (GTD by Chevron Corp.) 0.01 %, 1/1/2014 13048TGV9 11/01/2035 Municipal Obligations -Taxable 12,386,000 $12,386,000.00 0.04 %
Allstate Corporation (The) 020002101 Common Stocks 282,400 $15,402,096.00 0.04 %
Becton Dickinson & Co. 0.29 %, 1/9/2014 07588SA94 01/09/2014 Short-Term Securities 15,000,000 $14,999,044.00 0.04 %
FTSE 100 Index, GBP6,700.00, 6/20/2014 UKX6OC670 Call Options 4,767 $15,890,526.00 0.04 %
FTSE 100 Index, GBP6,650.00, 3/21/2014 UKX3OC665 Call Options 4,767 $13,656,538.00 0.04 %
International Business Machines Corporation 0.03 %, 1/22/2014 45920GAN6 01/22/2014 Short-Term Securities 14,900,000 $14,899,727.00 0.04 %
ICICI Bank Limited (GTD by Wells Fargo Bank, N.A.) 0.43 %, 2/27/2014 44928GBT7 02/27/2014 Short-Term Securities 15,000,000 $14,989,634.00 0.04 %
Wisconsin Gas LLC 0.12 %, 1/7/2014 97670SA78 01/07/2014 Short-Term Securities 14,000,000 $13,999,665.00 0.04 %
Federal Home Loan Mortgage Corporation 0.07 %, 1/6/2014 313397RL7 01/06/2014 Short-Term Securities 15,000,000 $14,999,927.00 0.04 %
Wisconsin Gas LLC 0.15 %, 1/9/2014 97670SA94 01/09/2014 Short-Term Securities 15,000,000 $14,999,438.00 0.04 %
Wisconsin Gas LLC 0.11 %, 1/8/2014 97670SA86 01/08/2014 Corporate Obligations 15,400,000 $15,399,555.00 0.04 %
Illinois Tool Works Inc. 0.11 %, 1/27/2014 4523EMAT0 01/27/2014 Short-Term Securities 11,700,000 $11,699,035.00 0.03 %
Wisconsin Electric Power Co. 0.15 %, 1/2/2014 97665SA26 01/02/2014 Short-Term Securities 11,000,000 $10,999,914.00 0.03 %
Wisconsin Electric Power Co. 0.17 %, 1/9/2014 97665SA91 01/09/2014 Corporate Obligations 10,000,000 $9,999,600.00 0.03 %
Illinois Tool Works Inc. 0.11 %, 1/21/2014 4523EMAM5 01/21/2014 Short-Term Securities 10,000,000 $9,999,359.00 0.03 %
Enbridge Inc. 0.28 %, 1/16/2014 29251VAG1 01/16/2014 Short-Term Securities 10,000,000 $9,998,756.00 0.03 %
Enbridge Inc. 0.28 %, 1/21/2014 29251VAM8 01/21/2014 Short-Term Securities 10,000,000 $9,998,367.00 0.03 %
General Mills, Inc. 0.15 %, 1/9/2014 3703E1A99 01/09/2014 Short-Term Securities 10,000,000 $9,999,700.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/1/2014 690353WB9 10/15/2032 Short-Term Securities 11,203,418 $11,203,418.00 0.03 %
Circuit of the Americas LLC 6.00 %, 6/30/2017 BL1234555 00001 Senior Loans 11,050,000 $11,050,000.00 0.03 %
NYC GO Bonds, Fiscal 2008 Series L-4 0.03 %, 1/1/2014 64966G4P4 04/01/2038 Short-Term Securities 11,000,000 $11,000,000.00 0.03 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase & Co.) 0.04 %, 1/1/2014 45200FZX0 08/01/2043 Municipal Obligations -Taxable 9,000,000 $9,000,000.00 0.03 %
OR Hsng and Cmnty Svc Dept, Hsng Dev Rev Bonds (Pearl Fam Hsng Proj), Ser 2009B-1 (GTD by U.S. Bank N.A.) 0.05 %, 1/7/2014 68608AAT7 02/01/2042 Short-Term Securities 10,925,000 $10,925,000.00 0.03 %
Fremont (Alameda Cnty, CA), Fremont Public Fin Auth (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2014 357122KV1 08/01/2038 Municipal Obligations -Taxable 9,300,000 $9,300,000.00 0.03 %
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron USA, Inc. Proj), Ser 1992 (GTD by Chevron Corp.) 0.02 %, 1/1/2014 903592AP8 12/01/2022 Municipal Obligations -Taxable 8,767,000 $8,767,000.00 0.03 %
Enbridge Inc. 0.29 %, 1/9/2014 29251VA97 01/09/2014 Short-Term Securities 10,250,000 $10,249,258.00 0.03 %
Army & Air Force Exchange Service 0.16 %, 3/17/2014 04249LCH7 03/17/2014 Short-Term Securities 12,000,000 $11,996,048.00 0.03 %
American Honda Finance Corp. (GTD by Honda Motor Co.) 0.05 %, 1/21/2014 02665KAM9 01/21/2014 Short-Term Securities 10,000,000 $9,999,708.00 0.03 %
Johnson & Johnson 0.06 %, 1/10/2014 47816GAA7 01/10/2014 Short-Term Securities 10,000,000 $9,999,834.00 0.03 %
Banco del Estado de Chile 0.20 %, 3/11/2014 05962PJ59 03/11/2014 Short-Term Securities 12,000,000 $11,999,533.00 0.03 %
Bemis Company, Inc. 0.25 %, 1/21/2014 08143UAM6 01/21/2014 Short-Term Securities 12,000,000 $11,998,250.00 0.03 %
Danaher Corporation 0.09 %, 1/13/2014 23585MAD8 01/13/2014 Short-Term Securities 9,000,000 $8,999,708.00 0.03 %
Banco del Estado de Chile 0.20 %, 3/3/2014 05962PG94 03/03/2014 Short-Term Securities 11,000,000 $10,999,621.00 0.03 %
Mondelez International, Inc. 0.25 %, 1/23/2014 60920WAP5 01/23/2014 Short-Term Securities 11,000,000 $10,998,243.00 0.03 %
Muni Elec Auth GA, Proj One Bond Anticipation Notes, Ser TE-B (Tax-Exempt), (GTD by TD Bank, N.A.) 0.08 %, 1/6/2014 62621FU86 01/06/2014 Short-Term Securities 12,000,000 $12,000,000.00 0.03 %
McCormick & Co. Inc. 0.10 %, 1/2/2014 57978DA25 01/02/2014 Corporate Obligations 10,168,000 $10,167,943.00 0.03 %
Nikkei 225 Index, JPY15,500.00, 1/10/2014 NK1OC155 Call Options 1,468 $9,827,557.00 0.03 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.16 %, 1/8/2014 41282KA81 01/08/2014 Short-Term Securities 10,000,000 $9,999,644.00 0.03 %
Air Products and Chemicals, Inc. 0.10 %, 1/17/2014 00915TAH3 01/17/2014 Short-Term Securities 10,000,000 $9,999,528.00 0.03 %
Banco del Estado de Chile 0.20 %, 2/26/2014 05962PG78 02/26/2014 Short-Term Securities 12,000,000 $12,000,379.00 0.03 %
Air Products and Chemicals, Inc. 0.17 %, 2/11/2014 00915TBB5 02/11/2014 Short-Term Securities 8,000,000 $7,998,404.00 0.02 %
Campbell Soup Company 0.17 %, 2/12/2014 13443DBC2 02/12/2014 Short-Term Securities 8,042,000 $8,040,358.00 0.02 %
Citibank, N.A. 0.17 %, 3/3/2014 17304UMY3 03/03/2014 Short-Term Securities 7,500,000 $7,500,516.00 0.02 %
Emerson Electric Co. 0.10 %, 2/24/2014 29101BBQ4 02/24/2014 Short-Term Securities 7,500,000 $7,498,812.00 0.02 %
Emerson Electric Co. 0.05 %, 2/13/2014 29101BBD3 02/13/2014 Short-Term Securities 8,000,000 $7,999,511.00 0.02 %
Bemis Company, Inc. 0.24 %, 1/15/2014 08143UAF1 01/15/2014 Short-Term Securities 8,143,000 $8,142,186.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/1/2014 690353YG6 11/15/2033 Short-Term Securities 7,500,000 $7,500,000.00 0.02 %
Illinois Tool Works Inc. 0.07 %, 2/6/2014 4523EMB69 02/06/2014 Short-Term Securities 6,838,000 $6,837,508.00 0.02 %
Illinois Tool Works Inc. 0.10 %, 2/3/2014 4523EMB36 02/03/2014 Short-Term Securities 6,000,000 $5,999,433.00 0.02 %
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The)) 0.04 %, 1/7/2014 546398C71 07/01/2047 Short-Term Securities 6,750,000 $6,750,000.00 0.02 %
Fannie Mae Discount Notes 0.05 %, 2/19/2014 313589TG8 02/19/2014 Short-Term Securities 5,671,000 $5,670,624.00 0.02 %
Air Products and Chemicals, Inc. 0.11 %, 2/7/2014 00915TB74 02/07/2014 Short-Term Securities 6,900,000 $6,899,199.00 0.02 %
Peninsula Ports Auth of VA, Coal Terminal Rev Rfdg Bonds (Dominion Terminal Assoc Proj), Ser 1987-A (GTD by U.S. Bank, N.A.) 0.10 %, 2/3/2014 70716RLJ5 02/03/2014 Short-Term Securities 7,000,000 $7,000,000.00 0.02 %
WI Hlth and Edu Fac Auth, Wheaton Franciscan Svc, Inc., Sys Var Rate Rev Bonds, Ser 2003B (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2014 97710VND6 08/15/2033 Short-Term Securities 4,500,000 $4,500,000.00 0.01 %
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ-Ser A-1 (GTD by JPMorgan Chase & Co.) 0.11 %, 1/7/2014 82382LAJ8 12/01/2029 Municipal Obligations -Taxable 1,905,000 $1,905,000.00 0.01 %
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank N.A.) 0.05 %, 1/7/2014 179027VK0 06/01/2037 Municipal Obligations -Taxable 1,905,000 $1,905,000.00 0.01 %
CA GO Bonds, Ser 2005A3 (GTD by Bank of America N.A.) 0.06 %, 1/7/2014 13062RG28 05/01/2040 Short-Term Securities 5,000,000 $5,000,000.00 0.01 %
NY Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2012 A 0.05 %, 1/7/2014 64986UUW5 11/01/2046 Short-Term Securities 5,000,000 $5,000,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/1/2014 690353SR9 10/20/2017 Short-Term Securities 3,000,000 $3,000,000.00 0.01 %
Government National Mortgage Association Agency REMIC/CMO 7.00 %, 5/20/2033 38373QSA0 United States Government Agency Obligations 2,319,808 $582,385.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/7/2014 690353XK8 09/30/2031 Short-Term Securities 4,000,000 $4,000,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.12 %, 1/3/2014 690353VS3 05/15/2030 United States Government and Government Agency Obligations 5,000,000 $5,000,000.00 0.01 %
Cisco Systems, Inc., USD22.00, 1/17/2014 CSC1OC22 Call Options 39,712 $2,005,456.00 0.01 %
Federal Home Loan Bank 0.05 %, 2/21/2014 313385TJ5 02/21/2014 Short-Term Securities 2,650,000 $2,649,812.00 0.01 %
PACCAR Financial Corp. (GTD by PACCAR Inc.) 0.08 %, 2/19/2014 69372BBK5 02/19/2014 Short-Term Securities 3,100,000 $3,099,656.00 0.01 %
Apple Inc., USD575.00, 1/17/2014 APL1OC575 Call Options 3,194 $1,860,505.00 0.01 %
Wisconsin Electric Power Co. 0.16 %, 1/10/2014 97665SAA8 01/10/2014 Corporate Obligations 2,700,000 $2,699,865.00 0.01 %
International Business Machines Corporation 0.02 %, 1/28/2014 45920GAU0 01/28/2014 Short-Term Securities 4,000,000 $3,999,938.00 0.01 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 12/25/2033 31394ENA2 United States Government Agency Obligations 744,209 $70,883.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 5/15/2018 31393R7G9 United States Government Agency Obligations 577,675 $45,342.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 6/25/2023 31393CZK2 United States Government Agency Obligations 635,912 $84,514.00 0.00 %
SPDR Gold Shares, ETF, USD118.00, 2/21/2014 GLD2P118 Put Options 1,688 $742,720.00 0.00 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Carle Fndtn), Ser 2009 (GTD by JPMorgan Chase Bank N.A.) 0.05 %, 1/7/2014 45200FVH9 02/15/2033 Short-Term Securities 855,000 $855,000.00 0.00 %
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GA Power Co. Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Co.) 0.05 %, 1/1/2014 610530EU7 11/01/2048 Municipal Obligations -Taxable 1,465,000 $1,465,000.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 6.00 %, 11/15/2035 31396FJ20 United States Government Agency Obligations 629,526 $118,821.00 0.00 %
JPMorgan Chase & Co. 4.65 %, 6/1/2014 46625HHN3 06/01/2014 Corporate Obligations 300,000 $305,253.00 0.00 %
Applied Materials, Inc., USD19.00, 1/17/2014 AMT1OC19 Call Options 17,456 $69,824.00 0.00 %
Wal-Mart Stores, Inc. 0.05 %, 2/10/2014 93114FBA1 02/10/2014 Short-Term Securities 1,000,000 $999,943.00 0.00 %
Bank of America, N.A. 0.20 %, 2/20/2014 06052WX40 02/20/2014 Short-Term Securities 1,500,000 $1,500,000.00 0.00 %
iShares FTSE China 25 Index Fund, USD42.00, 1/17/2014 FXI1OC42 Call Options 39,711 $99,278.00 0.00 %
Illinois Tool Works Inc. 0.07 %, 2/10/2014 4523EMBA0 02/10/2014 Short-Term Securities 530,000 $529,958.00 0.00 %
Kellogg Co. 0.13 %, 1/8/2014 48783DA86 01/08/2014 Short-Term Securities 1,631,000 $1,630,953.00 0.00 %
Enbridge Inc. 0.30 %, 3/27/2014 29251VCT1 03/27/2014 Short-Term Securities 622,000 $621,560.00 0.00 %
Federal Home Loan Bank 0.01 %, 1/15/2014 313385RV0 01/15/2014 Short-Term Securities 1,613,000 $1,612,993.00 0.00 %
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by U.S. Government) 0.05 %, 1/7/2014 13077V6N7 11/15/2037 Municipal Obligations -Taxable 1,443,000 $1,443,000.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 7/20/2035 38374LUZ2 United States Government Agency Obligations 756,101 $136,425.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 3/15/2023 31393PEQ3 United States Government Agency Obligations 437,912 $45,209.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 11/20/2033 38374KVN0 United States Government Agency Obligations 103,013 $6,152.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 3/20/2032 38374L7J4 United States Government Agency Obligations 454,425 $26,380.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 5/15/2033 31393QZF2 United States Government Agency Obligations 632,880 $124,444.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 4/25/2034 31393XJD0 United States Government Agency Obligations 1,290,278 $241,413.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.00 %, 7/20/2033 38374KUS0 United States Government Agency Obligations 13,916 $649.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2033 31393EJP5 United States Government Agency Obligations 1,231,812 $237,329.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 9/15/2017 31392WNY2 United States Government Agency Obligations 229,340 $6,651.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2035 31394E3T3 United States Government Agency Obligations 1,309,925 $222,082.00 0.00 %
Toyota Motor Credit Corp. 0.09 %, 1/7/2014 892332MN4 Corporate Obligations 1,686,000 $1,686,000.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 1/15/2033 31393JES3 United States Government Agency Obligations 353,159 $57,749.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 4/15/2019 31395KGL1 United States Government Agency Obligations 7,575 $49.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 11/25/2036 31396LVQ0 United States Government Agency Obligations 2,396,737 $438,542.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 10/15/2025 31396CP53 United States Government Agency Obligations 793,874 $113,696.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.00 %, 11/25/2023 31394BM27 United States Government Agency Obligations 41,247 $212.00 0.00 %
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