Waddell & Reed

Total Portfolio Holdings

Ivy Asset Strategy Fund

Updated as of 12/31/2014
Name CUSIP Type Shares or Principal Amount Market Value Percent of Net Assets
Gold GOLD BULL Bullion 1,728,683 $2,044,548,522.00 7.44 %
Galaxy Entertainment Group 6465874 Common Stocks 227,061,000 $1,261,713,295.00 4.59 %
AIA Group Ltd. B4TX8S1 Common Stocks 182,777,100 $1,008,101,201.00 3.67 %
Apple, Inc. 037833100 Common Stocks 7,039,700 $777,042,086.00 2.83 %
Microsoft Corp. 594918104 Common Stocks 15,753,600 $731,754,720.00 2.66 %
Delta Topco Ltd. 10.00 %, 11/24/2060 DELTA2345 Corporate Debt Securities 602,589,482 $602,589,482.00 2.19 %
Delta Topco Ltd. DELTA5678 Common Stocks 718,554,630 $516,481,260.00 1.88 %
Citigroup, Inc. 172967424 Common Stocks 9,424,300 $509,948,873.00 1.85 %
Applied Materials, Inc. 038222105 Common Stocks 20,150,300 $502,145,476.00 1.82 %
ConocoPhillips 20825C104 Common Stocks 7,032,195 $485,643,387.00 1.77 %
Caterpillar, Inc. 149123101 Common Stocks 5,020,200 $459,498,906.00 1.67 %
SABMiller plc 0483548 Common Stocks 8,711,509 $454,142,057.00 1.65 %
Phillips 66 718546104 Common Stocks 6,340,497 $454,613,635.00 1.65 %
Wal-Mart Stores, Inc. 931142103 Common Stocks 5,232,858 $449,397,845.00 1.63 %
Cognizant Technology Solutions Corp., Class A 192446102 Common Stocks 8,267,970 $435,391,300.00 1.58 %
Union Pacific Corp. 907818108 Common Stocks 3,562,700 $424,424,451.00 1.54 %
Intuit, Inc. 461202103 Common Stocks 4,436,106 $408,964,612.00 1.49 %
Amgen, Inc. 031162100 Common Stocks 2,530,000 $403,003,700.00 1.47 %
Home Depot, Inc. (The) 437076102 Common Stocks 3,757,700 $394,445,769.00 1.44 %
Adobe Systems, Inc. 00724F101 Common Stocks 5,252,400 $381,849,480.00 1.39 %
Actavis plc G0083B108 Common Stocks 1,464,500 $376,976,945.00 1.37 %
American International Group, Inc. 026874784 Common Stocks 6,676,400 $373,945,164.00 1.36 %
Media Group Holdings LLC, Series H MGHHZ Common Stocks 640,301 $371,248,535.00 1.35 %
MetLife, Inc. 59156R108 Common Stocks 6,859,400 $371,024,946.00 1.35 %
Prudential Financial, Inc. 744320102 Common Stocks 4,068,700 $368,054,602.00 1.34 %
Tencent Holdings Ltd. BMMV2K8 Common Stocks 25,554,000 $369,739,054.00 1.34 %
Precision Castparts Corp. 740189105 Common Stocks 1,521,800 $366,571,184.00 1.33 %
Baidu.com, Inc. ADR 056752108 Common Stocks 1,588,900 $362,221,533.00 1.32 %
InBev N.V. 4755317 Common Stocks 3,165,100 $356,205,615.00 1.30 %
Occidental Petroleum Corp. 674599105 Common Stocks 4,432,107 $357,272,145.00 1.30 %
Mead Johnson Nutrition Co. 582839106 Common Stocks 3,536,900 $355,599,926.00 1.29 %
Plains GP Holdings L.P., Class A 72651A108 Common Stocks 13,698,600 $351,780,048.00 1.28 %
Intel Corp. 458140100 Common Stocks 9,686,000 $351,504,940.00 1.28 %
Legendary Pictures Funding LLC and Legendary Finance, Inc. 8.00 %, 3/15/2018 52469UAB4 Corporate Debt Securities 351,700,000 $348,745,720.00 1.27 %
Texas Instruments, Inc. 882508104 Common Stocks 6,489,200 $346,945,078.00 1.26 %
Biogen Idec, Inc. 09062X103 Common Stocks 971,100 $329,639,895.00 1.20 %
Wells Fargo & Co. 949746101 Common Stocks 5,796,500 $317,764,130.00 1.16 %
Continental AG 4598589 Common Stocks 1,473,500 $310,795,546.00 1.13 %
Alliance Data Systems Corp. 018581108 Common Stocks 1,069,400 $305,901,870.00 1.11 %
Legend Pictures LLC LEGEND001 Common Stocks 190,354 $302,260,891.00 1.10 %
Boeing Co. (The) 097023105 Common Stocks 2,317,600 $301,241,648.00 1.10 %
CBS Corp., Class B 124857202 Common Stocks 5,376,689 $297,545,969.00 1.08 %
Visa, Inc., Class A 92826C839 Common Stocks 1,116,400 $292,720,080.00 1.07 %
Gilead Sciences, Inc. 375558103 Common Stocks 3,042,200 $286,757,772.00 1.04 %
Limited Brands, Inc. 501797104 Common Stocks 3,283,430 $284,180,867.00 1.03 %
Dow Chemical Co. (The) 260543103 Common Stocks 5,645,800 $257,504,938.00 0.94 %
Chevron Corp. 166764100 Common Stocks 2,050,800 $230,058,744.00 0.84 %
LyondellBasell Industries N.V., Class A N53745100 Common Stocks 2,858,500 $226,936,315.00 0.82 %
Taiwan Semiconductor Manufacturing Co. Ltd. 6889106 Common Stocks 50,424,000 $222,141,491.00 0.81 %
Humana, Inc. 444859102 Common Stocks 1,504,000 $216,019,520.00 0.79 %
Media Group Holdings LLC, Series I MGHIZ Common Stocks 381,200 $212,286,617.00 0.77 %
Bristol-Myers Squibb Co. 110122108 Common Stocks 3,261,800 $192,544,054.00 0.70 %
Micron Technology, Inc. 595112103 Common Stocks 5,406,800 $189,292,068.00 0.69 %
Twenty-First Century Fox, Inc., Class A 90130A101 Common Stocks 4,620,500 $177,450,303.00 0.65 %
Japan Airlines Corp. B8BRV46 Common Stocks 5,393,600 $159,915,152.00 0.58 %
GlaxoSmithKline plc ADR 37733W105 Common Stocks 3,503,500 $149,739,590.00 0.54 %
Media Group Holdings LLC, Series T MGHTZ Common Stocks 80,253 $143,171,697.00 0.52 %
Alibaba Group Holding Ltd. ADR 01609W102 Common Stocks 1,268,550 $131,853,087.00 0.48 %
Roche Holdings AG, Genusscheine 7110388 Common Stocks 462,700 $125,364,964.00 0.46 %
Aston Martin Holdings Ltd. 10.25 %, 7/15/2018 BKT2NG3R Corporate Debt Securities 134,772,464 $122,043,132.00 0.44 %
ASML Holding N.V., NY Registry Shares N07059210 Common Stocks 1,012,500 $109,177,875.00 0.40 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.09 %, 1/20/2015 03523LNL5 01/20/2015 Short-Term Securities 103,815,000 $103,809,809.00 0.38 %
Corporacion Andina de Fomento 0.14 %, 1/26/2015 2198X3NS2 01/26/2015 Short-Term Securities 100,000,000 $99,989,821.00 0.36 %
Lockheed Martin Corp. 539830109 Common Stocks 493,620 $95,056,403.00 0.35 %
St. Jude Medical, Inc. 0.25 %, 1/26/2015 8522W3NS8 01/26/2015 Short-Term Securities 65,000,000 $64,988,156.00 0.24 %
Wisconsin Electric Power Co. 0.20 %, 1/9/2015 97665SN97 01/09/2015 Short-Term Securities 60,342,000 $60,338,983.00 0.22 %
John Deere Financial Ltd. (GTD by John Deere Capital Corp.) 0.14 %, 1/29/2015 24423NNV6 01/29/2015 Short-Term Securities 58,000,000 $57,993,227.00 0.21 %
Citibank N.A. 0.23 %, 2/6/2015 17304UB58 02/06/2015 Corporate Obligations 55,350,000 $55,351,638.00 0.20 %
J.M. Smucker Co. (The) 0.33 %, 1/14/2015 46642TNE9 01/14/2015 Short-Term Securities 50,000,000 $49,993,935.00 0.18 %
Baxter International, Inc. 0.28 %, 1/27/2015 0718A3NT2 01/27/2015 Short-Term Securities 50,000,000 $49,989,670.00 0.18 %
McCormick & Co., Inc. 0.18 %, 1/12/2015 57978DNC9 01/12/2015 Short-Term Securities 50,000,000 $49,997,000.00 0.18 %
Siemens Capital Co. LLC (GTD by Siemens AG) 0.15 %, 1/20/2015 82619UNL4 01/20/2015 Short-Term Securities 50,000,000 $49,995,835.00 0.18 %
Army & Air Force Exchange Service 0.12 %, 1/14/2015 04249LNE2 01/14/2015 Short-Term Securities 50,000,000 $49,997,659.00 0.18 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.13 %, 1/13/2015 0556C3ND9 01/13/2015 Short-Term Securities 50,000,000 $49,997,652.00 0.18 %
CVS Caremark Corp. 0.52 %, 1/12/2015 12665KNC6 01/12/2015 Short-Term Securities 50,000,000 $49,991,333.00 0.18 %
Abbott Laboratories 0.11 %, 3/16/2015 00282DQG8 03/16/2015 Short-Term Securities 49,700,000 $49,688,609.00 0.18 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.13 %, 1/16/2015 0556C3NG2 01/16/2015 Short-Term Securities 50,000,000 $49,997,111.00 0.18 %
Wisconsin Gas LLC 0.17 %, 1/8/2015 97670SN82 01/08/2015 Corporate Obligations 44,000,000 $43,998,534.00 0.16 %
General Mills, Inc. 0.31 %, 1/5/2015 3703E1N53 01/05/2015 Short-Term Securities 40,000,000 $39,998,277.00 0.15 %
Illinois Tool Works, Inc. 0.12 %, 1/9/2015 4523EMN90 01/09/2015 Short-Term Securities 40,000,000 $39,998,800.00 0.15 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser E (GTD by Chevron Corp.) 0.01 %, 1/1/2015 60528ACH5 11/01/2035 Short-Term Securities 39,894,000 $39,894,000.00 0.14 %
Wisconsin Gas LLC 0.15 %, 1/7/2015 97670SN74 01/07/2015 Short-Term Securities 38,000,000 $37,998,892.00 0.14 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.01 %, 1/1/2015 60528AAV6 12/01/2030 Municipal Obligations -Taxable 39,175,000 $39,175,000.00 0.14 %
Baxter International, Inc. 0.27 %, 2/3/2015 0718A3P37 02/03/2015 Short-Term Securities 38,000,000 $37,990,276.00 0.14 %
DTE Energy Co. (GTD by Detroit Edison Co.) 0.36 %, 1/5/2015 23333GN59 01/05/2015 Short-Term Securities 37,000,000 $36,998,150.00 0.14 %
Intel Corp. 0.14 %, 1/14/2015 45813SNE6 01/14/2015 Short-Term Securities 37,000,000 $36,997,986.00 0.14 %
Baxter International, Inc. 0.27 %, 1/28/2015 0718A3NU9 01/28/2015 Short-Term Securities 35,000,000 $34,992,625.00 0.13 %
BorgWarner, Inc. 0.35 %, 1/16/2015 09983PNG7 01/16/2015 Short-Term Securities 35,000,000 $34,994,246.00 0.13 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.12 %, 1/9/2015 89116FN97 01/09/2015 Corporate Obligations 35,000,000 $34,999,041.00 0.13 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2007B (GTD by Chevron Corp.) 0.01 %, 1/1/2015 60528AAT1 12/01/2030 Municipal Obligations -Taxable 33,923,000 $33,923,000.00 0.12 %
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.) 0.04 %, 1/7/2015 41415WBT8 02/15/2042 Municipal Obligations -Taxable 32,300,000 $32,300,000.00 0.12 %
River Fuel Trust #1 (GTD by Bank of Nova Scotia) 0.22 %, 1/30/2015 76823BNW6 01/30/2015 Corporate Obligations 31,893,000 $31,887,153.00 0.12 %
John Deere Financial, Inc. (GTD by John Deere Capital Corp.) 0.15 %, 1/23/2015 24422DNP2 01/23/2015 Short-Term Securities 33,000,000 $32,996,839.00 0.12 %
Air Products and Chemicals, Inc. 0.13 %, 1/20/2015 00915TNL0 01/20/2015 Corporate Obligations 32,000,000 $31,997,283.00 0.12 %
Virginia Electric and Power Co. 0.26 %, 1/6/2015 92780KN61 01/06/2015 Short-Term Securities 30,000,000 $29,998,795.00 0.11 %
Campbell Soup Co. 0.38 %, 1/26/2015 13443DNS4 01/26/2015 Short-Term Securities 31,300,000 $31,291,410.00 0.11 %
Coca-Cola Co. (The) 0.11 %, 1/26/2015 19121BNS4 01/26/2015 Short-Term Securities 30,000,000 $29,997,617.00 0.11 %
General Mills, Inc. 0.39 %, 1/20/2015 3703E1NL8 01/20/2015 Short-Term Securities 30,000,000 $29,993,499.00 0.11 %
WMI Holdings Corp., Class B, 3.000% 92936P209 Convertible Securities 31,000 $31,325,500.00 0.11 %
CA GO Bonds, Ser 2004B6 (GTD by U.S. Bank N.A.) 0.03 %, 1/7/2015 13063A6L3 05/01/2034 Short-Term Securities 30,000,000 $30,000,000.00 0.11 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Rev Bonds (Chevron USA, Inc. Proj), Ser 2010J (GTD by Chevron Corp.) 0.01 %, 1/1/2015 60528ACA0 11/01/2035 Municipal Obligations -Taxable 26,838,000 $26,838,000.00 0.10 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012A (GTD by U.S. Bank N.A.) 0.01 %, 1/1/2015 463612GB1 09/01/2051 Short-Term Securities 28,600,000 $28,600,000.00 0.10 %
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank N.A.) 0.02 %, 1/7/2015 966769CY5 06/01/2036 Short-Term Securities 26,375,000 $26,375,000.00 0.10 %
Bank of America N.A. 0.20 %, 3/12/2015 06053PBE6 03/12/2015 Corporate Obligations 28,500,000 $28,502,807.00 0.10 %
Diageo Capital plc (GTD by Diageo plc) 0.41 %, 1/8/2015 2524H5N86 01/08/2015 Short-Term Securities 28,050,000 $28,047,459.00 0.10 %
Microsoft Corp. 0.08 %, 1/12/2015 59515NNC3 01/12/2015 Short-Term Securities 25,000,000 $24,999,333.00 0.09 %
Federal Home Loan Bank 0.05 %, 1/23/2015 313384AY5 01/23/2015 Short-Term Securities 25,000,000 $24,999,198.00 0.09 %
St. Jude Medical, Inc. 0.20 %, 1/9/2015 8522W3N90 01/09/2015 Short-Term Securities 25,000,000 $24,998,750.00 0.09 %
Microsoft Corp. 0.10 %, 1/14/2015 59515NNE9 01/14/2015 Short-Term Securities 25,000,000 $24,999,029.00 0.09 %
IL Fin Auth, Adj Rate Demand Rev Bonds (Chicago Symphony Orchestra), Ser 2008 (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2015 45200FGY9 05/01/2048 Short-Term Securities 24,965,000 $24,965,000.00 0.09 %
Banco del Estado de Chile 0.20 %, 3/16/2015 05962P3J6 03/16/2015 Short-Term Securities 25,000,000 $24,998,955.00 0.09 %
Banco del Estado de Chile 0.18 %, 1/14/2015 05962P2R9 01/14/2015 Short-Term Securities 25,000,000 $25,000,000.00 0.09 %
Banco del Estado de Chile 0.20 %, 1/6/2015 05962P2G3 01/06/2015 Short-Term Securities 25,000,000 $25,000,083.00 0.09 %
MI Strategic Fund, Var Rate Demand Ltd. Oblig Rev Bonds (Air Products and Chemicals, Inc. Proj), Ser 2007 (GTD by Bank of New York (The)) 0.02 %, 1/1/2015 594698DF6 12/01/2042 Municipal Obligations -Taxable 24,877,000 $24,877,000.00 0.09 %
CA Pollutn Ctl Fin Auth, Pollutn Ctl Rfdg Rev Bonds (Pacific Gas and Elec Co.), Ser C (GTD by JPMorgan Chase Bank N.A.) 0.01 %, 1/1/2015 130534XA3 11/01/2026 Municipal Obligations -Taxable 24,701,300 $24,701,300.00 0.09 %
Illinois Tool Works, Inc. 0.13 %, 1/15/2015 4523EMNF6 01/15/2015 Short-Term Securities 25,000,000 $24,998,646.00 0.09 %
Credit Suisse Group, New York Branch 0.20 %, 2/17/2015 2254EBPH8 02/17/2015 Short-Term Securities 25,000,000 $24,993,278.00 0.09 %
Emerson Electric Co. 0.13 %, 1/8/2015 29101BN81 01/08/2015 Short-Term Securities 25,000,000 $24,999,278.00 0.09 %
U.S. Treasury Bills 0.02 %, 1/2/2015 912796EM7 01/02/2015 Short-Term Securities 23,650,000 $23,649,961.00 0.09 %
Air Products and Chemicals, Inc. 0.16 %, 1/26/2015 00915TNS5 01/26/2015 Corporate Obligations 22,000,000 $21,997,458.00 0.08 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.22 %, 1/6/2015 41282KN61 01/06/2015 Short-Term Securities 21,000,000 $20,999,052.00 0.08 %
Citibank N.A. 0.17 %, 1/6/2015 17304UA26 01/06/2015 Corporate Obligations 22,450,000 $22,450,300.00 0.08 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-2 (GTD by Bank of America N.A.) 0.03 %, 1/7/2015 64986UB63 11/01/2046 Municipal Obligations -Taxable 18,000,000 $18,000,000.00 0.07 %
Wisconsin Electric Power Co. 0.33 %, 1/7/2015 97665SN71 01/07/2015 Corporate Obligations 20,000,000 $19,999,417.00 0.07 %
Walgreen Co. 0.47 %, 1/16/2015 93142MNG6 01/16/2015 Short-Term Securities 20,000,000 $19,995,822.00 0.07 %
Banco del Estado de Chile 0.20 %, 1/6/2015 05962P2H1 01/06/2015 Corporate Obligations 18,500,000 $18,500,062.00 0.07 %
NY Hsng Fin Agy, Clinton Park Phase II Hsng Rev Bonds, Ser 2011 A-1 (GTD by Wells Fargo Bank N.A.) 0.03 %, 1/7/2015 64986UKV8 11/01/2049 Municipal Obligations -Taxable 19,084,000 $19,084,000.00 0.07 %
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by Bank of America N.A.) 0.01 %, 1/1/2015 13033F7N4 09/01/2028 Municipal Obligations -Taxable 18,400,000 $18,400,000.00 0.07 %
Banco del Estado de Chile 0.20 %, 1/28/2015 05962P2J7 01/28/2015 Corporate Obligations 19,000,000 $19,000,295.00 0.07 %
Baxter International, Inc. 0.27 %, 1/20/2015 0718A3NL9 01/20/2015 Short-Term Securities 20,000,000 $19,996,990.00 0.07 %
Army & Air Force Exchange Service 0.13 %, 1/20/2015 04249LNL6 01/20/2015 Short-Term Securities 20,000,000 $19,998,555.00 0.07 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.10 %, 1/12/2015 0556C3NC1 01/12/2015 Short-Term Securities 20,000,000 $19,999,334.00 0.07 %
Coca-Cola Co. (The) 0.14 %, 3/17/2015 19121BQH5 03/17/2015 Short-Term Securities 20,000,000 $19,994,088.00 0.07 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.12 %, 1/12/2015 89116FNC0 01/12/2015 Short-Term Securities 19,000,000 $18,999,246.00 0.07 %
Federal Home Loan Bank 0.06 %, 1/9/2015 313384AJ8 01/09/2015 Short-Term Securities 20,000,000 $19,999,726.00 0.07 %
Banco del Estado de Chile 0.20 %, 3/3/2015 05962P2Z1 03/03/2015 Short-Term Securities 20,000,000 $19,999,308.00 0.07 %
NY State Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2013A-1 (GTD by Bank of America N.A.) 0.03 %, 1/7/2015 64986UUZ8 11/01/2046 Short-Term Securities 16,500,000 $16,500,000.00 0.06 %
Anheuser-Busch InBev Worldwide, Inc. (GTD by AB INBEV/BBR/COB) 0.09 %, 1/5/2015 03523LN50 01/05/2015 Short-Term Securities 16,000,000 $15,999,800.00 0.06 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353TL1 06/15/2031 United States Government and Government Agency Obligations 17,172,695 $17,172,695.00 0.06 %
Virginia Electric and Power Co. 0.35 %, 1/14/2015 92780KNE4 01/14/2015 Short-Term Securities 17,000,000 $16,997,685.00 0.06 %
Eli Lilly and Co. 0.18 %, 3/25/2015 53245QQR0 03/25/2015 Corporate Obligations 13,500,000 $13,494,456.00 0.05 %
NYC GO Bonds, Fiscal 2008 Series L-4 0.02 %, 1/1/2015 64966G4P4 04/01/2038 Short-Term Securities 13,000,000 $13,000,000.00 0.05 %
Virginia Electric and Power Co. 0.32 %, 1/8/2015 92780KN87 01/08/2015 Short-Term Securities 15,000,000 $14,998,950.00 0.05 %
Bemis Co., Inc. 0.36 %, 1/7/2015 08143UN75 01/07/2015 Short-Term Securities 14,000,000 $13,999,020.00 0.05 %
Campbell Soup Co. 0.48 %, 2/4/2015 13443DP45 02/04/2015 Short-Term Securities 14,060,000 $14,053,438.00 0.05 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353UW5 03/15/2032 Short-Term Securities 14,612,962 $14,612,962.00 0.05 %
MA Hlth and Edu Fac Auth, Var Rate Rev Bonds, Dana-Farber Cancer Institute Issue, Ser 2008L-1 (GTD by JPMorgan Chase Bank N.A.) 0.03 %, 1/7/2015 57586CY90 12/01/2046 Short-Term Securities 14,600,000 $14,600,000.00 0.05 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.22 %, 1/13/2015 41282KND6 01/13/2015 Short-Term Securities 15,000,000 $14,998,808.00 0.05 %
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank N.A.) 0.03 %, 1/7/2015 801642BN8 02/01/2044 Short-Term Securities 14,751,000 $14,751,000.00 0.05 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.22 %, 1/9/2015 41282KN95 01/09/2015 Short-Term Securities 15,000,000 $14,999,175.00 0.05 %
St. Jude Medical, Inc. 0.22 %, 1/6/2015 8522W3N66 01/06/2015 Corporate Obligations 15,000,000 $14,999,450.00 0.05 %
Banco del Estado de Chile 0.20 %, 3/19/2015 05962P3Y3 03/19/2015 Corporate Obligations 14,000,000 $13,999,394.00 0.05 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.24 %, 1/12/2015 41282KNC8 01/12/2015 Short-Term Securities 15,000,000 $14,998,800.00 0.05 %
BHP Billiton Finance (USA) Ltd. (GTD by BHP Billiton Ltd.) 0.11 %, 1/9/2015 0554M3N92 01/09/2015 Short-Term Securities 15,000,000 $14,999,588.00 0.05 %
Essilor International S.A. 0.09 %, 1/5/2015 29728RN55 01/05/2015 Short-Term Securities 15,000,000 $14,999,644.00 0.05 %
CVS Caremark Corp. 0.50 %, 1/20/2015 12665KNL6 01/20/2015 Short-Term Securities 15,000,000 $14,995,834.00 0.05 %
Campbell Soup Co. 0.36 %, 1/12/2015 13443DNC9 01/12/2015 Short-Term Securities 12,800,000 $12,798,464.00 0.05 %
Diageo Capital plc (GTD by Diageo plc) 0.50 %, 1/13/2015 2524H5ND5 01/13/2015 Short-Term Securities 15,000,000 $14,997,183.00 0.05 %
Air Products and Chemicals, Inc. 0.16 %, 1/21/2015 00915TNM8 01/21/2015 Short-Term Securities 15,000,000 $14,998,688.00 0.05 %
Emerson Electric Co. 0.18 %, 1/27/2015 29101BNT5 01/27/2015 Short-Term Securities 12,620,000 $12,618,296.00 0.05 %
Essilor International S.A. 0.20 %, 3/20/2015 29728RQL7 03/20/2015 Short-Term Securities 10,000,000 $9,995,545.00 0.04 %
BMW U.S. Capital LLC (GTD by BMW AG) 0.11 %, 1/6/2015 0556C3N64 01/06/2015 Short-Term Securities 10,000,000 $9,999,817.00 0.04 %
Campbell Soup Co. 0.36 %, 1/27/2015 13443DNT2 01/27/2015 Short-Term Securities 10,500,000 $10,497,165.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353ZZ3 09/15/2020 Short-Term Securities 9,983,000 $9,983,000.00 0.04 %
BorgWarner, Inc. 0.50 %, 1/23/2015 09983PNP7 01/23/2015 Short-Term Securities 10,000,000 $9,996,806.00 0.04 %
L Oreal USA, Inc. 0.11 %, 1/12/2015 50211UNC3 01/12/2015 Short-Term Securities 10,000,000 $9,999,634.00 0.04 %
Enbridge, Inc. 0.53 %, 1/9/2015 29251VN93 01/09/2015 Short-Term Securities 10,000,000 $9,999,298.00 0.04 %
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2014C-C (GTD by U.S. Bank N.A.) 0.01 %, 1/1/2015 463612GK1 09/01/2054 Short-Term Securities 10,000,000 $10,000,000.00 0.04 %
BHP Billiton Finance (USA) Ltd. (GTD by BHP Billiton Ltd.) 0.11 %, 1/8/2015 0554M3N84 01/08/2015 Short-Term Securities 12,000,000 $11,999,707.00 0.04 %
General Mills, Inc. 0.31 %, 1/12/2015 3703E1NC8 01/12/2015 Short-Term Securities 10,000,000 $9,998,966.00 0.04 %
Baxter International, Inc. 0.40 %, 1/16/2015 0718A3NG0 01/16/2015 Short-Term Securities 10,000,000 $9,998,222.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353WB9 10/15/2032 Short-Term Securities 10,608,547 $10,608,547.00 0.04 %
General Mills, Inc. 0.35 %, 1/14/2015 3703E1NE4 01/14/2015 Short-Term Securities 10,000,000 $9,998,639.00 0.04 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353VT1 06/15/2032 Short-Term Securities 12,025,641 $12,026,844.00 0.04 %
NY Hsng Fin Agy, Related West 30th Street Hsng Rev Bonds, Ser 2012 A-1 (GTD by Wells Fargo Bank N.A.) 0.03 %, 1/7/2015 64986UMC8 05/01/2045 Municipal Obligations -Taxable 12,200,000 $12,200,000.00 0.04 %
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron USA, Inc. Proj), Ser 2010C (GTD by Chevron Corp.) 0.01 %, 1/1/2015 13048TGV9 11/01/2035 Municipal Obligations -Taxable 12,386,000 $12,386,000.00 0.04 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.24 %, 1/20/2015 41282KNL8 01/20/2015 Short-Term Securities 10,000,000 $9,998,667.00 0.04 %
Caterpillar Financial Services Corp. (GTD by Caterpillar, Inc.) 0.11 %, 1/5/2015 14912EN52 01/05/2015 Short-Term Securities 11,335,000 $11,334,827.00 0.04 %
OR Hsng and Cmnty Svc Dept, Hsng Dev Rev Bonds (Pearl Fam Hsng Proj), Ser 2009B-1 (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2015 68608AAT7 02/01/2042 Short-Term Securities 10,800,000 $10,800,000.00 0.04 %
PepsiCo, Inc. 0.11 %, 1/26/2015 71344UNS4 01/26/2015 Short-Term Securities 10,000,000 $9,999,206.00 0.04 %
Kimberly-Clark Corp. 0.10 %, 1/9/2015 49436UN91 01/09/2015 Short-Term Securities 10,765,000 $10,764,731.00 0.04 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bonds, Ser 2013A 0.03 %, 1/7/2015 64986UA64 11/01/2047 Short-Term Securities 10,000,000 $10,000,000.00 0.04 %
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron USA, Inc. Proj), Ser 1992 (GTD by Chevron Corp.) 0.01 %, 1/1/2015 903592AP8 12/01/2022 Municipal Obligations -Taxable 8,767,000 $8,767,000.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353YG6 11/15/2033 Short-Term Securities 7,275,641 $7,275,641.00 0.03 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase & Co.) 0.02 %, 1/1/2015 45200FZX0 08/01/2043 Municipal Obligations -Taxable 9,000,000 $9,000,000.00 0.03 %
Fremont (Alameda Cnty, CA), Fremont Public Fin Auth (GTD by U.S. Bank N.A.) 0.03 %, 1/7/2015 357122KV1 08/01/2038 Short-Term Securities 9,200,000 $9,200,000.00 0.03 %
S&P 500 Index, USD2,200.00, 3/19/2015 SPX3OC220 Call Options 15,880 $8,337,000.00 0.03 %
Columbus Rgnl Arpt Auth, Cap Funding Rev Bonds (OASBO Expanded Asset Pooled Fin Prog), Sr Ser 2005 (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2015 199544AA5 07/01/2035 Short-Term Securities 7,300,000 $7,300,000.00 0.03 %
Toronto-Dominion Holdings USA, Inc. (GTD by Toronto Dominion Bank) 0.11 %, 1/8/2015 89116FN89 01/08/2015 Corporate Obligations 9,500,000 $9,499,768.00 0.03 %
NY State Hsng Fin Agy, Maestro West Chelsea Hsng Rev Bonds, Ser 2014A 0.03 %, 1/7/2015 64986UH59 11/01/2047 Municipal Obligations -Taxable 7,250,000 $7,250,000.00 0.03 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353ZP5 09/30/2031 Short-Term Securities 4,999,500 $5,000,000.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353A49 09/30/2031 Short-Term Securities 5,399,460 $5,400,000.00 0.02 %
Tuscaloosa Cnty Indl Dev Auth, Gulf Opp Zone Bonds (Hunt Refining Proj, Ser 2011G (GTD by Bank of Nova Scotia) 0.03 %, 1/7/2015 90068FAK2 04/01/2028 Short-Term Securities 6,000,000 $6,000,000.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353VS3 05/15/2030 United States Government and Government Agency Obligations 4,800,000 $4,800,000.00 0.02 %
Bank of America N.A. 0.21 %, 4/15/2015 06053PCD7 04/15/2015 Corporate Obligations 4,250,000 $4,250,371.00 0.02 %
Bemis Co., Inc. 0.60 %, 1/21/2015 08143UNM2 01/21/2015 Short-Term Securities 5,000,000 $4,998,250.00 0.02 %
Greenville Hosp Sys Board of Trustees, Hosp Rfdg Rev Bonds, Ser 2008B (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2015 396080HW6 05/01/2033 Short-Term Securities 6,000,000 $6,000,000.00 0.02 %
City of Chicago, GO Var Rate Demand Bonds, Ser 2003B-1 (GTD by JPMorgan Chase & Co.) 0.06 %, 1/7/2015 1674856S5 01/01/2034 Short-Term Securities 5,000,000 $5,000,000.00 0.02 %
WI Hlth and Edu Fac Auth, Wheaton Franciscan Svc, Inc., Sys Var Rate Rev Bonds, Ser 2003B (GTD by U.S. Bank N.A.) 0.04 %, 1/7/2015 97710VND6 08/15/2033 Short-Term Securities 4,500,000 $4,500,000.00 0.02 %
Mondelez International, Inc. 0.52 %, 1/21/2015 60920WNM8 01/21/2015 Short-Term Securities 5,000,000 $4,998,483.00 0.02 %
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The)) 0.03 %, 1/7/2015 546398C71 07/01/2047 Short-Term Securities 6,605,000 $6,605,000.00 0.02 %
NY Hsng Fin Agy, Riverside Ctr 2 Hsng Rev Bonds, Ser 2012A 0.03 %, 1/7/2015 64986UUW5 11/01/2046 Short-Term Securities 7,000,000 $7,000,000.00 0.02 %
CA GO Bonds, Ser 2005A3 (GTD by Bank of America N.A.) 0.03 %, 1/7/2015 13062RG28 05/01/2040 Short-Term Securities 5,000,000 $5,000,000.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353YY7 09/30/2031 Short-Term Securities 4,199,580 $4,199,580.00 0.02 %
Illinois Tool Works, Inc. 0.13 %, 1/23/2015 4523EMNP4 01/23/2015 Short-Term Securities 5,000,000 $4,999,585.00 0.02 %
Harley-Davidson Financial Services (GTD by Harley-Davidson Credit Corp.) 0.22 %, 1/15/2015 41282KNF1 01/15/2015 Short-Term Securities 5,000,000 $4,999,542.00 0.02 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353SR9 10/20/2017 Short-Term Securities 2,769,200 $2,769,200.00 0.01 %
Univ of KS Hosp Auth, Var Rate Demand Hlth Fac Rev Bonds (KU Hlth Sys), Ser 2004 0.03 %, 1/1/2015 914367BN6 09/01/2034 Short-Term Securities 3,805,000 $3,805,000.00 0.01 %
Bank of America N.A. 0.20 %, 1/22/2015 06053PAA5 01/22/2015 Corporate Obligations 2,000,000 $2,000,137.00 0.01 %
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GA Power Co. Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Co.) 0.03 %, 1/1/2015 610530EU7 11/01/2048 Municipal Obligations -Taxable 1,465,000 $1,465,000.00 0.01 %
Government National Mortgage Association Agency REMIC/CMO 7.00 %, 5/20/2033 38373QSA0 United States Government Agency Obligations 1,988,681 $459,203.00 0.01 %
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank N.A.) 0.03 %, 1/7/2015 179027VK0 06/01/2037 Municipal Obligations -Taxable 1,905,000 $1,905,000.00 0.01 %
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by U.S. Government) 0.06 %, 1/7/2015 13077V6N7 11/15/2037 Municipal Obligations -Taxable 1,443,000 $1,443,000.00 0.01 %
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ, Ser A-1 (GTD by JPMorgan Chase & Co.) 0.07 %, 1/7/2015 82382LAJ8 12/01/2029 Municipal Obligations -Taxable 1,900,000 $1,900,000.00 0.01 %
Schlumberger Ltd., USD90.00, 5/15/2015 SLB5OC90 Call Options 4,800 $1,872,000.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353XK8 09/30/2031 United States Government and Government Agency Obligations 3,799,620 $3,799,620.00 0.01 %
Overseas Private Investment Corp. (GTD by U.S. Government) 0.11 %, 1/7/2015 690353A31 09/30/2031 Short-Term Securities 3,999,600 $3,999,600.00 0.01 %
Exxon Mobil Corp., USD95.00, 4/17/2015 XOM4OC95 Call Options 7,686 $1,902,285.00 0.01 %
Bank of Nova Scotia (The) 3.40 %, 1/22/2015 064149A64 01/22/2015 Corporate Obligations 1,200,000 $1,202,009.00 0.01 %
Sherwin-Williams Co. (The) 0.13 %, 1/5/2015 82434UN52 01/05/2015 Short-Term Securities 2,000,000 $1,999,936.00 0.01 %
Stafford County, Staunton Indl Dev Auth (VA) Rev Bonds, Ser 8-A2 (GTD by Bank of America N.A.) 0.15 %, 1/15/2015 85774PCH0 01/15/2015 Short-Term Securities 1,900,000 $1,900,000.00 0.01 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 5/15/2033 31393QZF2 United States Government Agency Obligations 489,805 $82,827.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2033 31393EJP5 United States Government Agency Obligations 941,871 $162,923.00 0.00 %
IL Fin Auth, Var Rate Demand Rev Bonds (The Carle Fndtn), Ser 2009 (GTD by JPMorgan Chase Bank N.A.) 0.04 %, 1/7/2015 45200FVH9 02/15/2033 Short-Term Securities 855,000 $855,000.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 3/20/2032 38374L7J4 United States Government Agency Obligations 220,421 $5,960.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 11/20/2033 38374KVN0 United States Government Agency Obligations 48,863 $1,103.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 11/25/2036 31396LVQ0 United States Government Agency Obligations 1,816,459 $310,812.00 0.00 %
Virginia Electric and Power Co. 0.33 %, 1/15/2015 92780KNF1 01/15/2015 Short-Term Securities 302,000 $301,959.00 0.00 %
Apple, Inc., USD135.00, 2/20/2015 AA2OC135 Call Options 2,476 $66,852.00 0.00 %
Dow Chemical Co. (The), USD55.00, 1/16/2015 DW1OC55 Call Options 13,408 $6,704.00 0.00 %
Campbell Soup Co. 0.38 %, 1/8/2015 13443DN88 01/08/2015 Short-Term Securities 538,000 $537,977.00 0.00 %
Schlumberger Ltd., USD87.50, 2/20/2015 SLB2OC875 Call Options 3,840 $1,117,440.00 0.00 %
S&P 500 Index, USD2,175.00, 1/16/2015 SP1OC2175 Call Options 15,885 $555,975.00 0.00 %
Apple, Inc., USD130.00, 1/16/2015 AA1OC130 Call Options 2,476 $8,666.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 6.00 %, 11/15/2035 31396FJ20 United States Government Agency Obligations 487,878 $93,371.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 5/15/2018 31393R7G9 United States Government Agency Obligations 361,947 $22,768.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 9/15/2017 31392WNY2 United States Government Agency Obligations 21,493 $38.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 6/25/2023 31393CZK2 United States Government Agency Obligations 482,518 $65,154.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 4/25/2034 31393XJD0 United States Government Agency Obligations 997,277 $186,971.00 0.00 %
Toyota Motor Credit Corp. 0.13 %, 1/7/2015 892332MN4 Short-Term Securities 722,000 $722,000.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 1/15/2033 31393JES3 United States Government Agency Obligations 280,252 $52,177.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.00 %, 7/20/2033 38374KUS0 United States Government Agency Obligations 4,474 $52.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 3/15/2023 31393PEQ3 United States Government Agency Obligations 311,476 $29,174.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 7/20/2035 38374LUZ2 United States Government Agency Obligations 606,481 $107,943.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 12/25/2033 31394ENA2 United States Government Agency Obligations 431,424 $16,651.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 10/15/2025 31396CP53 United States Government Agency Obligations 624,788 $84,819.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2035 31394E3T3 United States Government Agency Obligations 1,073,768 $206,037.00 0.00 %
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