Waddell & Reed

Total Portfolio Holdings

WRA Asset Strategy Fund

Updated as of 12/31/2013
Name CUSIP Type Shares or Principal Amount Market Value Percent of Net Assets
Gold GOLD BULL Bullion 228,976 $275,767,079.00 7.44 %
Galaxy Entertainment Group 6465874 Common Stocks 25,010,000 $224,320,119.00 6.05 %
Sands China Ltd. B5B23W2 Common Stocks 22,407,278 $183,059,859.00 4.94 %
Delta Topco Ltd. DELTA5678 Common Stocks 104,001,329 $122,667,072.00 3.30 %
Wynn Resorts Ltd. 983134107 Common Stocks 625,400 $121,458,934.00 3.28 %
AIA Group Ltd. B4TX8S1 Common Stocks 21,406,700 $107,388,240.00 2.90 %
Media Group Holdings LLC SBPHOLDNG Common Stocks 43,287 $92,957,693.00 2.51 %
CBS Corp., Class B 124857202 Common Stocks 1,448,500 $92,327,390.00 2.49 %
Delta Topco Ltd. 10.00 %, 11/24/2060 DELTA2345 Corporate Debt Securities 85,989,229 $85,989,229.00 2.32 %
Cisco Systems, Inc. 17275R102 Common Stocks 3,000,000 $67,350,000.00 1.83 %
Phillips 66 718546104 Common Stocks 703,150 $54,233,960.00 1.45 %
Legend Pictures LLC LEGEND001 Common Stocks 22,468 $49,792,470.00 1.34 %
Hyundai Motor Co. 6451055 Common Stocks 215,316 $48,251,513.00 1.30 %
Tencent Holdings Ltd. B01CT30 Common Stocks 756,600 $48,258,948.00 1.30 %
Mizuho Financial Group, Inc. 6591014 Common Stocks 21,237,300 $45,979,531.00 1.25 %
Blackstone Group L.P. (The) 09253U108 Common Stocks 1,445,600 $45,536,400.00 1.23 %
Philip Morris International, Inc. 718172109 Common Stocks 516,900 $45,037,497.00 1.22 %
Starwood Hotels & Resorts Worldwide, Inc. 85590A401 Common Stocks 559,500 $44,452,275.00 1.20 %
Panasonic Corp. 6572707 Common Stocks 3,697,700 $42,977,731.00 1.16 %
Sumitomo Mitsui Financial Group, Inc. 6563024 Common Stocks 827,700 $42,599,316.00 1.15 %
Kabushiki Kaisha Mitsubishi Tokyo Financial Group 6335171 Common Stocks 6,491,600 $42,780,082.00 1.15 %
Nielsen Holdings N.V. N63218106 Common Stocks 902,900 $41,434,081.00 1.12 %
Sony Corp. 6821506 Common Stocks 2,391,200 $41,461,696.00 1.12 %
Cognizant Technology Solutions Corp., Class A 192446102 Common Stocks 414,130 $41,818,847.00 1.12 %
Legendary Pictures Funding LLC and Legendary Finance, Inc. 8.00 %, 3/15/2018 52469UAB4 Corporate Debt Securities 41,100,000 $41,100,000.00 1.11 %
Plains GP Holdings L.P., Class A 72651A108 Common Stocks 1,503,100 $40,237,987.00 1.09 %
Intuit, Inc. 461202103 Common Stocks 517,800 $39,518,496.00 1.07 %
ConocoPhillips 20825C104 Common Stocks 554,400 $39,168,360.00 1.06 %
Sumitomo Mitsui Trust Holdings, Inc. 6431897 Common Stocks 7,484,000 $39,370,772.00 1.06 %
Hitachi, Ltd. 6429104 Common Stocks 4,956,000 $37,460,602.00 1.01 %
Apple, Inc. 037833100 Common Stocks 66,400 $37,257,704.00 1.00 %
Pfizer, Inc. 717081103 Common Stocks 1,132,600 $34,691,538.00 0.94 %
News Corp. Ltd., Class A 90130A101 Common Stocks 965,900 $33,980,362.00 0.92 %
Nomura Holdings, Inc. 6643108 Common Stocks 4,482,900 $34,438,003.00 0.92 %
Canon Inc. 6172323 Common Stocks 1,065,700 $33,698,424.00 0.91 %
American International Group, Inc. 026874784 Common Stocks 652,300 $33,299,915.00 0.90 %
Bayerische Motoren Werke AG 5756029 Common Stocks 282,200 $33,084,446.00 0.89 %
Prudential Financial, Inc. 744320102 Common Stocks 354,100 $32,655,102.00 0.88 %
MetLife, Inc. 59156R108 Common Stocks 600,200 $32,362,784.00 0.87 %
KKR & Co. L.P. 48248M102 Common Stocks 1,331,800 $32,416,012.00 0.87 %
Goldman Sachs Group, Inc. (The) 38141G104 Common Stocks 165,000 $29,247,900.00 0.79 %
ASML Holding N.V., Ordinary Shares B929F46 Common Stocks 310,408 $29,055,111.00 0.78 %
Toyota Motor Corp. 6900643 Common Stocks 423,900 $25,842,161.00 0.70 %
Continental AG 4598589 Common Stocks 116,600 $25,568,909.00 0.69 %
Occidental Petroleum Corp. 674599105 Common Stocks 261,200 $24,840,120.00 0.67 %
European Aeronautic Defence and Space Co. 4012250 Common Stocks 322,300 $24,745,581.00 0.67 %
Axa S.A. 7088429 Common Stocks 892,800 $24,822,518.00 0.67 %
Texas Instruments, Inc. 882508104 Common Stocks 564,400 $24,782,804.00 0.67 %
Applied Materials, Inc. 038222105 Common Stocks 1,295,900 $22,924,471.00 0.62 %
Allianz AG, Registered Shares 5231485 Common Stocks 126,300 $22,648,514.00 0.61 %
Dow Chemical Co. (The) 260543103 Common Stocks 493,400 $21,906,960.00 0.59 %
Formula One Holdings Ltd. and Alpha Topco Ltd. 9.25 %, 10/16/2019 BL0534XXX 00001 Senior Loans 20,800,000 $21,658,000.00 0.58 %
Fuji Heavy Industries Ltd. 6356406 Common Stocks 738,600 $21,145,941.00 0.57 %
Swiss Re Ltd. B545MG5 Common Stocks 229,100 $21,072,423.00 0.57 %
Microsoft Corp. 594918104 Common Stocks 559,900 $20,957,057.00 0.57 %
Unilever Capital Corporation (GTD by Unilever N.V.) 0.02 %, 1/3/2014 90477EA38 01/03/2014 Short-Term Securities 20,436,000 $20,435,966.00 0.56 %
Apollo Global Management LLC 037612306 Common Stocks 640,100 $20,233,561.00 0.55 %
Pfizer Inc. 0.07 %, 3/10/2014 71708FCA8 03/10/2014 Short-Term Securities 20,000,000 $19,997,470.00 0.54 %
NTT DoCoMo, Inc. 6129277 Common Stocks 1,204,300 $19,726,688.00 0.53 %
Zurich Financial Services, Registered Shares 5983816 Common Stocks 68,000 $19,705,173.00 0.53 %
Comcast Corp., Class A 20030N101 Common Stocks 380,000 $19,746,700.00 0.53 %
Wells Fargo & Co. 949746101 Common Stocks 406,000 $18,432,400.00 0.50 %
Prada S.p.A. B4PFFW4 Common Stocks 2,032,300 $18,083,992.00 0.49 %
Oracle Corp. 68389X105 Common Stocks 465,500 $17,810,030.00 0.48 %
Hutchison Whampoa Ltd., Ordinary Shares 6448068 Common Stocks 1,291,000 $17,547,864.00 0.47 %
LyondellBasell Industries N.V., Class A N53745100 Common Stocks 195,800 $15,718,824.00 0.42 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.07 %, 1/8/2014 64105SA81 01/08/2014 Short-Term Securities 15,000,000 $14,999,767.00 0.40 %
ICICI Bank Limited (GTD by Wells Fargo Bank, N.A.) 0.14 %, 1/21/2014 44928NAM8 01/21/2014 Corporate Obligations 15,000,000 $14,998,688.00 0.40 %
Amgen, Inc. 031162100 Common Stocks 131,300 $14,989,208.00 0.40 %
ING Groep N.V., Certicaaten Van Aandelen 7154182 Common Stocks 1,019,600 $14,166,956.00 0.38 %
Central Japan Railway Company 6183552 Common Stocks 114,400 $13,448,599.00 0.36 %
Gilead Sciences, Inc. 375558103 Common Stocks 175,200 $13,166,280.00 0.36 %
DaimlerChrysler AG, Registered Shares 5529027 Common Stocks 151,300 $13,092,269.00 0.35 %
Activision Blizzard, Inc. 00507V109 Common Stocks 693,700 $12,368,671.00 0.33 %
Japan Airlines Corp. B8BRV46 Common Stocks 242,100 $11,931,431.00 0.32 %
MS Business Fin Corp., Gulf Opp Zone Indl Dev Var Rev Bonds (Chevron USA, Inc. Proj), Ser 2007D (GTD by Chevron Corp.) 0.02 %, 1/1/2014 60528ABL7 12/01/2030 Municipal Obligations -Taxable 12,000,000 $12,000,000.00 0.32 %
Boeing Co. (The) 097023105 Common Stocks 83,800 $11,437,862.00 0.31 %
Anheuser-Busch InBev S.A. ADR 03524A108 Common Stocks 106,100 $11,295,406.00 0.30 %
Amazon.com, Inc. 023135106 Common Stocks 27,900 $11,126,241.00 0.30 %
Exxon Mobil Corporation 0.01 %, 1/2/2014 30229BA23 01/02/2014 Short-Term Securities 11,000,000 $10,999,994.00 0.30 %
FUJIFILM Holdings Corp. 6356525 Common Stocks 394,800 $11,175,565.00 0.30 %
International Business Machines Corporation 459200101 Common Stocks 55,100 $10,335,107.00 0.28 %
Renault S.A. 4712798 Common Stocks 127,700 $10,268,352.00 0.28 %
Coca-Cola Company (The) 0.09 %, 3/6/2014 19121BC64 03/06/2014 Short-Term Securities 10,000,000 $9,998,321.00 0.27 %
Toronto-Dominion Holdings USA Inc. (GTD by Toronto Dominion Bank) 0.12 %, 2/4/2014 89116FB41 02/04/2014 Short-Term Securities 10,000,000 $9,998,833.00 0.27 %
Wal-Mart Stores, Inc. 0.07 %, 1/13/2014 93114FAD6 01/13/2014 Short-Term Securities 10,000,000 $9,999,747.00 0.27 %
Air Products and Chemicals, Inc. 0.17 %, 2/19/2014 00915TBK5 02/19/2014 Short-Term Securities 10,000,000 $9,997,626.00 0.27 %
L Air Liquide S.A. 0.18 %, 1/31/2014 00912UAX8 01/31/2014 Short-Term Securities 10,000,000 $9,998,461.00 0.27 %
Exxon Mobil Corporation 0.06 %, 1/16/2014 30229BAG2 01/16/2014 Short-Term Securities 10,000,000 $9,999,734.00 0.27 %
Federal Home Loan Bank 0.07 %, 2/7/2014 313385SU1 02/07/2014 Short-Term Securities 10,000,000 $9,999,261.00 0.27 %
Accenture plc, Class A G1151C101 Common Stocks 115,300 $9,479,966.00 0.26 %
Citigroup, Inc. 172967424 Common Stocks 178,200 $9,286,002.00 0.25 %
Samsung Electronics Co. Ltd. 6771720 Common Stocks 7,100 $9,230,303.00 0.25 %
Dynam Japan Holdings Co. Ltd. B74FH64 Common Stocks 2,550,200 $8,928,972.00 0.24 %
Roche Holdings AG, Genusscheine 7110388 Common Stocks 32,500 $9,079,088.00 0.24 %
General Mills, Inc. 0.15 %, 1/9/2014 3703E1A99 01/09/2014 Short-Term Securities 8,000,000 $7,999,700.00 0.22 %
AstraZeneca plc 0989529 Common Stocks 136,700 $8,091,577.00 0.22 %
Danaher Corporation 0.09 %, 1/16/2014 23585MAG1 01/16/2014 Short-Term Securities 8,000,000 $7,999,680.00 0.22 %
John Deere Financial Limited (GTD by John Deere Capital Corporation) 0.10 %, 1/16/2014 24423NAG3 01/16/2014 Short-Term Securities 8,000,000 $7,999,645.00 0.22 %
GlaxoSmithKline Finance plc (GTD by GlaxoSmithKline plc) 0.16 %, 1/9/2014 3773E3A98 01/09/2014 Short-Term Securities 8,000,000 $7,999,780.00 0.22 %
TCS Group Holding plc, GDR BF233R9 Common Stocks 510,702 $7,634,995.00 0.21 %
British Sky Broadcasting Group plc 0141192 Common Stocks 567,600 $7,932,940.00 0.21 %
Time Warner Cable, Inc. 88732J207 Common Stocks 56,200 $7,615,100.00 0.21 %
Biogen Idec, Inc. 09062X103 Common Stocks 28,100 $7,860,975.00 0.21 %
Illinois Tool Works Inc. 0.08 %, 1/8/2014 4523EMA86 01/08/2014 Short-Term Securities 7,000,000 $6,999,875.00 0.19 %
BNP Paribas 7309681 Common Stocks 75,500 $5,883,994.00 0.16 %
Ping An Insurance (Group) Co. of China Ltd., A Shares B1SVWB6 Common Stocks 879,300 $6,061,083.00 0.16 %
Ricoh Company, Ltd. 6738220 Common Stocks 541,000 $5,743,405.00 0.15 %
Adobe Systems, Inc. 00724F101 Common Stocks 94,900 $5,682,612.00 0.15 %
Abbott Laboratories 002824100 Common Stocks 138,300 $5,301,039.00 0.14 %
Exxon Mobil Corporation 0.05 %, 1/27/2014 30229BAT4 01/27/2014 Short-Term Securities 5,000,000 $4,999,813.00 0.13 %
Banco del Estado de Chile 0.20 %, 3/3/2014 05962PG94 03/03/2014 Short-Term Securities 5,000,000 $4,999,828.00 0.13 %
Pfizer Inc. 0.07 %, 3/12/2014 71708FCC4 03/12/2014 Short-Term Securities 5,000,000 $4,999,340.00 0.13 %
Wal-Mart Stores, Inc. 0.06 %, 1/6/2014 93114FA61 01/06/2014 Short-Term Securities 5,000,000 $4,999,950.00 0.13 %
Banco del Estado de Chile 0.20 %, 3/11/2014 05962PJ59 03/11/2014 Short-Term Securities 4,400,000 $4,399,829.00 0.12 %
Circuit of the Americas LLC, Series B 16.00 %, 7/31/2018 172742AB4 Corporate Debt Securities 5,937,682 $4,156,377.00 0.11 %
Nestle Finance International Ltd. (GTD by Nestle S.A.) 0.09 %, 2/13/2014 64105SBD9 02/13/2014 Short-Term Securities 3,750,000 $3,749,588.00 0.10 %
ACE Ltd. H0023R105 Common Stocks 34,900 $3,613,197.00 0.09 %
Circuit of the Americas LLC, Series A 16.00 %, 7/31/2018 172742AA6 Corporate Debt Securities 5,000,000 $3,500,000.00 0.09 %
KION Holding 1 GmbH BB22L96 Common Stocks 66,573 $2,813,943.00 0.08 %
Wal-Mart Stores, Inc. 0.07 %, 1/9/2014 93114FA95 01/09/2014 Short-Term Securities 3,000,000 $2,999,948.00 0.08 %
Toyota Motor Credit Corp. 0.09 %, 1/7/2014 892332MN4 Corporate Obligations 2,346,000 $2,346,000.00 0.06 %
Omnicom Group, Inc. 681919106 Common Stocks 26,500 $1,970,805.00 0.05 %
Allstate Corporation (The) 020002101 Common Stocks 32,000 $1,745,280.00 0.05 %
FTSE 100 Index, GBP6,700.00, 6/20/2014 UKX6OC670 Call Options 511 $1,703,390.00 0.04 %
FTSE 100 Index, GBP6,650.00, 3/21/2014 UKX3OC665 Call Options 511 $1,463,917.00 0.04 %
Circuit of the Americas LLC 6.00 %, 6/30/2017 BL1234555 00001 Senior Loans 1,300,000 $1,300,000.00 0.04 %
NYC GO Bonds, Fiscal 2008 Series L-4 0.03 %, 1/1/2014 64966G4P4 04/01/2038 Short-Term Securities 1,000,000 $1,000,000.00 0.03 %
Nikkei 225 Index, JPY15,500.00, 1/10/2014 NK1OC155 Call Options 161 $1,077,818.00 0.03 %
Apple Inc., USD575.00, 1/17/2014 APL1OC575 Call Options 362 $210,865.00 0.01 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 4/25/2034 31393XJD0 United States Government Agency Obligations 1,354,605 $253,449.00 0.01 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 11/25/2036 31396LVQ0 United States Government Agency Obligations 1,620,721 $296,551.00 0.01 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 10/15/2025 31396CP53 United States Government Agency Obligations 1,647,159 $235,900.00 0.01 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 8/25/2033 31393EJP5 United States Government Agency Obligations 985,541 $189,881.00 0.01 %
Cisco Systems, Inc., USD22.00, 1/17/2014 CSC1OC22 Call Options 4,306 $217,453.00 0.01 %
SPDR Gold Shares, ETF, USD118.00, 2/21/2014 GLD2P118 Put Options 242 $106,480.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 11/20/2033 38374KVN0 United States Government Agency Obligations 575,484 $34,370.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 3/20/2032 38374L7J4 United States Government Agency Obligations 456,334 $26,491.00 0.00 %
iShares FTSE China 25 Index Fund, USD42.00, 1/17/2014 FXI1OC42 Call Options 4,303 $10,758.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 9/15/2017 31392WNY2 United States Government Agency Obligations 183,469 $5,321.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 5/15/2033 31393QZF2 United States Government Agency Obligations 884,951 $174,009.00 0.00 %
Applied Materials, Inc., USD19.00, 1/17/2014 AMT1OC19 Call Options 1,936 $7,744.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.50 %, 7/20/2035 38374LUZ2 United States Government Agency Obligations 519,342 $93,706.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 6/25/2023 31393CZK2 United States Government Agency Obligations 446,769 $59,377.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.00 %, 11/25/2023 31394BM27 United States Government Agency Obligations 43,211 $222.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.00 %, 4/15/2019 31395KGL1 United States Government Agency Obligations 42,778 $275.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 6.00 %, 11/15/2035 31396FJ20 United States Government Agency Obligations 639,080 $120,625.00 0.00 %
Federal Home Loan Mortgage Corp. Agency REMIC/CMO 5.50 %, 3/15/2023 31393PEQ3 United States Government Agency Obligations 292,352 $30,182.00 0.00 %
Government National Mortgage Association Agency REMIC/CMO 5.00 %, 7/20/2033 38374KUS0 United States Government Agency Obligations 106,041 $4,945.00 0.00 %
Federal National Mortgage Association Agency REMIC/CMO 5.50 %, 12/25/2033 31394ENA2 United States Government Agency Obligations 1,040,429 $99,097.00 0.00 %
Download       Back to Fund Detail

Financial Advisor Opportunities
Corporate Careers